Compliance Associate

Compliance Associate, Investments, Boston/ Hybrid (2 days per week in office, 3 remote)About the Company/Role: Well established investment advisory based in Boston has a newly created Compliance Associate opportunity to join their growing compliance team, currently comprised of the Chief Compliance Officer and a Senior Compliance Associate. The CCO is known...

Compliance Associate, Investments, Boston/ Hybrid (2 days per week in office, 3 remote)About the Company/Role: Well established investment advisory based in Boston has a newly created Compliance Associate opportunity to join their growing compliance team, currently comprised of the Chief Compliance Officer and a Senior Compliance Associate. The CCO is known...

Compliance Associate, Investments, Boston/ Hybrid (2 days per week in office, 3 remote)About the Company/Role: Well established investment advisory based in Boston has a newly created Compliance Associate opportunity to join their growing compliance team, currently comprised of the Chief Compliance Officer and a Senior Compliance Associate. The CCO is known...

Position Summary. The Legal and Compliance team seeks a full-time Senior Associate to report to the Chief Compliance Officer ("CCO") and support the Company's regulatory compliance reporting, testing and oversight functions. Position Overview. This position will work closely with the CCO, Deputy Compliance Officer and outside compliance consultants to...

Position Description: Health Resources in Action, Inc. (HRiA) is a non-profit organization working to improve and reimagine public health. We connect, consult, and collaborate to solve complex challenges of access and equity in our health and social systems. Together with our partners, clients, and collaborators, we create actionable solutions so that all...

Principal global corporate compliance administrator for the Code of Ethics and related policies, including Gifts & Entertainment, Political Contributions, Code of Conduct, and Whistleblower Oversee the implementation, maintenance, and annual review of 10-15 compliance policies and procedures on an ongoing basis Monitor for regulatory changes and implement...

**Associate Director, Athletics Compliance Coordinator** **Join our **community** and experience **Emerson College**!** The Associate Director, Athletics, Compliance Coordinator at Emerson College is responsible for the overall management and coordination of activities at the college's sports facilities, including the Piano Row Gym and Athletic SkyBox....

Interface with Compliance, Audit and risk staff at our clients to review and analyze all compliance related topics Review all testing results before they are released to clients Be responsibility for all client work conducted by offshore team Work wi Client Service, Compliance, Associate, Asset Manager, Client, Retail, Banking

Is this your next job Read the full description below to find out, and do not hesitate to make an application. THE ROLE The Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, regulatory, and client-imposed requirements, and monitors MFS' shareholdings and...

Hedge Fund Hire is recruiting for a venture capital firm that invests in a wide spectrum of asset classes, typically in early-stage private companies either directly or through one or more third-party funds. Such asset classes include biotechnology, therapeutics, technology, telecommunications, blockchain or other crypto related businesses, and disruptive...

Hedge Fund Hire is recruiting for a venture capital firm that invests in a wide spectrum of asset classes, typically in early-stage private companies either directly or through one or more third-party funds. Such asset classes include biotechnology, therapeutics, technology, telecommunications, blockchain or other crypto related businesses, and disruptive...

We are seeking a Compliance Associate who is interested in joining a Global Private Equity Firm in Downtown Boston that boasts investments in over 40 countries, great company culture with supportive mentors & good work-life balance, and a multifaceted role that offers numerous areas for learning and career advancement.Company, Position & Team...

We are seeking a Compliance Associate who is interested in joining a Global Private Equity Firm in Downtown Boston that boasts investments in over 40 countries, great company culture with supportive mentors & good work-life balance, and a multifaceted role that offers numerous areas for learning and career advancement.Company, Position & Team...

Job Description:The TeamAs a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to...

Job Description:The RoleAs a member of the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations.\u00A0 In this role you will lead the Controls, Testing and Oversight Team, collaborating...

The Assistant Athletic Director for Compliance oversees and coordinates a comprehensive compliance program that meets the NCAA, Patriot League and Hockey East Association legislation, policies and procedures. Manages and oversees all functions includ Athletic, Athletic Director, Director, Compliance, Assistant, Instructor, Education

The Specialist will develop, update, and maintain IT compliance documentation based on *** IT compliance standards. The individual will conduct regular reviews and assessments to coordinate *** System (Client) Enterprise Risk Management and Security Assurance for the *** (SAFR) reporting requirements. Responsibilities - Perform IT compliance, risk...

The Specialist will develop, update, and maintain IT compliance documentation based on *** IT compliance standards. The individual will conduct regular reviews and assessments to coordinate *** System (Client) Enterprise Risk Management and Security Assurance for the *** (SAFR) reporting requirements. Responsibilities - Perform IT compliance, risk...

The Assistant Registrar for Compliance serves as the main point of contact for all veteran students and administrative services. The Assistant Registrar is responsible for the accurate input and dissemination of VA enrollment information in accordance with University Policy and Federal Regulations. This role also provides support for National Student...

Title: IT Compliance & Risk Management Specialist (Contract) - Job#4937Location: Boston, MA/Hybrid remote Job Description: Our client a leading Financial Institution located in the Boston, MA has an immediate opening for an IT Compliance & Risk Management Specialist to join their team in a hybrid remote capacity. The IT Compliance & Risk Management...