Director of Compliance and Risk Management

3 weeks ago


Phoenix, Arizona, United States OneAZ Credit Union Full time

Job Summary: We are seeking a highly skilled Director of Compliance and Risk Management to oversee our Investigations and Compliance staff and lead critical projects in the Risk Management area.

Key Responsibilities:

  • Provide regulatory guidance corporate-wide and identify areas of compliance and operational risks.
  • Carry out supervisory responsibilities in accordance with the organization's policies and applicable laws.
  • Manage performance, reward, and coach associates, and address complaints and resolve problems.
  • Lead various risk-related projects as determined by the VP of Risk Management.
  • Interact with Credit Union management, including Supervisory Committee and external organizations, on complex and sensitive investigations and compliance issues.
  • Provide solutions and make recommendations for improving control environments, policies, and procedures to reduce fraud and compliance risk.
  • Evaluate critical loss prevention and risk management tools for use in all areas of the Credit Union.
  • Represent the Credit Union in a leadership capacity on key professional and industry groups.
  • Monitor investigations quality and productivity and provide periodic reports to the BSA Officer and leadership.

Requirements:

  • 5 to 8 years of similar or related experience of fraud investigation, loss prevention, and regulatory compliance experience within the financial services industry.
  • Strong knowledge of financial and other products and services applicable to investigations, loss prevention, and general risk management.
  • Strong knowledge of various banking regulations, including but not limited to Regulation E, Reg CC, Reg D, and various lending regulations.
  • Extensive knowledge of regulatory requirements related to Bank Secrecy Act-Suspicious Activity Reports (SARs), USA Patriot Act, Anti-Money Laundering (AML) laws, Office of Foreign Assets Control (OFAC) rules, and security requirements.
  • One (1) or more related professional designations required.

About OneAZ Credit Union:

We are proud to be an equal opportunity employer and value diversity. We offer robust benefits, including low-cost medical, dental, and vision plans, gym reimbursement, paid parental leave, generous personal days and vacation time, and an award-winning 401(k) program.



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