Compliance Risk Manager

4 weeks ago


Jupiter, Florida, United States IntePros Full time
Job Summary

The Senior Compliance Manager will lead and coordinate activities related to internal audits of Company or business unit functional areas to ensure compliance with enforceable standards. This role will work closely with Management in designing and implementing compliance control processes and procedures, executing compliance risk assessments, and reporting compliance health to the appropriate business unit and/or legal entity governing bodies.

Key Responsibilities

Serve as a strategic business partner and subject matter expert for compliance with state regulations and requirements for foreign and alien surplus lines carriers
Oversight of all regulatory filings with state insurance departments and Cayman Monetary Authority
Assist in Corporate governance of Insurance Entities
Provide guidance to internal stakeholders on regulatory obligation and build controls to monitor risks
Foster a positive culture of compliance including working with other business units within insurer
Periodically meets with management to provide updates on filings and other outstanding tasks
Provide oversight and management of state related reporting, surplus lines tax filings and data calls.
Provide accurate information to respond to internal and external stakeholders
Ability to analyze data and prepare reports with a high level of accuracy
Ability to effectively communicate, work in a team environment as well as independent and must have a high ability to take initiative
Actively promote a culture of a high standard of compliance including cooperation, communication and attention to detail
Ability to analyze and accurately interpret requirements to maintain compliance with U.S. and Cayman filing requirements and provide accurate information
Provide training and education within compliance department and insurer

Requirements

Bachelor's or Master's Degree
2+ years of leadership experience
Must have surplus lines insurance experience
Must have Property/Casualty corporate regulatory and compliance experience
Strong written and verbal communication
Excellent attention to detail, good organizational skills, critical thinking, and the ability to demonstrate thorough, accurate and timely submission of all documentation

Work Environment

This position is hybrid 3 days a week in Jupiter, FL
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