Corporate Compliance Manager

4 days ago


Birmingham, Alabama, United States Regions Bank Full time

Job Description:

At Regions Bank, we are seeking a highly skilled Corporate Compliance Manager to lead our team of risk management experts. This role is responsible for ensuring that all compliance activities within their area of expertise follow the necessary rules and regulations.

Key Responsibilities:

  • Oversee a large team of professional level compliance staff and compliance efforts for designated business units.
  • Serve as a subject matter expert, leading the implementation and execution of testing compliance controls.
  • Lead discussions with business partners, communicating compliance testing plan and reviews risks identified from testing.
  • Support business unit by collaboratively facilitating the development of processes and procedures to ensure regulatory compliance.
  • Maintain extensive knowledge of rules and regulations and their impact on products, services and operations for a specific line of business.
  • Develop policies and procedures to comply with federal regulations and applicable state laws.
  • Provide guidance to various departments regarding compliance issues and implementation of new compliance requirements with respect to regulatory language.
  • Ensure timely, accurate and appropriate submission of information requested by regulatory agencies.
  • Oversee complex compliance projects and initiatives specific to designated line of business.
  • Develop and execute training programs to ensure adherence to established policies and procedures.

Requirements:

  • Bachelor's degree and ten (10) years directly related experience and six (6) years of management experience.
  • Or fifteen (15) years directly related experience and ten (10) years of management experience.

Preferred Qualifications:

  • Masters degree.
  • Certified Regulatory Compliance Manager Certification (CRCM).

Skills and Competencies:

  • Strong Communication skills.
  • Knowledge of legal and regulatory environments.
  • Deadline driven.
  • Ability to work independently.
  • Organizational skills.
  • Time management skills.
  • Proficiency in Microsoft Office Suite.

Additional Job Responsibilities:

  • Design and execute a 2nd line Compliance oversight program to perform fair lending reviews of models.
  • Coordinate review and oversight activities with Fair Lending Compliance and Model Risk Management, as well as model developers and model owners.
  • Support the Compliance Fair Lending Group through data analysis, model reviews, and other risk management activities.
  • Represent Regions with regulators as needed.

Desired Skills and Competencies:

  • Experience with quantitative validation test work, including lending and Machine Learning and Artificial Intelligence models.
  • Ability to work with large, structured, and unstructured datasets.
  • Ability to effectively communicate Compliance risks, model issues, and limitations to key stakeholders.

Job Type: Full-time

Pay: Competitive salary and incentive pay plans.

Benefits: Comprehensive benefits package, including paid vacation/sick time, 401K with company match, medical, dental and vision benefits, disability benefits, health savings account, flexible spending account, life insurance, parental leave, employee assistance program, and associate volunteer program.

Location: Regions Center, Birmingham, Alabama.

Work Schedule: Hybrid schedule with a combination of in-office and remote work.

Equal Opportunity Employer: Regions Bank is an equal opportunity employer and welcomes applications from diverse candidates.



  • Birmingham, Alabama, United States Regions Bank Full time

    Job SummaryWe are seeking a highly skilled Corporate Compliance Manager to lead our compliance team and ensure that all business activities are conducted in accordance with regulatory requirements.Key ResponsibilitiesOversee a team of compliance professionals and ensure that all compliance activities are executed effectively.Develop and implement compliance...


  • Birmingham, Alabama, United States Regions Bank Full time

    Job Description:At Regions Bank, the Corporate Compliance Function Manager plays a critical role in ensuring the company's compliance with regulatory requirements and industry standards. This position operates as a first, second, or third line of defense risk management expert, advising on business and/or product decisions.The manager will have full...


  • Birmingham, Alabama, United States Regions Bank Full time

    Job SummaryRegions Bank is seeking a highly skilled Corporate Compliance Function Manager to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business operations are in compliance with all applicable laws and regulations.Key ResponsibilitiesConduct compliance reviews and provide oversight of legal...


  • Birmingham, Alabama, United States Regions Financial Full time

    Job Title: Corporate Compliance ManagerAt Regions Financial, we are seeking a highly skilled Corporate Compliance Manager to join our team. As a key member of our compliance team, you will be responsible for leading a team of risk management experts and ensuring that all compliance activities within your area of expertise follow the necessary rules and...


  • Birmingham, Alabama, United States Regions Bank Full time

    Job Description:At Regions Bank, we are seeking a highly skilled Corporate Compliance Function Manager to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in compliance with all applicable laws and regulations.Key Responsibilities:Conduct compliance reviews and provide...


  • Birmingham, Alabama, United States Regions Bank Full time

    Job Description:At Regions Bank, the Corporate Compliance Function Manager plays a critical role in ensuring the organization's compliance with regulatory requirements and industry standards. This position operates as a first, second, or third line of defense risk management expert, advising on business and/or product decisions.The manager will have full...


  • Birmingham, Alabama, United States Regions Bank Full time

    Job Description:At Regions Bank, we are seeking a highly skilled Corporate Compliance Function Manager to join our team. As a key member of our compliance function, you will be responsible for advising on business and/or product decisions, conducting compliance reviews, and providing oversight of legal entities, business units, and processes.Key...


  • Birmingham, Alabama, United States Regions Financial Full time

    Job SummaryRegions Financial is seeking a highly skilled Corporate Compliance Manager to lead our team of risk management experts. As a key member of our compliance team, you will be responsible for ensuring that all compliance activities within your area of expertise follow the necessary rules and regulations.Key ResponsibilitiesOversee large teams of...


  • Birmingham, Alabama, United States Regions Bank Full time

    Job Title: Corporate Compliance Fair Lending AnalystJob Summary:Regions Bank is seeking a Corporate Compliance Fair Lending Analyst to join our team. As a key member of our compliance team, you will be responsible for ensuring the development and maintenance of a strong compliance culture by developing and maintaining a program infrastructure that...


  • Birmingham, Alabama, United States SteadPoint Full time

    Job OverviewAs a key member of the SteadPoint team, the Executive Regulatory Compliance Assistant will play a vital role in ensuring the company's alignment with regulatory entities and maintaining compliance with internal policies. Key ResponsibilitiesManage and maintain licenses for various business entities, including SoS, Department of Insurance, NAIC,...

  • Compliance Manager

    4 days ago


    Birmingham, Alabama, United States Regions Bank Full time

    We are seeking a highly skilled Compliance Manager to join our team at Regions Bank. This role will be responsible for overseeing large teams of professional level compliance staff and compliance efforts for designated business units.The ideal candidate will have a strong background in regulatory compliance, with a focus on risk management and oversight....

  • Compliance Officer

    4 days ago


    Birmingham, Alabama, United States Regions Bank Full time

    We're dedicated to creating an inclusive environment that promotes and values the differences that make each of us stand out as unique individuals and help provide valuable perspective that makes us a better company and employer.The Corporate Compliance Analyst is a second line of defense risk management function that ensures the development and maintenance...

  • Compliance Manager

    4 days ago


    Birmingham, Alabama, United States Regions Bank Full time

    We are seeking a highly skilled Compliance Manager to join our team at Regions Bank. This role is responsible for ensuring that our company operates in compliance with all applicable laws and regulations.The ideal candidate will have a strong background in compliance, quality assurance, and audit, with a minimum of 8 years of experience in a related field. A...


  • Birmingham, Alabama, United States First Horizon Bank Full time

    Job Title: Federal Tax ManagerLocation: On-site in Memphis, TN or Birmingham, ALJob Summary:We are seeking a highly skilled Federal Tax Manager to join our team. The successful candidate will be responsible for supporting the annual tax compliance process, developing policies and procedures to improve efficiency and accuracy, and monitoring tax regulatory...


  • Birmingham, Alabama, United States OneStream Software Full time

    About the RoleWe are seeking a highly skilled Compliance Program Manager to join our Risk team at OneStream Software. As a key member of our team, you will play a critical role in ensuring the effective implementation of our compliance program, which includes analyzing the financial impact of risks on the company.Key ResponsibilitiesLead the implementation...


  • Birmingham, Alabama, United States Genuine Parts Company Full time

    Job Title: Corporate Account Support ManagerJob Summary:The Corporate Account Support Manager is responsible for developing, managing, and delivering support services to the national account business unit. This role represents and promotes products and services to individuals or other organizations, and supports business growth by disseminating...


  • Birmingham, Alabama, United States Genuine Parts Company Full time

    Job Summary:The Corporate Account Support Manager is responsible for developing, managing, and delivering support services to the national account business unit. This role represents and promotes products and services to individuals or other organizations, and supports business growth by disseminating information. The Corporate Account Support Manager leads...


  • Birmingham, Alabama, United States SCA Health Full time

    Corporate Legal SpecialistAt SCA Health, we are seeking a highly motivated and detail-oriented Corporate Legal Specialist to join our Legal Services team. As a key member of our team, you will assist in providing timely and constructive legal advice and support to our surgical facilities and other businesses.Responsibilities:Assist in the review and analysis...


  • Birmingham, Alabama, United States Genuine Parts Company Full time

    Job Summary:The Corporate Account Support Manager is responsible for developing, managing, and delivering support services to the national account business unit at Genuine Parts Company. This role represents and promotes products and services to individuals or other organizations, and supports business growth by disseminating information.Key...

  • Corporate Paralegal

    2 weeks ago


    Birmingham, Alabama, United States PangeaTwo Full time

    Corporate Paralegal OpportunityWe are seeking a highly organized and meticulous Corporate Paralegal to join our in-house legal team at PangeaTwo. This role will provide comprehensive support across all corporate entities, ensuring the smooth handling of legal matters.Key Responsibilities:Coordinate corporate governance activities, including board,...