Investment Banking Compliance Specialist
5 days ago
GKR Search and Selection is seeking a highly skilled Compliance Analyst to join our client's investment banking team. This is an excellent opportunity to work with a major aviation finance firm.
This role requires physical residence in Texas.
Key Responsibilities:
- Validate KYC documentation to mitigate risks for new prospects
- Respond to time-sensitive KYC requests from vendors and lenders
- Support compliance audits and perform quarterly security assessments
- Collaborate closely with the Compliance Director and key stakeholders
Requirements:
- Bachelor's degree in finance, pre-Law, or Business Administration
- At least one year's compliance and AML monitoring experience from a financial services, funds or investment banking firm.
- Familiarity with SEC laws and investment management compliance
- Knowledge of the rules and regulations governing compliance programs for investment managers.
- Right to work in the US.
A competitive market-leading package is on offer with this position.
If you are interested in discussing this role further, please apply online, or contact Tara at GKR Search and Selection for more information.
Following your application for this specific role, GKR may contact you regarding other positions that we feel may be suitable for you. Please let us know if you do not wish to be contacted about opportunities. For more information regarding this, please refer to our privacy statement which is available on our website.
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