Corporate and Executive Services Associate
5 days ago
At Oppenheimer & Co. Inc., we are seeking a highly skilled and detail-oriented Corporate and Executive Services Associate to join our team. This role will be responsible for performing various tasks related to Corporate and Executive Services, including transaction reviews, conducting research, maintaining spreadsheets, analyzing documentation, and updating marketing materials.
Key Responsibilities:
- Review and approve 144 transactions
- Conduct research on companies in public filings on SEC Edgar
- Calculate volume limitations for 144 transactions
- Communicate with legal counsel, financial advisors, and clients to verify acquisitions, confirm legend status, and determine if a sale can take place
- Maintain spreadsheets for 10b5-1 trading plans and 10b-18 buyback agreements
- Analyze client documentation to identify any discrepancies
- Learn to utilize research and technical support tools
- Exhibit initiative to increase knowledge of SEC rules and regulations
- Revise, update, and manage marketing materials for the sales team
- Promote a client service attitude by providing timely and accurate responses to questions and concerns, while maintaining integrity and respect in all situations
Requirements:
- Previous experience working in the Compliance or Legal department of a broker-dealer or bank
- Knowledge of Rule 144, 10b5-1, and 10b-18 is a plus
- Strong accuracy and thoroughness in all facets of daily work
- Excellent interpersonal skills and the ability to articulate well with legal/compliance/financial advisors and clients in a highly professional and friendly manner
- Must be a team player with an energetic and positive disposition
- Proficiency with MS Office products, including Word, Excel, and Outlook
- Ability to maintain the highest level of confidentiality
- Ability to meet designated deadlines and work effectively in a pressurized environment
- Ability to handle multiple tasks and prioritize assignments
Compensation:
The current base salary offered for this role is $50,000.00 per year at the time of this posting. Certain positions are eligible for additional forms of compensation such as discretionary bonus.
-
Corporate and Executive Services Associate
1 week ago
New York, New York, United States Oppenheimer & Co. Inc. Full timeJob Summary: We are seeking a highly skilled Corporate and Executive Services Associate to join our team at Oppenheimer & Co. Inc. The successful candidate will be responsible for performing various tasks related to Corporate and Executive Services, including transaction reviews, conducting research, maintaining spreadsheets, analyzing documentation, and...
-
Senior Corporate Banking Executive
4 weeks ago
New York, New York, United States Hispanic Technology Executive Council Full timeJob SummaryThe Senior Corporate Banking Executive is a senior-level position responsible for assisting clients in raising funds in the capital markets, as well as providing strategic advisory services for mergers, acquisitions, and other types of financial transactions in coordination with the Investment Banking team. The Senior Corporate Banking Executive...
-
Corporate Attorney
2 weeks ago
New York, New York, United States Ascension Global Staffing & Executive Search Full timeAscension Global Staffing & Executive Search: A Leader in Corporate, Tax & Private Client PracticeAt Ascension Global Staffing & Executive Search, we pride ourselves on being a visionary team committed to diversity and inclusion. Our firm is dedicated to identifying and attracting top talent across the nation, leveraging a unique blend of cultural insight...
-
Corporate Attorney
1 month ago
New York, New York, United States Ascension Global Staffing & Executive Search Full timeJob OpportunityAscension Global Staffing & Executive Search, a leading national recruiting firm, is seeking a highly skilled associate to join its client's esteemed Corporate, Tax & Private Client practice in the New York office.The ideal candidate will possess excellent academic credentials and 3-5 years of experience in a sophisticated and multifaceted...
-
Corporate Secretary
5 days ago
New York, New York, United States MMC Corporate Full timeAbout the RoleWe are seeking a highly skilled Corporate Secretary to join our team at MMC Corporate. As a key member of our organization, you will be responsible for providing administrative support to our corporate office, ensuring compliance with regulatory requirements, and maintaining accurate records.Key ResponsibilitiesPrepare and submit State forms...
-
Corporate Secretary
7 days ago
New York, New York, United States MMC Corporate Full timeJob SummaryWe are seeking a highly skilled Corporate Secretary to join our team at MMC Corporate. As a key member of our organization, you will be responsible for providing administrative support to our corporate office, ensuring the smooth operation of our business.Key Responsibilities* Prepare and submit state forms and applications related to corporate...
-
Corporate Tax Attorney
1 month ago
New York, New York, United States Affinity Executive Search Full timeJob Title: Corporate Tax AttorneyWe are seeking a highly skilled Corporate Tax Attorney to join our team at Affinity Executive Search. The ideal candidate will have a minimum of 2 years of experience in transactional tax law and a strong background in drafting and negotiating tax-related provisions in transaction documents.Key Responsibilities:Draft, review,...
-
Corporate Secretary
1 week ago
New York, New York, United States MMC Corporate Full timeJob SummaryWe are seeking a highly skilled Corporate Secretary to join our team at MMC Corporate. As a Corporate Secretary, you will be responsible for providing administrative support to our corporate office, ensuring compliance with regulatory requirements, and maintaining accurate records.Key ResponsibilitiesPrepare and submit corporate documents,...
-
Senior Corporate Counsel
1 week ago
New York, New York, United States Ascension Global Staffing & Executive Search Full timeAscension Global Staffing & Executive Search is a leading national recruiting firm dedicated to identifying and attracting top talent across the nation. Our firm is committed to diversity and inclusion, creating an environment that fosters success for both employers and candidates.We are seeking an associate with excellent academic credentials and 3-5 years...
-
Executive Chef
2 weeks ago
New York, New York, United States Restaurant Associates Full timeJob Title: Executive Chef - Corporate DiningRestaurant Associates is seeking an experienced Executive Chef to lead our corporate dining team. As a key member of our culinary team, you will be responsible for overseeing all culinary functions related to cafe services, catering, and client dining.Key Responsibilities:Manage cost controls and control...
-
Corporate M&A Attorney
1 week ago
New York, New York, United States Ascension Global Staffing & Executive Search Full timeCorporate M&A AttorneyAscension Global Staffing & Executive Search is a leading national recruiting firm dedicated to identifying and attracting top talent. Our client's Corporate practice group seeks a highly skilled M&A Associate with experience representing private equity sponsors and companies in M&A and investment transactions. The ideal candidate will...
-
Corporate M&A Attorney
2 weeks ago
New York, New York, United States Ascension Global Staffing & Executive Search Full timeAscension Global Staffing & Executive Search: A Leader in Corporate M&A RecruitmentWe are a visionary team dedicated to identifying and attracting top talent across the nation. Our unique blend of cultural insight and professional expertise creates an environment that fosters success for both employers and candidates.Job Summary:Our global Am Law 200 client...
-
Sales Executive
6 days ago
New York, New York, United States G2A Executive Search Full timebJob Title:/b Sales ExecutivebrbrbJob Description:/bbrbrAs a Sales Executive at G2A Executive Search, you will be responsible for identifying and establishing contact with potential customers through effective lead generation methods. You will maintain contact with new and existing customers to advertise the product sales and deliver a detailed account...
-
Corporate Finance Lawyer
2 weeks ago
New York, New York, United States Ascension Global Staffing & Executive Search Full timeJoin Our Team of Industry InnovatorsAt Ascension Global Staffing & Executive Search, we pride ourselves on being at the forefront of innovation and excellence. Our team is dedicated to identifying and attracting top talent across the nation, with a unique blend of cultural insight and professional expertise.About the RoleWe are seeking a Corporate associate...
-
New York, New York, United States A&E Television Networks LLC Full timeThe EVP, Head of Corporate Development & Strategy RoleWe are seeking a seasoned executive to lead our Corporate Development function, driving strategic growth and direction for A&E Television Networks LLC.The successful candidate will be responsible for:Developing and executing strategic plans to drive business growth and expansionLeading cross-functional...
-
Corporate Account Executive
4 weeks ago
New York, New York, United States Asana Full timeCorporate Account Executive, New BusinessAs a Corporate Account Executive, you will play a pivotal role in driving business growth and expansion for Asana. Your primary responsibility will be to identify, pursue, and close new business opportunities with small to large-sized organizations, leveraging your strategic insight and expertise to cultivate them...
-
Corporate Derivatives Associate
2 months ago
New York, New York, United States Goldman Sachs Full timeAbout This RoleWe are seeking a highly skilled Corporate Derivatives Associate to join our team at Goldman Sachs. As a key member of our Corporate Derivatives desk, you will be responsible for providing inflation, interest rates, and FX hedging solutions to corporations, financial sponsors, government, and financial institutions.Key ResponsibilitiesPropose...
-
Corporate Finance Specialist
6 days ago
New York, New York, United States Ascension Global Staffing & Executive Search Full timeAt Ascension Global Staffing & Executive Search, we pride ourselves on being at the forefront of innovation and excellence in the recruitment industry. Our team is dedicated to identifying and attracting top talent across the nation, with a unique blend of cultural insight and professional expertise. We are currently seeking a Corporate associate with three...
-
Corporate Derivatives Associate
4 days ago
New York, New York, United States Goldman Sachs Full timeAbout This RoleWe are seeking a highly skilled Corporate Derivatives Associate to join our team at Goldman Sachs. As a key member of our division, you will work on complex financial challenges and transactions, advising clients on mergers, acquisitions, and initial public offerings.ResponsibilitiesProvide inflation, interest rate, and FX hedging solutions to...
-
Tax Associate
4 weeks ago
New York, New York, United States Keller Executive Search Full timeAbout Our ClientKeller Executive Search is a leading provider of executive search services, specializing in the placement of top talent in the accounting and advisory industry. Our client, a prestigious accounting and advisory firm, is seeking a highly motivated and detail-oriented Junior Tax Associate to join their dynamic team.The OpportunityAs a Junior...