Director Compliance

As a member of the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations. In t Compliance, Director, Controls, Customer Experience, Business Partner, Operations, Business Services

The Assistant Athletic Director for Compliance oversees and coordinates a comprehensive compliance program that meets the NCAA, Patriot League and Hockey East Association legislation, policies and procedures. Manages and oversees all functions includ Athletic, Athletic Director, Director, Compliance, Assistant, Instructor, Education

Performs a combination of duties in accordance with departmental guidelines:Interprets, implements, and administers compliance policies, procedures and practices to ensure proper risk mitigation for functional area in the business. Provides thought l Compliance, Director, Regulatory, Business Partner, Insurance, Business Services

Job Description:The TeamAs a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to...

Vaco Boston has partnered with a global investment manager that is seeking a Director of Compliance. Responsibilities:Preparing materials and briefing notes for the chair of the Investment Committee.Staying current on regulatory developments applicable to investment advisers, mutual funds, and broker/dealers, including the impact of banking regulations and...

Vaco Boston has partnered with a global investment manager that is seeking a Director of Compliance. Responsibilities:Preparing materials and briefing notes for the chair of the Investment Committee.Staying current on regulatory developments applicable to investment advisers, mutual funds, and broker/dealers, including the impact of banking regulations and...

Vaco Boston has partnered with a global investment manager that is seeking a Director of Compliance. Responsibilities:Preparing materials and briefing notes for the chair of the Investment Committee.Staying current on regulatory developments applicable to investment advisers, mutual funds, and broker/dealers, including the impact of banking regulations and...

Hedge Fund Hire is recruiting for a venture capital firm that invests in a wide spectrum of asset classes, typically in early-stage private companies either directly or through one or more third-party funds. Such asset classes include biotechnology, therapeutics, technology, telecommunications, blockchain or other crypto related businesses, and disruptive...

Hedge Fund Hire is recruiting for a venture capital firm that invests in a wide spectrum of asset classes, typically in early-stage private companies either directly or through one or more third-party funds. Such asset classes include biotechnology, therapeutics, technology, telecommunications, blockchain or other crypto related businesses, and disruptive...

Primary Work Location: Mt. Ida campus, Newton, MA Hybrid work schedule available Job Summary: The Director of Debt Management and Compliance reports directly to the Chief Financial Officer and will be responsible for debt management and compliance needs of the UMass Building Authority. Essential Functions: Assist UMBA's CFO/Treasurer with the following:...

Job no: 522613Position type: Staff Full TimeCampus: UMass President's OfficeCampus Location: Mt. IdaDepartment: UMass Building AuthorityCategories: Business & Financial Services, Accounting/Finance/BudgetAdvertised: Mar 01 2024 Eastern Standard TimeApplications close:Primary Work Location:Mt. Ida campus, Newton, MAHybrid work schedule availableJob...

**Associate Director, Athletics Compliance Coordinator** **Join our **community** and experience **Emerson College**!** The Associate Director, Athletics, Compliance Coordinator at Emerson College is responsible for the overall management and coordination of activities at the college's sports facilities, including the Piano Row Gym and Athletic SkyBox....

Stavis Seafoods, A Profand Company , an anchor of the New England seafood community since 1929, ships more than 37 million pounds of fresh and frozen seafood annually and imports from more than 50 countries worldwide. Stavis has one of the most diverse inventories of seafood items in the industry and can ship via land, air and sea around the globe. In 2018...

Job Description:The RoleAs a member of the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations.\u00A0 In this role you will lead the Controls, Testing and Oversight Team, collaborating...

You have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...

Position Summary. The Legal and Compliance team seeks a full-time Senior Associate to report to the Chief Compliance Officer ("CCO") and support the Company's regulatory compliance reporting, testing and oversight functions. Position Overview. This position will work closely with the CCO, Deputy Compliance Officer and outside compliance consultants to...

  Ironwood Pharmaceuticals is a leading global gastrointestinal (GI) healthcare company on a mission to advance the treatment of GI diseases and redefine the standard of care for GI patients. We are pioneers in the development of LINZESS® (linaclotide), the U.S. branded prescription market leader for adults with irritable bowel syndrome with constipation...

Ironwood Pharmaceuticals is a leading global gastrointestinal (GI) healthcare company on a mission to advance the treatment of GI diseases and redefine the standard of care for GI patients. We are pioneers in the development of LINZESS (linaclotide), the U.S. branded prescription market leader for adults with irritable bowel syndrome with constipation or...

Ironwood Pharmaceuticals is a leading global gastrointestinal (GI) healthcare company on a mission to advance the treatment of GI diseases and redefine the standard of care for GI patients. We are pioneers in the development of LINZESS® (linaclotide), the U.S. branded prescription market leader for adults with irritable bowel syndrome with constipation or...

The Community Builders, Inc. (TCB) is a nationally recognized nonprofit developer, owner and manager of affordable and mixed-income residential and commercial properties. Founded in 1964, TCB has developed over 25,000 residential units as well as office and retail properties and owns or manages over 11,000 rental units nationally. TCB strategic plan calls...