Corporate Compliance Function Manager
4 days ago
At Regions Bank, we are seeking a highly skilled Corporate Compliance Function Manager to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in compliance with all applicable laws and regulations.
Key Responsibilities:- Conduct compliance reviews and provide oversight of legal entities, business units, and processes
- Advise leadership on business and/or product decisions
- Gather and provide requested information to regulatory agencies and advise management on potential and ongoing compliance issues
- Maintain proficient knowledge of rules and regulations and their impact on products, services, and operations
- Assist in resolving complex problems or transactions, where expertise is required to interpret against policies, guidelines or processes
- Administer a monitoring and testing program to ensure effective compliance with all applicable laws and regulations
- Create and deliver training to assigned business area to increase compliance awareness
- May supervise day-to-day work of other professional level compliance associates
- May contribute to workflow or process change and redesign, and risk and control identification
- Bachelor's degree
- Eight (8) years of experience in compliance, quality assurance/control, audit, or other related compliance function specific to a line of business
- Or High School Diploma or GED and twelve (12) years of experience in compliance, quality assurance/control, audit, or other related compliance function specific to a line of business
- Knowledge of legal and regulatory environment as it relates to compliance in a specific line of business
- Master's degree
- Certified Regulatory Compliance Manager (CRCM)
- Ability to learn additional systems as needed
- Ability to research, analyze data, and derive facts
- Ability to supervise and manage a team
- Ability to work in a team environment when applicable
- Ability to work under pressure and meet deadlines
- Demonstrated leadership capabilities
- Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)
- Strong verbal, written communication, and organizational skills
- Strong work ethic and self-motivation
Regions Bank offers a comprehensive benefits package that includes paid vacation/sick time, 401K with company match, medical, dental, and vision benefits, disability benefits, health savings account, flexible spending account, life insurance, parental leave, employee assistance program, and associate volunteer program.
Location:Birmingham, Alabama
Equal Opportunity Employer:Regions Bank is an equal opportunity employer and welcomes applications from diverse candidates.
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