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Market Compliance Monitoring Analyst

2 months ago


Houston, Texas, United States Primary Services Full time
About the Role

We are seeking a highly skilled Market Compliance Monitoring Analyst to join our team at Primary Services. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our market operations and maintaining a strong compliance culture.

Key Responsibilities
  • Develop and Maintain Data Analytics Systems: Design and implement data analytics systems to support market compliance objectives, leveraging your expertise in data science and machine learning.
  • Compliance Monitoring Tools: Design and implement compliance monitoring tools, including AI and machine learning-driven detection systems, to identify and mitigate potential compliance risks.
  • Data Access and Analysis: Enable access to structured and unstructured data for compliance analysis, including market data, orders, transactions, and market fundamentals.
  • Statistical Modeling and Anomaly Detection: Conduct statistical modeling and anomaly detection to identify risks and mitigate potential compliance violations.
  • Collaboration with IT Teams: Work closely with IT teams to enhance data retrieval, manipulation, and analysis tools.
  • Regulatory Inquiries and Audits: Support regulatory inquiries and internal audits by conducting in-depth data analysis.
  • Data Visualization: Create data visualizations to clearly communicate findings and actionable insights to stakeholders.
  • Machine Learning Algorithm Development: Coordinate with cross-functional teams to design and deploy machine learning algorithms for compliance monitoring.
  • Compliance Monitoring and Training Tools: Assist in developing compliance monitoring and training tools.
Requirements
  • Education: Bachelor's or Master's degree in Computer Science, Statistics, Mathematics, Data Analysis, Machine Learning, or a related field.
  • Experience: At least 3 years of experience in data science, with a focus on data analysis and machine learning, and at least 2 years of experience in energy trading or compliance roles.
  • Skills: Proficiency in Python for data analysis, coding, and statistical modeling, experience in implementing data monitoring and anomaly detection systems, hands-on experience with database queries and data manipulation, and knowledge of the energy markets and familiarity with regulatory bodies like CFTC and FERC.
  • Preferred Skills: Experience with tools like Power BI, SQL, and machine learning platforms.