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VP, Audit Manager

1 month ago

New York, United States Tandym Group Full time

A banking organization in New York City is actively seeking an experienced and analytical professional to join their staff as their new Audit Vice President. In this role, the Audit Vice President will support the IAD Management team in planning, development, implementation, and maintenance of an internal audit program that addresses management of financial risks across the Americas Division.

Responsibilities

The Audit Vice President will:

  • Manage a team of auditors to execute high quality reviews of processes and controls within a prescribed timeframe
  • Provide support, coaching, and feedback to audit team
  • Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results, and corrective measures
  • Oversee quarterly and annual continuous monitoring / risk assessment process to identify business trends and emerging risks, and when necessary, propose updates to the audit plan to reflect them
  • Assist with the delivery and execution of IAD's broader audit plan and assurance responsibilities
  • Track and validate closure of issues raised by the department and regulators
  • Develop, promote, and maintain a collaborative and strong working relationship with AD business heads, external auditors, and regulators
Qualifications
  • Bachelor's Degree in Accounting, Finance, or related field
  • 8 years of risk/audit experience in the banking and finance industry
  • Expert knowledge of operational and middle office processes across banking / capital markets products
  • Strong knowledge of audit techniques, risk and internal controls assessment, and workpaper standards
  • Ability to identify and assess emerging risks.
  • Ability to act as trusted advisor to senior management using discretion and sound judgment in identifying, analyzing, and reporting problems
  • Excellent communication and presentation skills
  • Demonstrated leadership skills