Compliance Officer

Abacus Group, LLC is seeking a seasoned Compliance Manager to join their team in a Greenwich, CT office.Key Responsibilities:Develop and implement regulatory compliance strategies to ensure adherence to industry standards and regulations.Oversee the preparation and submission of regulatory filings, including ad hoc and periodic SEC filings.Conduct ongoing...

Job DescriptionInteractive Brokers LLC is seeking a seasoned professional to lead our Compliance Testing program. As a key member of our regulatory team, you will be responsible for ensuring our firm's compliance with U.S. securities and commodities regulations.Key Responsibilities:Compliance Testing Program Management: Oversee the development,...

About the RoleiCapital is seeking a highly skilled Assistant Vice President to join its Regulatory and Compliance team. This individual will play a critical role in administering and enhancing the company's registered 1940 Act product compliance program.The successful candidate will work closely with senior Legal and Compliance team members on a variety of...

About the RoleiCapital is seeking a highly skilled Assistant Vice President to join its Regulatory and Compliance team. This individual will play a critical role in administering and enhancing the company's registered 1940 Act product compliance program.The successful candidate will work closely with senior Legal and Compliance team members on a variety of...

Job DescriptionInteractive Brokers is seeking a highly motivated and experienced professional to join our team as a Senior Compliance Analyst. This role will be responsible for ensuring the firm's technology and data enterprise is in compliance with regulatory requirements.Key ResponsibilitiesCompliance Coverage: Support the firm's compliance coverage of...

Job DescriptionInteractive Brokers is seeking a seasoned Compliance Testing professional to lead our regulatory risk management efforts.Key ResponsibilitiesCompliance Testing Program Management: Oversee the development, implementation, and maintenance of our annual compliance testing program to ensure adherence to regulatory requirements.Stakeholder...

Job OverviewEtana Custody is seeking a Chief Financial Officer to join our leadership team. This position is essential for guiding our financial strategy and operations.Company Background:Etana Custody Inc. operates as a chartered trust company, regulated by the State of Colorado Department of Regulatory Agency - Division of Banking. We specialize in...

Tax Manager for Mortgage REIT ComplianceA leading professional services firm in Connecticut is seeking an experienced Tax Manager to join their team. The ideal candidate will have a strong background in tax compliance for Mortgage REITs and a proven track record of success in a similar role.Key Responsibilities:Prepare and monitor income tax provisions and...

Company Overview. Burnham Sterling & Company LLC is a prominent financial services organization specializing in capital raising for aviation and other asset-intensive sectors. The firm operates with a focus on engaging ultra-large corporations both domestically and internationally, facilitating investments with a global network of investors.Business...

Company Overview. Burnham Sterling & Company LLC is a prominent financial services firm specializing in capital raising for aviation and other asset-intensive sectors. The firm operates with a focus on both US and international ultra-large corporations, facilitating investments through a global network of investors.Business Operations. The Firm, along with...

About the JobGardaWorld is seeking a highly skilled and dedicated Security Officer to join our team in Stamford, CT. As a Security Officer, you will be responsible for providing exceptional customer service, observing and reporting on activity at assigned locations, and responding to critical situations.Key Responsibilities:Customer Service: Provide...

{"title": "Tax Manager - Public Mortgage REIT Compliance Expert", "content": "Job SummaryTandym Group is seeking an experienced Tax Manager to lead our public mortgage REIT compliance efforts. As a key member of our team, you will be responsible for ensuring compliance with tax regulations and guidelines.ResponsibilitiesPrepare and monitor income tax...

Job Title: Tax Manager, Public Mortgage REIT Compliance SpecialistA leading professional services firm in Connecticut is seeking an experienced Tax professional to join their team as a Tax Manager, Public Mortgage REIT Compliance Specialist.Key Responsibilities:Preparation and monitoring of income tax provisions and related GAAP disclosures, ensuring...

Dawn Taylor Associates, Inc. is seeking a proactive and strategic Vice President of Finance to lead financial operations for a distinguished portfolio.Key Responsibilities:Manage the annual audit cycle to ensure compliance and accuracyOversee the preparation, reconciliation, and consolidation of tax returnsDirect budget management and conduct variance...

Dawn Taylor Associates, Inc. is seeking a strategic and results-oriented Vice President of Finance to lead financial operations for a prominent client.Key Responsibilities:Manage the annual audit cycle and ensure compliance with regulatory standards.Oversee the preparation, reconciliation, and consolidation of tax returns.Direct budget management and conduct...

Position Overview:Dawn Taylor Associates, Inc. is seeking a strategic and innovative Vice President of Finance to lead financial operations for a prominent client in the industry.Key Responsibilities:Manage the annual audit procedures to ensure compliance and accuracy.Oversee the preparation, reconciliation, and consolidation of tax returns.Direct the...

Position Overview:Dawn Taylor Associates, Inc. is seeking a strategic and results-oriented Vice President of Finance to lead the financial operations of a well-established organization.Key Responsibilities:Manage the annual audit process to ensure compliance and accuracy.Oversee the preparation, reconciliation, and consolidation of tax returns.Direct budget...

About the RoleWe are seeking experienced SIA Door Supervisors to enhance and expand our Response Teams at the O2, a world-renowned venue hosting 22,000 visitors for various music, sport, and entertainment events.Key ResponsibilitiesConduct pre and post-event safety checks to ensure compliance with safe working proceduresRespond to incidents and resolve them...

Job Title: Tax SeniorMarcum LLP is a leading national accounting and advisory services firm seeking experienced Tax Seniors to join our growing and well-established team in our Greenwich, CT office.Job SummaryWe are looking for high-energy, experienced tax professionals with strong interpersonal and supervisory skills to provide innovative tax planning,...

Job SummaryMarcum LLP is seeking a highly skilled Tax Senior to join our team in our Greenwich, CT office. As a Tax Senior, you will play a key role in providing innovative tax planning, consulting, and compliance services to our clients.Key ResponsibilitiesInteract closely with clients to provide timely and effective tax planning, consulting, and compliance...