Compliance Risk Manager

5 days ago


Whippany, New Jersey, United States Barclays Full time
Job Description

Purpose of the role

To investigate employee conduct exceptions, provide expert oversight and advice, and mitigate compliance risks.

Help maintain a culture of integrity by delivering compliance training and implementing robust controls to ensure adherence to regulatory standards.

Accountabilities

Development and implementation of policies related to employee conduct that aligns with regulatory requirements and industry best practices.

Implementation of surveillance and monitoring systems to track and report on employee behavior.

Development of training programs to educate employees on conduct expectations, ethical standards, and regulatory obligations.

Provision of advice and assistance across Barclays on matters related to employee conduct.

Assistant Vice President Expectations

Consult on complex issues; providing advice to People Leaders to support the resolution of escalated issues.

Identify ways to mitigate risk and develop new policies/procedures in support of the control and governance agenda.

Take ownership for managing risk and strengthening controls in relation to the work done.

Collaborate with other areas of work to keep up to speed with business activity and the business strategy.

Engage in complex analysis of data from multiple sources of information, internal and external sources.

Communicate complex information.

Influence or convince stakeholders to achieve outcomes.

All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship.

They will also be expected to demonstrate the Barclays Mindset - to Empower, Challenge, and Drive.

Barclays is seeking a motivated AVP for its Breach & Personal Account Dealing team to investigate employee conduct exceptions, provide expert oversight and advice, and mitigate compliance risks.

In this role, you will help maintain a culture of integrity by delivering compliance training and implementing robust controls to ensure adherence to regulatory standards.

This is a unique opportunity to contribute to one of the world's leading financial institutions by fostering ethical behavior and accountability.

If you have a strong background in compliance or risk management, and are passionate about driving compliance excellence, we encourage you to apply.

This role is based out of Whippany, NJ.

You may be assessed on key critical skills relevant for success in this role, such as risk and controls, change and transformation, business acumen, strategic thinking, and digital and technology.



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