Senior Compliance Analyst

2 weeks ago


Houston, Texas, United States Financial Staffing LLC Full time
Job Title: Senior Compliance Analyst

Financial Staffing LLC is seeking a highly skilled Senior Compliance Analyst to join our team. As a Senior Compliance Analyst, you will play a critical role in ensuring that our bank complies with all applicable laws, regulations, and internal policies.

Key Responsibilities:
  • Support the Compliance Department in the absence of the Compliance Officer
  • Assist in the development, implementation, and monitoring of a compliance program designed to ensure that each functional area of the bank achieves and maintains compliance with applicable banking laws, regulations, and regulatory agency issuances.
  • Responsible for monthly reviews of the HMDA LAR for accuracy
  • Perform periodic tests of transactions and procedures to ensure the effectiveness of the compliance program
  • Identify and track CRA donations, investments, and services and ensure appropriate documentation is collected
  • Investigate and resolve compliance issues and incidents
  • Identify and track consumer complaints for any trends and training opportunities for staff to avoid compliance errors
  • Maintain a loan denial and a loan exception log to review for potential discrimination
  • Assist in researching federal and state banking laws and regulations, review the financial institution's policies and procedures, and ensure financial institution compliance with laws and regulations
  • Assist in completing the annual fair lending analysis
  • Monitor and analyze regulatory developments and assess their impact on the bank
  • Work collaboratively with other departments to ensure compliance with applicable laws and regulations
  • Participate in audits and examinations conducted by regulatory agencies
  • Participate in special projects and other duties as directed
Requirements:
  • CRCM certification is a plus
  • Knowledge of banking rules and regulations
  • Excellent verbal and written communication skills
  • Proficiency in Microsoft Word, Excel, and PowerPoint
  • Ability to multi-task while maintaining a high degree of accuracy
  • Excellent time management skills
  • Attention to detail and to prioritize tasks
  • Strong analytic and problem-solving skills
  • Experience with HMDA and Fair Lending software a plus
Work Environment:

This position is eligible for a hybrid in-office and remote work arrangement after an initial training period. The end of which is determined by your immediate supervisor. This hybrid work arrangement is subject to continual evaluation and is dependent upon performance as indicated in the Organization's Telecommuting Policy.



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