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Senior Compliance Associate
4 months ago
As a member of Compliance at Post Advisory Group, the incumbent will be an integral member of the Compliance team ensuring that we maintain our compliance culture, that we meet regulatory requirements, and that we provide assurances for our clients that Post conducts its business in a manner that incorporates best practices and with the utmost integrity.
Reporting to the CCO, the Senior Compliance Associate collaborates with various Post constituencies across the platform inclusive of Post affiliates. The role’s primary focus is on compliance testing, regulatory filings, trading compliance, AML reporting, and generally working to support the overall compliance program.
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