Current jobs related to Associate Director - New York - Sound Point Capital Management, LP

  • Associate Director

    7 days ago

    New York, New York, United States Kansas State University Full time

    About This Role:This position will lead the scholarship unit within the Office of Student Financial Aid (OSFA) at Kansas State University. Reporting to the Director of the OSFA, the Associate Director will support and actively contribute to the University's Enrollment Management (EM) objectives by guiding the day-to-day administrative operations associated...

  • Associate Director of IT

    3 weeks ago

    New York, New York, United States New York University Full time

    Job Title: Associate Director, Information TechnologyNew York University's Global Programs & University Life organization is committed to fostering a welcoming campus community that embodies the values of inclusion, diversity, belonging, equity, and accessibility, which are essential for academic excellence.As an Associate Director of Information Technology,...

  • Associate Director

    4 weeks ago

    New York, New York, United States City of New York Full time

    Job Title: Associate DirectorThe City of New York is seeking an experienced Associate Director to lead the Capital Financial Planning, Leasing, and Accounting Services Divisions. This role will report directly to the First Deputy Director and will be responsible for overseeing the development of the Capital Financial Plan, Commitment Plan, Capital Budget,...

  • Associate Director

    1 month ago

    New York, New York, United States Guidehouse Full time

    Associate Director Job DescriptionGuidehouse is seeking an experienced Associate Director to support the management of workstreams on client engagements from cultivation to completion. The ideal candidate will have a strong background in business development, project management, and client engagement.Key Responsibilities:Develop client-specific project plans...

  • Associate Director

    2 weeks ago

    New York, New York, United States City of New York Full time

    Job Title: Associate DirectorThe City of New York is seeking an experienced Associate Director to lead the Capital Financial Planning, Lease, and Accounting Services Divisions. This role will report directly to the First Deputy Director and will be responsible for overseeing the development of the Capital Financial Plan, Commitment Plan, Capital Budget, and...

  • Development Associate Director

    2 weeks ago

    New York, New York, United States Educational Video Center Full time

    Associate Director of DevelopmentThe Educational Video Center is seeking an exceptional Associate Director of Development to join our team at a time of strategic growth. As a leading non-profit youth media arts and social justice organization, we are dedicated to teaching documentary video as a means to develop the artistic, critical literacy, and career...

  • Associate Director

    2 weeks ago

    New York, New York, United States Guidehouse Full time

    Associate Director Job DescriptionGuidehouse is seeking an experienced Associate Director to support the management of workstreams on client engagements from cultivation to completion. The ideal candidate will have a strong background in business and technology management, with a proven track record of developing client-specific project plans, reviewing...

  • Associate Director

    7 days ago

    New York, New York, United States TRC Companies Full time

    Job Title: Associate DirectorTRC Companies is seeking an experienced Associate Director to support and grow our Transaction Advisory Services (TAS) practice. The ideal candidate will have a strong background in transactional due diligence, site investigation, and characterization concepts.Key Responsibilities:Obtain, manage, and execute transactions in...

  • Associate Program Director

    2 weeks ago

    New York, New York, United States Volunteers of America-Greater New York Full time

    Associate Program DirectorVolunteers of America-Greater New York is seeking a highly skilled and dedicated Associate Program Director to manage the case management and specialized support service delivery system for clients. This role requires strong leadership and community linkage skills to enhance services and ensure regulatory compliance.The ideal...

  • Associate Director

    4 weeks ago

    New York, New York, United States Newmark ltd Full time

    Job Title: Associate DirectorWe are seeking a highly skilled Associate Director to join our Global Corporate Consulting practice. As a key member of our team, you will be responsible for developing industry-leading analytical and problem-solving frameworks that address the strategic, operational, and business process needs of our client base.Key...

  • Associate Director of Anesthesiology

    2 weeks ago

    New York, New York, United States Mount Sinai Services of the Icahn School of Medicine at Mount Sinai--Elmhurst and Queens Programs Full time

    Job Opportunity: Associate Director of AnesthesiologyThe Mount Sinai Health System is seeking a highly skilled and experienced Associate Director of Anesthesiology to join our team at the Icahn School of Medicine at Mount Sinai affiliated with New York City H + H/Queens.Key Responsibilities:Provide clinical leadership and oversight of anesthetic care...

  • Compliance Associate Director

    1 week ago

    New York, New York, United States The Educational Alliance Full time

    Educational Alliance is seeking a highly skilled Compliance Associate Director to join our team.The ideal candidate will have a strong background in compliance and risk management, with a proven track record of ensuring regulatory compliance and implementing effective risk management strategies.The Compliance Associate Director will be responsible for...

  • Medical Director Associate

    7 days ago

    New York, New York, United States McCann Health London Full time

    Job Title: Associate Medical DirectorAbout the Role:The Associate Medical Director will play a key role in developing an in-depth understanding of the scientific and clinical aspects of assigned brands. Working closely with senior Medical Directors, this individual will leverage their scientific and/or clinical experience to support the development of brand...

  • Associate Creative Director

    6 days ago

    New York, New York, United States Wunderman Thompson LLC dba VML Full time

    Job Title: Associate Creative DirectorWe are seeking an Associate Creative Director to join our team at Wunderman Thompson LLC dba VML. As a key member of our creative team, you will be responsible for leading the development of innovative and effective marketing campaigns.Key Responsibilities:Manage and provide creative leadership to a team of copywriters...

  • Associate Director of Nursing

    1 month ago

    New York, New York, United States NYC Health Hospitals Full time

    Job Title: Associate Director of NursingNYC Health + Hospitals/Community Care is seeking an experienced Associate Director of Nursing to oversee a team of Transitional Care Nurses (TCNs) responsible for coordinating, managing, and disposing of patient referrals to the Certified Home Health Agency (CHHA).Purpose of PositionThe Associate Director of Nursing...

  • Associate Director, SkillSpring

    1 month ago

    New York, New York, United States The New Jewish Home Full time

    Job Title: Associate Director, SkillSpringJoin The New Jewish Home as an Associate Director, SkillSpring, and play a key role in shaping the future of healthcare professionals. As a member of our team, you will oversee the development and implementation of programs that support the growth and success of our youth and young adults.About the Role:The Associate...

  • Associate Director, Preprofessional Advising

    2 weeks ago

    New York, New York, United States New York University Full time

    {"title": "Associate Director, Preprofessional Advising", "summary": "The College of Arts & Science (CAS) is seeking an experienced Associate Director to join the preprofessional advising team. The Associate Director will provide general academic advising to CAS students, and manage prehealth advising and programming for students and alumni of the university...

  • Associate Director

    4 weeks ago

    New York, New York, United States CNM Full time

    Job Title: Associate DirectorCNM LLP is a leading technical advisory services firm that collaborates with top local talent on comprehensive and intriguing projects for discerning clients. Our reputation is built on a foundation of professional excellence and trusted relationships, recognized nationally for commitment to excellence.Job SummaryWe are seeking...

  • Associate Creative Director

    2 weeks ago

    New York, New York, United States Barrows Company Full time

    Job Title: Associate Creative DirectorBarrows is seeking a highly skilled Associate Creative Director to lead and inspire our creative team in developing innovative marketing campaigns that drive sales and brand engagement. As a key member of our WPP Unite team, you will work closely with clients to understand their vision and translate it into compelling...

  • Associate Creative Director

    3 weeks ago

    New York, New York, United States Success Academy Charter Schools Full time

    Job Title: Associate Creative DirectorSuccess Academy Charter Schools is seeking a highly skilled and experienced Associate Creative Director to join our team. As a key member of our creative department, you will be responsible for developing and executing innovative and effective marketing campaigns that drive engagement and growth.Key...

Associate Director

3 months ago

New York, United States Sound Point Capital Management, LP Full time

Sound Point Capital Management, a credit-oriented investment manager overseeing approximately $45 billion in total assets, is seeking a Compliance professional. Sound Point has a diverse product line which includes CLOs and various funds that invest in stressed and distressed credit, commercial real estate, structured products, consumer loans, and corporate special situations. Based in New York, the firm employs more than 200 talented individuals and has grown steadily since inception.



Duties and Responsibilities

• Coordinate with other stakeholders on fund and managed account compliance and regulatory matters: SEC and CFTC registrations, ERISA, and federal, state and international securities laws (including the Investment Advisers Act of 1940, the Securities Act of 1933 and the Exchange Act of 1934)

• Review marketing materials, due diligence responses, investor communications and other fundraising and reporting related materials across various investment strategies to ensure compliance with the Investment Advisers Act marketing rules and regulatory and compliance requirements associated with marketing and sales in non-U.S. jurisdictions

• Coordinate and prepare U.S. and foreign regulatory reports and filings (e.g., Form ADV, Form PF, Reg D, Treasury and BEA Filings, State blue-sky filings, Section 13/16 filings, AIFMD and Annex IV, FCA filings and transaction reporting)

• Assist with compliance monitoring program, including testing of investment guidelines and employee compliance with Code of Ethics requirements

• Coordinate and maintain Legal and Compliance calendar

• Assist with forensic testing for Annual Compliance Review

• Prepare materials for Committee meetings (e.g., Valuation, Conflicts of Interest, Best Execution)

• Support selected firm-wide legal and compliance initiatives and work with the GC, CCO and others in the Legal / Compliance Department to provide broad support for the Compliance Program



Qualifications and Prior Experience

• 3+ years of prior experience in a compliance role and/or J.D. required; prior experience with private fund marketing or distribution compliance is a plus

• Understanding of Federal securities law and regulations strongly preferred

• Ability to manage multiple projects simultaneously with attention to detail, and the ability to thrive in deadline-driven environment

• Strong skills in using compliance software and programs that support monitoring, reporting, and risk assessment activities

• Ability to interpret legal and business terms and grasp concepts quickly

• Ability to be proactive and work independently while also remaining a strong team player attitude

• Exercises good judgment and completes assignments thoughtfully

• Excellent drafting and organizational skills

• Highest ethical standards, and ability to maintain discretion and confidentiality