Compliance Business Control Officer

4 days ago


Tampa, Florida, United States Citigroup Inc Full time
About the Role

Citigroup Inc. is seeking a highly skilled Compliance Business Control Officer to join our team. As a key member of our organization, you will play a critical role in ensuring the effective governance and oversight of client reporting functions.

Key Responsibilities
  • Strategic Governance and Oversight: Develop and implement strategies to ensure the effective governance and oversight of client reporting functions, including trade confirmations, product prospectuses, and client statements.
  • Risk Management: Identify and assess risks associated with client reporting functions and develop mitigation strategies to ensure compliance with regulatory requirements.
  • Operational Excellence: Collaborate with business partners to identify areas for process improvement and implement changes to enhance operational efficiency and effectiveness.
  • Control Design and Implementation: Design and implement controls to ensure the accuracy, completeness, and timeliness of client reporting functions.
  • Issue Management: Identify, document, and remediate issues related to client reporting functions, and develop corrective action plans to prevent recurrence.
  • Communication and Collaboration: Develop and maintain effective relationships with business partners, stakeholders, and other teams to ensure seamless communication and collaboration.
Requirements
  • Education: Bachelor's/University degree or equivalent experience.
  • Experience: 6-10 years relevant work experience in Business Risk & Controls, with 5+ years' experience in financial services.
  • Skills: Strong analytical and problem-solving skills, excellent communication and interpersonal skills, and ability to work in a fast-paced environment.
  • Knowledge: Knowledge of regulatory rules 10b-10, 606b-3, 17a-13, and client documentation, client confirmations, client statements, prospectuses.
About Citigroup Inc.

Citigroup Inc. is a global financial services company that provides a range of financial products and services to individuals, corporations, and governments. We are committed to providing a work environment that is inclusive, diverse, and respectful of all employees.



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