Director of Compliance

As a member of the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations. In t Compliance, Director, Controls, Customer Experience, Business Partner, Operations, Business Services

**The Team**: As a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to regulatory...

The Assistant Athletic Director for Compliance oversees and coordinates a comprehensive compliance program that meets the NCAA, Patriot League and Hockey East Association legislation, policies and procedures. Manages and oversees all functions includ Athletic, Athletic Director, Director, Compliance, Assistant, Instructor, Education

Director Compliance - Reporting and Governance Country: United States of America Director Compliance, Reporting & Governance is responsible for regulatory Compliance risk management and reporting across all One Compliance. They will serve as the principal liaison between Compliance and the regulators / audit. The Director advises Compliance Sr. Leadership on...

eternalHealth – Your Forever Partner in Healthcare Healthcare is confusing, but it doesn’t need to be. As a consumer-centric HMO based in Boston, MA, we are a tech-focused start-up that is committed to creating long-lasting partnerships with our members, our providers, and you! About the role: As the Director of Compliance with eternalHealth you will...

Job Description: The Team As a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to...

eternalHealth – Your Forever Partner in HealthcareHealthcare is confusing, but it doesn’t need to be. As a consumer-centric HMO based in Boston, MA, we are a tech-focused start-up that is committed to creating long-lasting partnerships with our members, our providers, and you!About the role: As the Director of Compliance with eternalHealth you will work...

eternalHealth – Your Forever Partner in HealthcareHealthcare is confusing, but it doesn’t need to be. As a consumer-centric HMO based in Boston, MA, we are a tech-focused start-up that is committed to creating long-lasting partnerships with our members, our providers, and you!About the role: As the Director of Compliance with eternalHealth you will work...

eternalHealth Your Forever Partner in Healthcare Healthcare is confusing, but it doesnt need to be. As a consumer-centric HMO based in Boston, MA, we are a tech-focused start-up that is committed to creating long-lasting partnerships with our members, our providers, and you! About the role: As the Director of Compliance with eternalHealth you will work to...

Job Description: The Team As a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to...

Job Description:The TeamAs a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to...

Vaco Boston has partnered with a global investment manager that is seeking a Director of Compliance. Responsibilities:Preparing materials and briefing notes for the chair of the Investment Committee.Staying current on regulatory developments applicable to investment advisers, mutual funds, and broker/dealers, including the impact of banking regulations and...

Vaco Boston has partnered with a global investment manager that is seeking a Director of Compliance. Responsibilities:Preparing materials and briefing notes for the chair of the Investment Committee.Staying current on regulatory developments applicable to investment advisers, mutual funds, and broker/dealers, including the impact of banking regulations and...

Vaco Boston has partnered with a global investment manager that is seeking a Director of Compliance. Responsibilities:Preparing materials and briefing notes for the chair of the Investment Committee.Staying current on regulatory developments applicable to investment advisers, mutual funds, and broker/dealers, including the impact of banking regulations and...

The Assistant Director is a member of a cross-functional team supporting a wide range of research programs and activities for the Harvard Business School (HBS) faculty and its governance. In partnership with the Director of Research Compliance, the A Director, Research, Compliance, Management, Assistant, Data, Technology

Director, Legal & Compliance Reporting to: Vice President, General Counsel and Compliance Officer Do you have the passion and commitment to join a group whose mission is to develop treatments that have a clear and profound impact on patients suffering from rare diseases? Does it excite you to be a part of a patient-focused company developing potential new...

Overview Under general direction, the Executive Director, Compliance will lead and provide oversight and management of Compliance and Privacy functions and serve as the company's Compliance and Privacy Official. Responsible for overseeing the company's relationship with our parent's Enterprise Compliance Office. This role will have oversight responsibility...

The Assistant Athletic Director for Compliance oversees and coordinates a comprehensive compliance program that meets the NCAA, Patriot League and Hockey East Association legislation, policies and procedures. Manages and oversees all functions including, but not limited to, eligibility, financial aid, rules interpretations, recruiting activities and...

**Why This Role is Important to Us:** The Director of Regulatory Compliance works directly with the Vice President Health Plan Regulatory Compliance/National Medicare Compliance Officer to develop and maintain an effective Health Plan Regulatory Compliance Program. This position is responsible for leading the development, implementation, and ongoing...

The Assistant Director is a member of a cross-functional team supporting a wide range of research programs and activities for the Harvard Business School (HBS) faculty and its governance. In partnership with the Director of Research Compliance, the A Director, Research, Compliance, Quality, Assistant, Program, Technology