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Compliance Business Control Officer
2 months ago
The Hispanic Technology Executive Council is seeking a highly skilled Compliance Business Control Officer to join our team. As a key member of our organization, you will play a critical role in ensuring the effective governance and oversight of our business operations.
Key Responsibilities- Develop and implement strategic governance programs to ensure compliance with regulatory requirements and industry standards.
- Conduct risk assessments and identify areas for improvement to enhance our control environment.
- Collaborate with business partners to design and implement effective controls and processes.
- Monitor and report on control issues and provide recommendations for remediation.
- Develop and maintain metrics to measure the effectiveness of our control programs.
- Lead strategic program implementations and act as a subject matter expert for our Client Reporting Oversight Manager and stakeholders.
- 6-10 years of relevant work experience in Business Risk & Controls.
- 5+ years of experience in financial services.
- Strong analytical and problem-solving skills, with the ability to see the big picture and attention to detail.
- Excellent communication and influencing skills, with the ability to develop and implement strategy and process improvement initiatives.
- Knowledge of regulatory rules and industry standards, including 10b-10, 606b-3, and 17a-13.
- Bachelor's/University degree or equivalent experience.
The primary language for this role is English.