Compliance Associate

Compliance Associate, Investments, Boston/ Hybrid (2 days per week in office, 3 remote) About the Company/Role: Well established investment advisory based in Boston has a newly created Compliance Associate opportunity to join their growing compliance team, currently comprised of the Chief Compliance Officer and a Senior Compliance Associate. The CCO is known...

Compliance Associate, Investments, Boston/ Hybrid (2 days per week in office, 3 remote)About the Company/Role: Well established investment advisory based in Boston has a newly created Compliance Associate opportunity to join their growing compliance team, currently comprised of the Chief Compliance Officer and a Senior Compliance Associate. The CCO is known...

THE OPPORTUNITY Under the guidance of the Chief Compliance Officer and Compliance Director, the Compliance Associate is responsible for the coordination, ongoing development and administration of employee reporting, web-based compliance training, and anti-money laundering (AML) and customer due-diligence programs. The Compliance Associate will also...

TITLE: Compliance Associate DEPARTMENT: Compliance and Legal LOCATION: Boston, MA Bain Capital Overview We are one of the world's leading private multi-asset alternative investment firms with approximately $100 billion in assets under management that creates lasting impact for our investors, teams, businesses and the communities in which we live. Founded...

TITLE: Compliance Associate DEPARTMENT: Compliance and Legal LOCATION: Boston, MA Bain Capital Overview We are one of the world's leading private multi-asset alternative investment firms with approximately $100 billion in assets under management that creates lasting impact for our investors, teams, businesses and the communities in which we live. Founded in...

Position Summary. The Legal and Compliance team seeks a full-time Senior Associate to report to the Chief Compliance Officer ("CCO") and support the Company's regulatory compliance reporting, testing and oversight functions. Position Overview. This position will work closely with the CCO, Deputy Compliance Officer and outside compliance consultants to...

Principal global corporate compliance administrator for the Code of Ethics and related policies, including Gifts & Entertainment, Political Contributions, Code of Conduct, and Whistleblower Oversee the implementation, maintenance, and annual review of 10-15 compliance policies and procedures on an ongoing basis Monitor for regulatory changes and implement...

THE ROLE The Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, regulatory, and client-imposed requirements, and monitors MFS shareholdings and prepares and files reports with global regulators and issuers as to the extent required. The person interacts with...

**JOB DESCRIPTION** J.P. Morgan’s Corporate & Investment Bank is a global leader across banking, markets and investor services. The world’s most important corporations, governments and institutions entrust us with their business in more than 100 countries. J.P. Morgan delivers an end-to-end solution for clients seeking exceptional financial and...

At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters – to us as valued professionals and to the...

Is this your next job Read the full description below to find out, and do not hesitate to make an application. THE ROLE The Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, regulatory, and client-imposed requirements, and monitors MFS' shareholdings and...

**The Team**: As a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to regulatory...

We are seeking a Compliance Associate who is interested in joining a Global Private Equity Firm in Downtown Boston that boasts investments in over 40 countries, great company culture with supportive mentors & good work-life balance, and a multifaceted role that offers numerous areas for learning and career advancement.Company, Position & Team...

We are seeking a Compliance Associate who is interested in joining a Global Private Equity Firm in Downtown Boston that boasts investments in over 40 countries, great company culture with supportive mentors & good work-life balance, and a multifaceted role that offers numerous areas for learning and career advancement.Company, Position & Team...

Hedge Fund Hire is recruiting for a venture capital firm that invests in a wide spectrum of asset classes, typically in early-stage private companies either directly or through one or more third-party funds. Such asset classes include biotechnology, therapeutics, technology, telecommunications, blockchain or other crypto related businesses, and disruptive...

Hedge Fund Hire is recruiting for a venture capital firm that invests in a wide spectrum of asset classes, typically in early-stage private companies either directly or through one or more third-party funds. Such asset classes include biotechnology, therapeutics, technology, telecommunications, blockchain or other crypto related businesses, and disruptive...

Job Description: The Team As a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to...

Job Description: The Team As a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to...

Job Description:The TeamAs a Compliance Director in Regulatory Management, we will expect you to have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with particular emphasis on complex matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to...

Job Description: The Role As a member of the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations. In this role you will lead the Controls, Testing and Oversight Team, collaborating...