Reg Compliance Consulting Director

You have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...

Director of Quality, Boston, MA RBW Consulting are collaborating with an established CDMO with a complex portfolio of Sterile products. With over 19 years experience in the industry, they are focusing on expanding their departments for 2024. Their state-of-the-art facilities and experienced team enable us to deliver high-quality products to our clients in...

Position Overview: The Compliance Consultant will work with members of the Compliance team and other internal teams on a project to develop and implement a new pre-and post-trade compliance process. The role will review existing and new client mandates and investment guidelines, develop the appropriate coding to address each mandate and guidelines...

Overview Under general direction, the Executive Director, Compliance will lead and provide oversight and management of Compliance and Privacy functions and serve as the company's Compliance and Privacy Official. Responsible for overseeing the company's relationship with our parent's Enterprise Compliance Office. This role will have oversight responsibility...

As a member of the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations. In t Compliance, Director, Controls, Customer Experience, Business Partner, Operations, Business Services

Job DescriptionJob DescriptionHarrison Gray Searchhas partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer.The Compliance Officer is an integral part of the Compliance teams mission to conduct business consistent with the highest standards of commercial honor and just and equitable principles...

**The Team**: As a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to regulatory...

The Assistant Athletic Director for Compliance oversees and coordinates a comprehensive compliance program that meets the NCAA, Patriot League and Hockey East Association legislation, policies and procedures. Manages and oversees all functions includ Athletic, Athletic Director, Director, Compliance, Assistant, Instructor, Education

**Why This Role is Important to Us:** The Director of Regulatory Compliance works directly with the Vice President Health Plan Regulatory Compliance/National Medicare Compliance Officer to develop and maintain an effective Health Plan Regulatory Compliance Program. This position is responsible for leading the development, implementation, and ongoing...

Harrison Gray Search has partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer. The Compliance Officer is an integral part of the Compliance team's mission to conduct business consistent with the highest standards of commercial honor and just and equitable principles of trade. Occupied by a...

Director Compliance - Reporting and Governance Country: United States of America Director Compliance, Reporting & Governance is responsible for regulatory Compliance risk management and reporting across all One Compliance. They will serve as the principal liaison between Compliance and the regulators / audit. The Director advises Compliance Sr. Leadership on...

JOB TITLE: DIRECTOR LEVEL - IT CONSULTING JOB LOCATION: BOSTON, MA WAGE RANGE*: PERM AT 150-200K BASED ON EXPERIENCE JOB NUMBER: 24-00957 REQUIRED EXPERIENCE: TECH BACKGROUND, CONSULTING, CLIENT FACING EXPERIENCE. JOB DESCRIPTION Tech-savvy Management Consulting Director - Technology Advisory to provide innovative digital strategy and senior advisory...

Job Description: The Team As a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to...

Position Summary. The Legal and Compliance team seeks a full-time Senior Associate to report to the Chief Compliance Officer ("CCO") and support the Company's regulatory compliance reporting, testing and oversight functions. Position Overview. This position will work closely with the CCO, Deputy Compliance Officer and outside compliance consultants to...

eternalHealth – Your Forever Partner in HealthcareHealthcare is confusing, but it doesn’t need to be. As a consumer-centric HMO based in Boston, MA, we are a tech-focused start-up that is committed to creating long-lasting partnerships with our members, our providers, and you!About the role: As the Director of Compliance with eternalHealth you will work...

eternalHealth – Your Forever Partner in HealthcareHealthcare is confusing, but it doesn’t need to be. As a consumer-centric HMO based in Boston, MA, we are a tech-focused start-up that is committed to creating long-lasting partnerships with our members, our providers, and you!About the role: As the Director of Compliance with eternalHealth you will work...

Job Description:The TeamAs a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to...

By joining our rapidly growing Risk Advisory practice you will serve as a trusted partner to our clients. You'll bring your first-hand experience, unique perspectives, and functional knowledge to deliver tailored integrated solutions that solve today's challenges and set the foundation for future success. With support from experienced leaders and a dedicated...

The Senior Director, Corporate Compliance & Ethics reports directly to the SVP, Corporate Compliance & Ethics and Risk Operations, and leads the compliance & ethics programs for Commonwealth Care Alliance (CCA). This position effectively leads our Corporate Compliance & Ethics programs which include Code of Conduct and corporate ethics administration;...

Vaco Boston has partnered with a global investment manager that is seeking a Director of Compliance. Responsibilities:Preparing materials and briefing notes for the chair of the Investment Committee.Staying current on regulatory developments applicable to investment advisers, mutual funds, and broker/dealers, including the impact of banking regulations and...