Regulatory Compliance Officer

4 weeks ago


Rockford, United States First Mid Bank & Trust Full time
Position: Regulatory Compliance Officer Location: Rockford, IL
Job Id: 3615 # of Openings: 1 The Regulatory Compliance Officer helps ensure the Bank maintains a strong and effective compliance management system by assessing the overall adherence to various consumer protection laws and regulations primarily through the performance of periodic reviews of applicable processes and procedures. The Regulatory Compliance Officer also assists department managers in developing proper processes and procedures to facilitate compliance with existing and proposed regulatory requirements. Responsibilities include, but are not limited to:
  • Perform reviews to assess adherence with applicable federal and state consumer protection laws and regulations based on the approved compliance review schedule. Support work performed with detailed workpapers that adequately document scopes and results of reviews.
  • Effectively communicate, in oral and in written form, the review process and findings to the Director of Regulatory Compliance and the Compliance Committee along with recommendations for corrective actions where necessary.
  • Assist in the tracking of identified compliance findings including root cause analysis to ensure proper remediation.
  • Assist the Director of Regulatory Compliance in developing and maintaining the Bank's various compliance risk assessments.
  • Maintain a current knowledge of all Bank related federal and state laws and regulations and monitor legislative and regulatory developments.
  • Serve as a reliable regulatory compliance resource to Bank personnel by providing interpretations of consumer protection laws and regulations
  • Complete required training associated with job function.
  • Perform other duties as assigned.
Qualifications Education/Experience:
  • Bachelor's degree in Accounting, Finance, or Business Administration and/or commensurate banking experience.
  • Minimum of four years direct experience in the federal and state regulatory environment impacting the banking industry.
  • Willingness to obtain the Certified Regulatory Compliance Manager designation within two years of assuming the position.
Skills:
  • High level of organizational skills that allow for detailed documentation of work performed.
  • Strong written and oral communication skills.
  • Time management skills and ability to appropriately prioritize tasks.
  • Ability to work independently or in a team setting
  • High level of confidentiality and integrity in order to maintain independent judgment and privacy of customer and Bank information.
First Mid Bancshares, Inc. is an Equal Opportunity/Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, gender identity, sexual orientation, protected veteran status, or any other applicable federal or state-protected classification. THIS JOB DESCRIPTION DOES NOT CONSTITUTE A CONTRACT FOR EMPLOYMENT
Apply for this Position

  • Rockford, United States First Mid-Illinois Bancshares Full time

    Responsibilities include, but are not limited to: Perform reviews to assess adherence with applicable federal and state consumer protection laws and regulations based on the approved compliance review schedule. Support work performed with detailed workpapers that adequately document scopes and results of reviews. Effectively communicate, in oral and in...

  • Regulatory Manager

    1 month ago


    Rockford, United States TH Foods Full time

    shift:Office **Position Summary** Leads Regulatory activity for TH Foods branded products, co-manufactured products, and four company owned facilities. Manage a team of four individuals that handle systems information to ensure formulations and product labels are accurate and FDA compliant. Products and Brands with claims and symbols are vetted, approved,...

  • Regulatory Manager

    3 weeks ago


    Rockford, United States TH Foods Full time

    shift:Office **Position Summary** Leads Regulatory activity for TH Foods branded products, co-manufactured products, and four company owned facilities. Manage a team of four individuals that handle systems information to ensure formulations and product labels are accurate and FDA compliant. Products and Brands with claims and symbols are vetted, approved,...

  • Senior Manager

    1 month ago


    Rockford, United States Midland States Bancorp, Inc Full time

    At Midland States Bank, base salary is one component of our Total Rewards program. Exact compensation is determined by factors such as (but not limited to) education, skills, internal equity, and experience. This position offers additional compensation in the form of short-term incentives (i.e. bonus and/or commission) and may include long-term incentives...

  • Senior Manager

    4 weeks ago


    Rockford, United States Midland States Bancorp, Inc Full time

    At Midland States Bank, base salary is one component of our Total Rewards program. Exact compensation is determined by factors such as (but not limited to) education, skills, internal equity, and experience. This position offers additional compensation in the form of short-term incentives (i.e. bonus and/or commission) and may include long-term incentives...


  • Rockford, United States Waldom Electronics Full time

    **Position Overview** The Trade Compliance Coordinator is responsible for ensuring that the company’s import and export activities adhere to US and international rules and regulations. They will work with forwarders and brokers to prepare, process, or review documents associated with international shipping. Additionally, they will maintain active...


  • Rockford, United States Waldom Electronics Full time

    **Position Overview** The Export Compliance Specialist is responsible for ensuring that the company’s export activities adhere to US and international rules and regulations. They will work with other Waldom employees, freight forwarders and regulatory agencies to ensure compliance with international shipping. Additionally, they will maintain active...

  • Trust Officer

    6 days ago


    Rockford, United States Stillman Bank Full time

    **LOCATION: Rockford** **CLASSIFICATION: Exempt** **LAST REVISED: April 2024** ***:As a member of the Trust and Wealth Management Department, this position provides appropriate fiduciary services to bank clients, in compliance with all regulatory requirements, while supporting the department’s strategic and competitive objectives. **PRIMARY...


  • Rockford, United States Rosecrance Health Network Full time

    **Our job is hope.** Join a purpose-driven community of champions. **Reasons to work at Rosecrance**: - New competitive pay rates—because your talents deserve more! - On-demand pay available through our Earned Wage Access benefit. **Position Purpose**: The HR Credentialing and Record Compliance Specialist will act as the organization's central point of...


  • Rockford, United States Rosecrance Health Network Full time

    Job DescriptionJob DescriptionOur job is hope.Join a purpose-driven community of champions.Reasons to work at Rosecrance:New competitive pay rates—because your talents deserve more!On-demand pay available through our Earned Wage Access benefit.Position Purpose: The HR Credentialing and Record Compliance Specialist will act as the organization's central...


  • Rockford, United States Rosecrance Health Network Full time

    Job DescriptionJob DescriptionOur job is hope.Join a purpose-driven community of champions.Reasons to work at Rosecrance:New competitive pay rates—because your talents deserve more!On-demand pay available through our Earned Wage Access benefit.Position Purpose: The HR Credentialing and Record Compliance Specialist will act as the organization's central...


  • Rockford, United States Reno & Zahm LLP Full time

    **About Us**: Reno & Zahm LLP is a reputable law firm dedicated to providing exceptional legal services to our clients. With a focus on professionalism, integrity, and excellence, we strive to deliver personalized solutions and achieve the best outcomes for our clients. **Position Overview**: We are seeking a dynamic and experienced individual to join the...

  • Office Manager

    7 days ago


    Rockford, United States University of Illinois Full time

    **Office Manager** **Hiring Department**: Dean's Office & Graduate Medical Education **Location**: Rockford, IL USA **Requisition ID**: 1026182 **Posting Close Date**: 7/9/24 **About the University of Illinois Chicago** UIC is among the nation’s preeminent urban public research universities, a Carnegie RU/VH research institution, and the largest...


  • Rockford, United States ABM Full time

    The Cleaner provides the cleaning and upkeep of an assigned area. Benefit Information: ABM offers a comprehensive benefits package. For information about ABM's benefits, visit ABM 2024 Employee Benefits | Front Line Team Members | (Programa de Beneficios de ABM) Basic Qualifications: * Must be 18 years of age or older * Must meet all requirements to...

  • Senior Manager

    2 weeks ago


    Rockford, Illinois, United States Midland States Bank Full time

    Job DescriptionAt Midland States Bank, base salary is one component of our Total Rewards program. Exact compensation is determined by factors such as (but not limited to) education, skills, internal equity, and experience. This position offers additional compensation in the form of short-term incentives (i.e. bonus and/or commission) and may include...

  • Cev Project Manager

    6 days ago


    Rockford, United States City of Rockford Full time

    **STRATEGIES TO SUPPORT CHILDREN EXPOSED TO VIOLENCE PROJECT MANAGER** **(CEV Project Manager)** **NATURE OF WORK** Project Manager for the Strategies to Support Children Exposed to Violence Grant. The Project Manager will be responsible for the management and oversight of the federal Strategies to Support Children Exposed to Violence Grant program...

  • Clinic Manager

    2 weeks ago


    Rockford, United States Robert Half Full time

    We are offering an exciting opportunity for an Clinic Manager in Rockford, Illinois at a medical office. The Clinic Manager will play a pivotal role in overseeing our administrative operations, managing office personnel, and ensuring the office runs smoothly and efficiently.Responsibilities:• Train and supervise office staff• Manage the scheduling of...

  • Clinic Manager

    19 hours ago


    Rockford, United States Robert Half Full time

    We are offering an exciting opportunity for an Clinic Manager in Rockford, Illinois at a medical office. The Clinic Manager will play a pivotal role in overseeing our administrative operations, managing office personnel, and ensuring the office runs smoothly and efficiently.Responsibilities:• Train and supervise office staff• Manage the scheduling of...


  • Rockford, United States Kaviar Full time

    **Company Overview**: Kaviar is a rapidly growing business in the cannabis industry, specializing in both wholesale and retail operations. We are dedicated to providing high-quality cannabis products and exceptional customer service. As part of our commitment to excellence, we are seeking a meticulous and experienced Bookkeeper to manage our financial...


  • Rockford, United States Northwestern Memorial Healthcare Full time

    Job DescriptionJob DescriptionCompany DescriptionAt Northwestern Medicine, every patient interaction makes a difference in cultivating a positive workplace. This patient-first approach is what sets us apart as a leader in the healthcare industry. As an integral part of our team, you'll have the opportunity to join our quest for better healthcare, no...