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Compliance Business Control Officer

2 months ago


Tampa, Florida, United States Hispanic Technology Executive Council Full time
Job Summary

The Hispanic Technology Executive Council is seeking a highly skilled Compliance Business Control Officer to join our team. As a key member of our organization, you will play a critical role in ensuring the effective governance and oversight of our business operations.

Key Responsibilities
  • Develop and implement strategic governance programs to ensure compliance with regulatory requirements and industry standards.
  • Conduct risk assessments and identify areas for improvement to enhance our control environment.
  • Collaborate with business partners to design and implement effective controls and processes.
  • Monitor and report on control issues and provide recommendations for remediation.
  • Develop and maintain metrics to measure the effectiveness of our control programs.
  • Lead strategic program implementations and act as a subject matter expert for our Client Reporting Oversight Manager and stakeholders.
Qualifications
  • 6-10 years of relevant work experience in Business Risk & Controls.
  • 5+ years of experience in financial services.
  • Strong analytical and problem-solving skills, with the ability to see the big picture and attention to detail.
  • Excellent communication and influencing skills, with the ability to develop and implement strategy and process improvement initiatives.
  • Knowledge of regulatory rules and industry standards, including 10b-10, 606b-3, and 17a-13.
Education
  • Bachelor's/University degree or equivalent experience.
Language

The primary language for this role is English.