Financial Services Representative

5 days ago


Johnston, United States Citizens Full time
About the Role

This position requires a strong understanding of financial services products, including managed accounts, mutual funds, fixed income, and equities. The ideal candidate will have 2-3 years of experience in a related field and hold Series 7 & 63 licenses.

Key Responsibilities
  • Initiate and submit trades for various financial products over the phone and through paperwork
  • Adhere to regulatory requirements for TRACE, RTRS, and CAT
  • Assist financial advisors with trade corrections, operational support, and other requests as needed


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