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Trade Management Specialist

4 weeks ago


Denver, Colorado, United States SANS Full time
Job Title: Trade Management Analyst

Job Summary:

We are seeking a highly skilled Trade Management Analyst to join our team. The successful candidate will be responsible for supporting daily trade activity, including post-trade confirmation, settlement, and client reporting responsibilities.

Key Responsibilities:

  • Ensure timely and accurate settlement of trades across multiple security types, global markets, brokers, and custodians.
  • Ensure end-of-day reporting provided to relevant Oversight teams accurately reflects trade status and provides sufficient commentary.
  • Work closely with multiple external and internal parties to resolve trade discrepancies, including unmatched and failed security trades, foreign exchange contracts, overdrafts, and wires.
  • Act as the primary escalation contact within BNP to ensure settlement-related issues are resolved in a timely manner.
  • Create and maintain accurate broker and custodian settlement instructions across multiple databases.
  • Ensure accuracy of new account profiles within all internal systems.
  • Ongoing review of existing processes to identify potential improvements to create new efficiencies and increase quality and controls.

Requirements:

  • One year of related financial industry experience in back and middle office operations with an emphasis on trade settlement.
  • Bachelor's Degree in Accounting/Finance or equivalent.

Preferred Qualifications:

  • Experience with SWIFT and/or BBH Infomediary.
  • Expertise associated with equity and fixed income securities settlement, both US and international, including knowledge of FX, buy-ins, 144A and restricted securities, and physical securities.
  • Proven ability to maintain a customer service-focused attitude in a high-pressure securities environment.
  • Ability to work independently within established guidelines and strict operational controls.

Client Registrations Required:

None

CFTC Swap Dealer Associated Person (if yes, NFA Swaps Proficiency Program is required):

N/A

SEC Security-Based Swap Dealer Associated Person:

N/A