Chief Compliance Officer

7 days ago


Annapolis, Maryland, United States Scarborough Capital Management Full time
Job Title: Chief Compliance Officer

Scarborough Capital Management is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our management team, you will be responsible for ensuring that our firm operates in compliance with all relevant laws, regulations, and industry standards.

Key Responsibilities:
  • Develop, implement, and maintain a comprehensive compliance program that ensures our firm's adherence to regulatory requirements.
  • Conduct regular risk assessments and implement controls to mitigate potential risks.
  • Collaborate with our management team to ensure that our firm's policies and procedures are aligned with regulatory requirements.
  • Provide training and guidance to our employees on compliance matters.
  • Monitor and report on compliance-related issues and trends.
Requirements:
  • 5-10 years of experience in compliance or a related field.
  • Series 7, 65/66, 24 (a plus).
  • Bachelor's Degree in business-related major.
  • Strong analytical and problem-solving skills.
  • Excellent communication and interpersonal skills.
What We Offer:
  • Competitive salary and benefits package.
  • Opportunity to work with a dynamic and growing firm.
  • Professional development and growth opportunities.


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