Risk Advisory Regulatory Lead Consultant

2 weeks ago


Tempe, United States FORVIS Full time
Description & Requirements

Our Financial Services Regulatory practice brings our global footprint, clients, industry expertise, and innovative solutions together to help global companies exceed their strategic objectives and needs.

Who Makes A Highly Successful Advisor?

We are looking for team members to join our global, inclusive community of passionate risk advisors. These diverse professionals should be highly skilled, entrepreneurial, and future focused - they are self-starters with curiosity and a passion for continuous learning. They possess a strong growth mindset that propels themselves and others forward, driving innovation through delivery, and helping clients succeed beyond their expectations.

Your New Career Challenge

Daily, you will have the opportunity to learn and work alongside a broad mix of highly talented subject matter leaders and team members both at FORVIS and at our clients. You will have an environment to explore and experience emerging, and relevant topics based on your interests and alignment to your short and long-term career goals.

How you will contribute:
  • Analyze and implement risk-based solutions relating to consumer-based regulations
  • Experience operating in the 1st, 2nd, and/or 3rd, lines of defense
  • Working knowledge of banking laws and regulations with a focus around consumer protection
  • Maintain and achieve high quality in work, client relations and team relations
  • Acquire the skills necessary to develop quality client relationships and loyalty
  • Assume the responsibility for staff work and ensure high quality of work is delivered within established deadlines
  • Serve in more of a leadership role on client work as technical knowledge and experience grows
  • Support any training and mentoring to staff and interns as necessary
  • Perform other duties as assigned by the firm's leadership
  • Execute and help lead client engagement activities in all phases of project life cycle from start to end
Minimum Qualifications:
  • Minimum of five years' experienced in public accounting, regulatory compliance, or related consulting experience required
  • BA or BS in Accounting or related field required
  • Proficiency in MS Office: Word, Excel, Power Point, and Outlook
Preferred Qualifications:
  • Master's degree in accounting or related field required
  • Relevant certifications (CAMS, CRCM, CIA, CISA, CPA) preferred
  • Regulatory compliance experience in Bank Compliance, Compliance Audit, and/or as former Bank Regulator
  • Working knowledge of UDAAP, Reg B, Reg C, Reg CC, Reg DD, Reg E, CRA, SCRA, Fair Lending, Flood, FCRA, and HMDA
  • Advanced Microsoft office suite expertise

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