![Globant](https://media.trabajo.org/img/noimg.jpg)
Compliance/Regulatory Consultant
1 month ago
Position: Compliance/Regulatory Consultant - Financial Services Industry
Location: United States
Overview: Globant, a leading consulting company, seeks a Compliance/Regulatory Consultant focused on the Financial Services Industry (FSI). This individual will ensure digital transformation projects comply with all relevant regulations and standards, providing expert compliance guidance while acting as a bridge between IT and business teams.
Key Responsibilities:
Regulatory Compliance Guidance:
Develop an understanding of U.S. regulatory requirements, including:
Dodd-Frank Act
Sarbanes-Oxley Act (SOX)
Gramm-Leach-Bliley Act (GLBA)
Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations
Consumer Financial Protection Bureau (CFPB) regulations
USA Patriot Act
Provide strategic compliance guidance for digital transformation projects.
Act as a bridge between IT and business teams to integrate compliance considerations into project planning.
Risk Assessment & Mitigation:
Assess regulatory risks specific to the FSI and recommend mitigation strategies.
Collaborate with product development teams to ensure technology offerings meet compliance needs.
Monitor regulatory changes affecting financial institutions and advise clients on adaptations.
Client Support & Training:
Act as a subject matter expert on compliance and regulatory matters for clients.
Provide guidance to clients on compliance while using the company's technology solutions.
Develop and deliver training programs on compliance best practices.
Sales Support & Relationship Building:
Showcase expertise during client interactions to support sales efforts.
Assist sales teams in developing proposals and presentations demonstrating regulatory best practices.
Build and maintain relationships with regulatory bodies and industry associations.
Required Qualifications:
Bachelor's degree in Law, Business, Finance, or related field; advanced degree preferred.
Minimum of 8 years of experience in compliance or regulatory roles within the FSI.
Strong knowledge of U.S. regulatory requirements (Dodd-Frank, SOX, GLBA, BSA, CFPB).
Analytical skills to interpret complex regulatory documents.
Excellent communication and presentation skills.
Proven strategic compliance guidance for FSI clients.
Ability to work independently and collaboratively.
Preferred Qualifications:
Experience working with Big4 firms or similar organizations.
Familiarity with agile methodologies and project management frameworks.
Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS) certification.
Proficiency in Microsoft Office and compliance software.
Experience with financial services technology solutions.
Established network within regulatory bodies and industry associations.
Ideal Candidate Attributes:
Deep understanding of the complex U.S. regulatory landscape.
Strategic thinker with problem-solving skills.
Proactive and detail-oriented, able to manage multiple priorities.
Passionate about helping financial institutions leverage technology to drive innovation while ensuring compliance.
Globant is an EOE M/F/D/V. For many positions, relocation is available if needed. Globant does not accept unsolicited third party resumes.
#J-18808-Ljbffr
-
Regulatory Compliance Manager
1 month ago
Dallas, Texas, United States TCS Full timeWalk clients through application process;Set appointments with Client(s);Provide regulatory advice regarding compliance risk and mitigation;Research and track regulatory proposals and final rules regarding new risks;Ensure business compliance monitoring in efforts of mitigating any identified risks;Coordinate regulatory exams;Overseeing high risk compliance...
-
Regulatory Compliance Risk Manager
1 month ago
Dallas, United States Grant Thornton (US) Full timeLocations: Dallas, Charlotte, NY, Philadelphia and PhoenixAs a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice – all with the...
-
Regulatory Compliance Risk Manager
1 month ago
Dallas, United States Grant Thornton (US) Full timeLocations: Dallas, Charlotte, NY, Philadelphia and PhoenixAs a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice – all with the...
-
Regulatory Compliance Manager
1 month ago
Dallas, United States TCS Full timeWalk clients through application process; Set appointments with Client(s); Provide regulatory advice regarding compliance risk and mitigation; Research and track regulatory proposals and final rules regarding new risks; Ensure business compliance monitoring in efforts of mitigating any identified risks; Coordinate...
-
VP of Regulatory Compliance
3 weeks ago
Dallas, United States The Reserves Network Full timeJoin our client's rapidly growing manufacturing organization in Dallas, Texas, dedicated to safety, quality, and customer satisfaction. Lead their compliance team with a winning attitude and drive for excellence.WHAT IS GREAT ABOUT THIS OPPORTUNITY?Competitive salary of $230,000/year - $250,000/year annually, reflecting your expertise and technical...
-
Regulatory Compliance Risk Senior Manager
1 month ago
Dallas, United States Grant Thornton (US) Full timeLocations: Dallas, Charlotte, NY, Philadelphia and PhoenixAs a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice – all...
-
Regulatory Compliance Risk Senior Manager
1 month ago
Dallas, United States Grant Thornton (US) Full timeLocations: Dallas, Charlotte, NY, Philadelphia and PhoenixAs a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice – all...
-
Regulatory Compliance Risk Senior Associate
1 month ago
Dallas, United States Grant Thornton (US) Full timeLocations: Dallas, Charlotte, NY, Philadelphia and PhoenixAs a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice – all...
-
Regulatory Compliance Risk Senior Associate
1 month ago
Dallas, United States Grant Thornton (US) Full timeLocations: Dallas, Charlotte, NY, Philadelphia and PhoenixAs a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice – all...
-
Sr. Advisor
4 weeks ago
Dallas, United States Santander Full timeSr. Advisor - Regulatory Compliance Country: United States of America The Sr. Advisor - Regulatory Compliance serves as a subject matter expert on key Federal Reserve regulations, including the Bank Holding Company Act and Reg Y, to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise...
-
401k Compliance Consultant
1 month ago
Dallas, United States CPS Full timeJob Description: As a 401(k) Compliance Consultant, you will be responsible for ensuring our clients' retirement plans adhere to all relevant compliance regulations. Your role will involve performing compliance testing, preparing necessary filings, and providing expert guidance to clients. Your extensive experience with ADP/ACP testing, top-heavy testing,...
-
401k Compliance Consultant
2 months ago
Dallas, United States Cps4jobs Full timeJob Description: As a 401(k) Compliance Consultant, you will be responsible for ensuring our clients' retirement plans adhere to all relevant compliance regulations. Your role will involve performing compliance testing, preparing necessary filings, and providing expert guidance to clients. Your extensive experience with ADP/ACP testing, top-heavy testing,...
-
Risk / Regulatory Consultant
7 days ago
Dallas, United States CyberSearch Full timeTo Apply for this Job Click Here Risk / Regulatory Consultant Location: REMOTE Length: 3-6 months Start: ASAP Interview: Video / Phone Client is doing an M&A acquisition of several travel companies by a major financial services firm. Risk/Regulatory SME’s with experience in the travel space (travel management, travel agencies) to help develop a list...
-
Risk and Compliance Consultant
1 month ago
Dallas, United States Resource Logistics Full timeJob Title: Risk and Compliance Consultant Location: Dallas TX 75202 Mode : Contract (6+ Months) (Day 1 Onsite) Work-Experience: Total 5-7 years in IT Technical role with at least 4 years experience in Information Security and exposure to regulatory audits and testing. Type Of Experience Information Security Co-ordination and administration to handle NERC CIP...
-
Consultant, M&A Due Diligence and Compliance
3 weeks ago
Dallas, United States Ramboll Group AS Full timeConsultant, M&A Due Diligence and Compliance Applicants must be currently authorized to work in the United States on a full-time basis. No sponsorship is available for this position. Ramboll is seeking highly motivated and inquisitive candidates to join our Environment and Health due diligence consulting practice in our Dallas, Texas office and have some...
-
Dallas, United States Parkland Health and Hospital System Full timeInterested in a career with both meaning and growth? Whether your abilities are in direct patient care or one of the many other areas of healthcare administration and support, everyone at Parkland works together to fulfill our mission: the health and well-being of individuals and communities entrusted to our care. By joining Parkland, you become part of a...
-
Dallas, United States Parkland Health and Hospital System Full timeInterested in a career with both meaning and growth? Whether your abilities are in direct patient care or one of the many other areas of healthcare administration and support, everyone at Parkland works together to fulfill our mission: the health and well-being of individuals and communities entrusted to our care. By joining Parkland, you become part of a...
-
Dallas, United States Parkland Health and Hospital System Full timeInterested in a career with both meaning and growth? Whether your abilities are in direct patient care or one of the many other areas of healthcare administration and support, everyone at Parkland works together to fulfill our mission: the health and well-being of individuals and communities entrusted to our care. By joining Parkland, you become part of a...
-
Dallas, United States Electricenergyonline Full timeJob Summary The CIP Compliance Analyst position will be responsible for providing independent compliance oversight, guidance, and direction needed to maintain on-going compliance with all applicable NERC CIP Reliability Standards and internal policy in support of reliable and secure operations of the bulk power system. This position works directly with...
-
Dallas, United States Ramboll US Corporation Full timeCompany DescriptionJob Description Applicants must be currently authorized to work in the United States on a full-time basis. No sponsorship is available for this position. Ramboll is seeking highly motivated and inquisitive candidates to join our Environment and Health due diligence consulting practice in our Dallas, Texas office and have some familiarity...