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Securities Law Counsel for Investment Services
2 months ago
Position Overview
The Securities Business Counsel department is looking for a qualified Attorney to provide legal support to its affiliate, a registered broker-dealer and investment adviser. Candidates with experience in the securities industry, whether in-house, in a law firm, or in regulatory roles, along with a solid understanding of key securities regulations, are encouraged to apply.
Key Responsibilities
The successful candidate will be responsible for:
- Offering legal guidance related to the distribution of mutual funds, annuities, IRAs, and employer-sponsored retirement plans.
- Collaborating with the legal team on various aspects of the firm's operations, including product due diligence, vendor agreements, and regulatory compliance.
- Assisting the affiliated mutual fund recordkeeper with customer account administration, including addressing inquiries from investors and regulatory bodies.
Qualifications
Applicants should possess the following:
- A Juris Doctor degree.
- Membership in any state bar association.
- Series 6, 26, and 65 securities licenses (or the ability to obtain them within 150 days of hire).
- 1-3 years of relevant experience in securities law or related legal fields.
- Strong analytical, research, and writing skills.
- Excellent interpersonal and communication abilities.
Compensation and Benefits
This position is classified as exempt, meaning it is not eligible for overtime pay. Benefits include:
- Comprehensive health, dental, and vision insurance from day one.
- A competitive 401(k) plan with employer matching.
- Generous vacation, sick leave, and holiday time.
- Life and disability insurance options.
- Flexible Savings Account and Health Savings Account.
- Opportunities for professional development and tuition reimbursement.
- Participation in company-sponsored social and philanthropic events.
Diversity and Inclusion
Primerica, Inc. is committed to fostering an inclusive workplace that values diversity. We believe that a diverse workforce is essential to our success and strive to create an environment where all employees are respected and valued for their unique perspectives.
