Securities Business Attorney

3 weeks ago


Duluth, Minnesota, United States Primerica Full time

About this Position

Primerica, a leading financial services company, is seeking an experienced Attorney to join its Securities Business Counsel department. The ideal candidate will have a strong background in securities law and experience working with broker-dealers and investment advisers.

Responsibilities

  • Provide legal counsel to support the distribution of mutual funds, annuities, IRAs, and employer-sponsored retirement plans.
  • Work with the existing legal staff on all aspects of the company's business, including product due diligence, vendor agreements, and regulatory filings.
  • Support the company's affiliated mutual fund recordkeeper in connection with customer account administration.

Requirements

  • Juris Doctor Degree
  • Member of any state bar association
  • Series 6, 26 and 65 securities licenses (or must obtain within 150 days of hire)
  • 1-3 years of experience with relevant securities laws or other beneficial legal experience preferred

Our Benefits

  • Day one health, dental, and vision insurance
  • 401(k) Plan with competitive employer match
  • Vacation, sick, holiday and volunteer time off
  • Life and disability insurance
  • Flexible Savings Account & Health Savings Account
  • Professional development
  • Tuition reimbursement
  • Company-sponsored social and philanthropy events

Primerica's Commitment to Diversity and Inclusion

Primerica is an Equal Opportunity Employer and is committed to creating a diverse and inclusive workplace. We believe that diversity and inclusion are critical to our future and our mission to create a foundation for a creative workplace that leads to innovation, growth, and profitability.



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