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Data Compliance Specialist
2 months ago
Larson Maddox is seeking a highly skilled Data Compliance Analyst to join our Market Compliance team. As a key member of our team, you will work closely with the Head of Market Compliance to identify and mitigate compliance risks across the organization.
Key Responsibilities:
- Conduct thorough data analysis to identify compliance trends and patterns.
- Collaborate with domestic and international IT teams to implement data governance solutions.
- Support the development of long-term compliance strategies and initiatives.
- Work with senior market compliance analysts and advisors to identify compliance monitoring screenings.
- Evaluate and manipulate data to inform compliance decisions.
- Utilize Python programming skills to develop data-driven solutions.
- Stay up-to-date on regulatory requirements, including those set by the CFTC's Division of Enforcement and the FERC's Office of Enforcement.
- Prior experience in energy trading or the financial market is highly valued.
Requirements:
- Minimum 3 years of experience in a related field.
- Bachelor's or Master's degree in a relevant field.