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Regulatory Compliance Manager
1 month ago
Walk clients through application process;
Set appointments with Client(s);
Provide regulatory advice regarding compliance risk and mitigation;
Research and track regulatory proposals and final rules regarding new risks;
Ensure business compliance monitoring in efforts of mitigating any identified risks;
Coordinate regulatory exams;
Overseeing high risk compliance areas where advisory is requested of from client(s);
Review policies, procedures, and marketing materials for control risk areas.
Qualifications:
Requirements: 7-10 years of Banking and Financial Regulatory Compliance Management consulting experience
Desired Skills: Strong client relations with excellent oral/written communication skills; Time management; Strong knowledge in regulation affecting businesses big and small; Proficiency with Microsoft Office Suite; Advance knowledge in banking/lending, business and transactional law.
Education: LLM or JD degree (Required) / License (Preferred) / Regulatory Compliance Certification (Required)
Visit Terrionconsultancy.com/careers to learn more and apply.
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