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Compliance Analyst-II in Southern California, CA location
3 months ago
Indotronix is seeking a Compliance Analyst-II for a Job Opportunity .
Position: Compliance Analyst-II
Location: : Southern California, CA (91203)
Duration: 6 Months
Pay *** range: **** to ****
Background check and fingerprints required
Job Description:
Required attributes:
•Minimum 3-5 years' experience in a relevant role (in an office/admin setting or in the financial services industry)
•Detail oriented
•Good communication skills
•Ability to pass a background check (candidate will be fingerprinted and become an Associated Person with FINRA)
•Willingness to be on site in the General Office (GO) in Glendale, CA
•Knowledge of Microsoft office systems, including at a minimum Outlook & Excel
•Experience with a data management system or CRM, such as Salesforce
Preferred but not required:
•Background in financial services industry
•Bachelor's degree
Not required:
•Securities licenses
•Insurance licenses
•Advanced college degree or specialized designations
A better job description for the role would be:
•Assist Agency Standards Managers in GO in an admin capacity in completion of their supervisory duties
•Follow up with agents and GO management team to help close out supervisory interview deficiencies timely
•Update agent and management supervisory files, including following up with agents and management to obtain documents missing from files
•Track seminars completed in the GO and log relevant seminar documents on GO seminar log
•Track signatures received on supervisory interviews and follow up with agents, management, and Agency Standards team to make sure all required signatures are obtained within 30 days of the interview's completion date
We will train the assistant on all relevant internal client systems that they will need to be proficient in.
Indotronix Commitment : A Safe and Inclusive Workplace" - Promoting a Culture of Inclusion, Respect, Equality, and Diversity: Ensuring Safety and Non-Discrimination.
We actively strive to attract, retain, and empower a diverse range of talented individuals, recognizing that diverse perspectives and experiences enhance our collective performance.
Breaking Barriers : Your Potential Knows No Limits. Embrace Your Potential, Apply Today"
Celebrating & Honouring Veteran Contributions: Approximately 13% of our workforce are veterans (nearly twice the national average). This achievement underscores our deep commitment in fostering Opportunities for success to Civilian Careers
Recognition - Indotronix has been recognized as one of the largest staffing companies in 2023 by Staffing Industry Analysts - a testament to our continued growth, commitment to excellence, and the trust our clients and candidates place in us.
Compliance Indotronix upholds good corpo*** citizenship by complying with all applicable laws, including taxation, equal employment opportunity, statutory benefits, and data reporting. In 2022, we hired over 2,000 U.S.-based employees as consultants, contributing to workforce expansion and client service excellence.
Indotronix is an Equal Opportunity Employer
