Investment Banking Compliance Specialist

5 days ago


Dallas, Texas, United States GKR Search and Selection Full time
Compliance Analyst - Investment Banking

GKR Search and Selection is seeking a highly skilled Compliance Analyst to join our client's investment banking team. This is an excellent opportunity to work with a major aviation finance firm.

This role requires physical residence in Texas.

Key Responsibilities:

  • Validate KYC documentation to mitigate risks for new prospects
  • Respond to time-sensitive KYC requests from vendors and lenders
  • Support compliance audits and perform quarterly security assessments
  • Collaborate closely with the Compliance Director and key stakeholders

Requirements:

  • Bachelor's degree in finance, pre-Law, or Business Administration
  • At least one year's compliance and AML monitoring experience from a financial services, funds or investment banking firm.
  • Familiarity with SEC laws and investment management compliance
  • Knowledge of the rules and regulations governing compliance programs for investment managers.
  • Right to work in the US.

A competitive market-leading package is on offer with this position.

If you are interested in discussing this role further, please apply online, or contact Tara at GKR Search and Selection for more information.

Following your application for this specific role, GKR may contact you regarding other positions that we feel may be suitable for you. Please let us know if you do not wish to be contacted about opportunities. For more information regarding this, please refer to our privacy statement which is available on our website.



  • Dallas, Texas, United States Texas Capital Bank Full time

    About the RoleWe are seeking a highly skilled Compliance Officer to join our team at Texas Capital Bank. As a key member of our investment banking division, you will play a critical role in ensuring our compliance with regulatory requirements and maintaining the highest standards of ethics and integrity.Key ResponsibilitiesDesign, develop, and maintain the...


  • Dallas, Texas, United States Selby Jennings Full time

    FIG Investment Banking AssociateJoin Selby Jennings, a leading boutique investment banking firm, as a FIG Investment Banking Associate. Our client is a renowned firm specializing in financial institutions, including banks and asset managers.Key Responsibilities:Financial Analysis: Develop comprehensive financial models and conduct thorough due diligence to...


  • Dallas, Texas, United States TIB-The Independent BankersBank, N.A. Full time

    Bank Compliance Officer Job DescriptionWe are seeking a highly skilled Bank Compliance Officer to join our team at TIB-The Independent BankersBank, N.A. As a Bank Compliance Officer, you will play a critical role in ensuring our banking operations comply with federal regulations and internal controls.Key Responsibilities:Conduct compliance testing for...


  • Dallas, Texas, United States Into City Prep Full time

    Job Summary:Into City Prep is seeking a highly motivated and detail-oriented individual to join our team as an Investment Banking Intern. As an intern, you will have the opportunity to work closely with our experienced professionals and gain hands-on experience in the field of investment banking.Key Responsibilities:Conduct market research and build complex...


  • Dallas, Texas, United States Into City Prep Full time

    {"title": "Investment Banking Internship Opportunity", "description": "Investment Banking Internship OpportunityInto City Prep is seeking a highly motivated and detail-oriented individual to join our team as an Investment Banking Intern. As an intern, you will have the opportunity to work on various projects, including market research, financial modeling,...


  • Dallas, Texas, United States Goldman Sachs Full time

    About This RoleWe are seeking a highly skilled and experienced Senior Investment Banking Professional to join our Bank Debt Portfolio Group as a Vice President. This role will be responsible for providing client coverage and advisory services for leveraged finance transactions, including syndicated bank loans and loan amendments.Key ResponsibilitiesClient...


  • Dallas, Texas, United States Stronghold Investment Management Full time

    About Stronghold Investment Management Stronghold Investment Management ("Stronghold," "SIM," or "the Firm") is a forward-thinking, technology-oriented investment management firm that specializes in real assets and associated private markets. Our mission is to provide superior risk-adjusted returns through a robust investment strategy characterized by swift...


  • Dallas, Texas, United States Bridge Investment Group Holdings LLC Full time

    Job SummaryThe Affordable Housing Compliance Specialist is a key member of the Bridge Investment Group Holdings LLC team, responsible for ensuring compliance with Low Income Housing Tax Credit and HUD 202/811 regulations.Key ResponsibilitiesMonitor and implement changes to LIHTC and HUD regulations and requirements;Maintain accurate and up-to-date tenant...


  • Dallas, Texas, United States Bridge Investment Group Holdings LLC Full time

    Job SummaryThe Affordable Housing Compliance Specialist plays a critical role in ensuring compliance with Low Income Housing Tax Credit and HUD 202/811 regulations at Bridge Investment Group Holdings LLC. This position requires a strong understanding of regulatory requirements and the ability to maintain accurate records and reports.Key...


  • Dallas, Texas, United States TIB-The Independent BankersBank, N.A. Full time

    Job Title: Bank Compliance OfficerAt TIB, we are committed to serving as Trusted Partners for our community banks and employees. We take great care to maintain our commitment to excellence and personalized service internally and externally. We are dedicated to providing a diverse work environment that fosters inclusivity and growth.Key...


  • Dallas, Texas, United States Fortress Investment Full time

    Position OverviewWe are seeking a seasoned Compliance Officer to enhance our Legal and Compliance Department. This role is critical in ensuring adherence to regulatory standards and maintaining the integrity of our compliance framework.About Fortress Investment GroupFortress Investment Group LLC is a prominent global asset management firm, overseeing...


  • Dallas, Texas, United States BOK Financial Full time

    Job Title: Associate, Energy Investment BankingWe are seeking a highly motivated and detail-oriented Associate to join our Energy Investment Banking team. As an Associate, you will play a key role in completing asset level valuations for companies in the upstream energy industry, with a focus on independent oil & gas producers.Responsibilities:Conduct...


  • Dallas, Texas, United States Comerica Bank Full time

    Job Overview Investment Banking Analyst Program, Comerica Securities The Investment Banking Analyst Program is a demanding full-time position tailored for new and recent graduates, aiming to familiarize them with the essential principles and procedures of investment banking, particularly in the areas of merger, acquisition, and divestiture advisory...

  • Senior RFP Specialist

    3 weeks ago


    Dallas, Texas, United States Virtus Investment Partners Full time

    Job SummaryThe Senior RFP Specialist is a key member of the Virtus Investment Partners team, responsible for preparing responses to institutional and retail RFPs and due diligence questionnaires. This role requires strong communication and organizational skills, with the ability to work under tight deadlines and manage competing obligations.Key...


  • Dallas, Texas, United States The Goldman Sachs Group, Inc Full time

    Investment Banking at Goldman SachsAt Goldman Sachs, our Investment Banking division is a leading global provider of financial advisory and transaction services. We work with corporations, governments, and financial institutions to advise on strategic transactions, raise capital, and manage risk.Our TeamWe are a team of experienced professionals who are...


  • Dallas, Texas, United States BOK Financial Full time

    Job Title: Energy Investment Banking AssociateWe are seeking a highly motivated and detail-oriented Energy Investment Banking Associate to join our team. As a key member of our energy lending group, you will be responsible for completing asset-level valuations for companies in the upstream energy industry.Key Responsibilities:Conduct thorough analysis of oil...


  • Dallas, Texas, United States Bank of Oklahoma Full time

    Job Summary:We are seeking an experienced Associate to join our Energy Investment Banking team at Bank of Oklahoma. As an Associate, you will play a key role in advising clients on strategic transactions and providing financial analysis and modeling support.Key Responsibilities:Assist in the preparation of pitch books, client presentations, and other...


  • Dallas, Texas, United States Goldman Sachs Full time

    Job Title: Transaction Banking Operations, Client Onboarding Legal Specialist, Vice PresidentAt Goldman Sachs, we are seeking a seasoned and driven individual to join our Transaction Banking Operations team as a Client Onboarding Legal Specialist, Vice President. This role will play a critical part in the onboarding and servicing of Transaction Banking...


  • Dallas, Texas, United States Huntington Bancshares, Inc. Full time

    About the RoleWe are seeking an experienced Investment Banking Executive to join our team at Huntington Bancshares, Inc. as a Vice President or Director in our Special Situations Investment Banking Group.Key ResponsibilitiesLead day-to-day transaction execution, due diligence processes, and relevant ad-hoc tasks.Draft pitches, teasers, CIMs, management...


  • Dallas, Texas, United States Goldman Sachs Full time

    Job Title: Global Banking Risk Management SpecialistAt Goldman Sachs, we are seeking a highly skilled Global Banking Risk Management Specialist to join our team. As a key member of our Global Markets division, you will play a critical role in managing risk and optimizing our trading documentation processes.Key Responsibilities:Develop and implement new...