AML Analyst

2 months ago

Jersey City, United States Rockefeller Financial Full time

About Rockefeller Capital Management:

Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 30 markets throughout the United States, as well as an office in London. The Firm oversees $133 billion in client assets as of March 31, 2024.

Position:

The AML Analyst plays a crucial role in supporting the organizations efforts to detect, prevent, and report money laundering activities and ensure compliance with AML and sanctions regulations. This entry-level position provides an excellent opportunity to develop skills and gain experience in financial crime compliance and AML operations.

Responsibilities:
  • Conduct reviews relevant to all aspects of the Rockefeller Capital Management AML and Sanctions Program, including but not limited to transaction monitoring, customer due diligence, and OFAC/sanctions compliance..
  • Review and analyze alerts generated by the Firms transaction monitoring system, and identify and escalate suspicious transactions and customers who may pose a risk to the Firm.
  • Conduct initial and periodic customer due diligence/enhanced due diligence reviews for new and existing customers.
  • Support senior analysts and investigators in conducting investigations of activities that may require a reporting obligation.
  • Participate in regular internal and external training sessions to stay current on AML and sanctions regulations, industry best practices, and internal compliance policies..
  • Assist in drafting team trainings, policies and procedures, and presentations.
  • Work closely with other departments, including Compliance, Legal, Technology, and Operations, to ensure a coordinated approach to AML and sanctions compliance efforts.
Qualifications:
  • Bachelor's Degree required.
  • 0-3 years of experience in reviewing customers and customer transactions for potentially suspicious activity and performing AML-related investigations using automated AML monitoring software (Actimize Essentials experience is a plus).
  • Knowledge of the Bank Secrecy Act (BSA), the USA PATRIOT Act, and FinCEN/SAR requirements is a plus.
  • Securities background within Private Wealth Management is a plus.
Skills:
  • Excellent research skills, including online research tools (LexisNexis and/or WorldCheck is a plus).
  • Strong writing, analytical, decision making/problem solving and communication skills.
  • Able to multitask and complete projects timely.
  • Strong organizational and time management skills.


Compensation Range:

The anticipated base salary range for this role is $80,000 to $90,000. Base salary for the role will depend on several factors, including a candidates qualifications, skills, competencies, and experience, and may fall outside of the range shown. In addition, this role may be eligible for a discretionary bonus. Rockefeller Capital Management offers a comprehensive benefit package including health coverage, vacation time, paid leave, retirement plan, and more. Visit careers.rockco.com to learn more about additional opportunities and benefits offerings. ?

Disclosure:

Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, Rockefeller) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (protected characteristics).


Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.

  • AML-CTF Analyst- North America

    3 days ago

    Jersey City, United States Pay Inc Group Full time

    Job DescriptionJob DescriptionSalary: Role SummaryAs an AML-CTF Analyst, you will play a crucial role in supporting our AML-CTF efforts by conducting thorough investigations and analysis of customer transactions, identifying potential risks, and ensuring compliance with relevant regulations. You will collaborate with cross-functional teams and utilize...

  • AML Analyst 1

    1 week ago

    Atlantic City, United States Ocean Casino Resort Full time

    Job DescriptionJob DescriptionAbout the Role The AML Analyst conducts the daily AML audit process and assists in the preparation of any necessary reports or forms as required by the property’s AML Program. Position Responsibilities · Conduct the daily MTL audit and help identify potentially suspicious activity· Conduct the daily iGaming and sportsbook...

  • Sr. BSA/AML Analyst

    3 weeks ago

    Michigan City, United States Horizon Bank Full time

    Job Overview A Sr. BSA/AML Analyst will take a lead role in the implementation and administration of all aspects of the Bank Secrecy Act and assists with various assignments supporting the Compliance Program of the bank under the guidance of the BSA Supervisor and/or BSA Officer. This position performs various quality control reviews and monitoring...

  • Financial Intelligence Analyst

    3 weeks ago

    Jersey City, United States SMBC Group Full time

    The anticipated salary range for this role is between $72,000.00 and $85,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual...

  • Sr. BSA/AML Analyst

    2 months ago

    Michigan City, United States Horizon Bank Full time

    Job Overview A Sr. BSA/AML Analyst will take a lead role in the implementation and administration of all aspects of the Bank Secrecy Act and assists with various assignments supporting the Compliance Program of the bank under the guidance of the BSA Supervisor and/or BSA Officer. This position performs various quality control reviews and monitoring...

  • Technical Support Specialist

    2 weeks ago

    Oklahoma City, Oklahoma, United States AML RightSource Full time

    Job Overview: AML RightSource stands at the forefront of technology-driven managed services dedicated to combating financial crime globally. With our headquarters in Cleveland, Ohio, we serve as a reliable partner for financial institutions, FinTech companies, money service businesses, and corporate clients. Our unique approach combines a team of highly...

  • IT Help Desk Support Specialist

    4 weeks ago

    Oklahoma City, United States AML RightSource Full time

    Job Description: We are AML RightSource, the leading technology-enabled managed services firm focused on fighting financial crime for our clients and the world. Headquartered in Cleveland, Ohio, and operating across the globe, we are a trusted partner to our financial institution, FinTech, money service business, and corporate clients. Using a blend of...

  • Payments Analyst

    1 day ago

    Jersey City, New Jersey, United States Bally's Corporation Full time

    About the RoleWe are seeking a highly skilled Payments Analyst to join our team at Bally's Corporation. As a Payments Analyst, you will play a critical role in ensuring the smooth operation of our online payment systems, ensuring that our customers can deposit and withdraw funds in a timely, secure, and seamless manner.Key ResponsibilitiesMonitor Payments:...

  • Payments Analyst

    3 weeks ago

    Jersey City, United States Bally's Corporation Full time

    Who we are? Bally's Corporation is a global casino-entertainment company with a growing omni-channel presence. It currently owns and manages 15 casinos across 10 states, a golf course in New York, a horse racetrack in Colorado, and has access to OSB licenses in 18 states. It also owns Bally's Interactive International, formerly Gamesys Group, a leading,...

  • Payments Analyst

    1 week ago

    Jersey City, United States Bally's Corporation Full time

    Who we are? Bally's Corporation is a global casino-entertainment company with a growing omni-channel presence. It currently owns and manages 15 casinos across 10 states, a golf course in New York, a horse racetrack in Colorado, and has access to OSB licenses in 18 states. It also owns Bally's Interactive International, formerly Gamesys Group, a leading,...

  • Payments Analyst

    2 days ago

    Jersey City, United States Bally's Corporation Full time

    Who we are? Bally's Corporation is a global casino-entertainment company with a growing omni-channel presence. It currently owns and manages 15 casinos across 10 states, a golf course in New York, a horse racetrack in Colorado, and has access to OSB licenses in 18 states. It also owns Bally's Interactive International, formerly Gamesys Group, a leading,...

  • BSA Analyst

    2 weeks ago

    Iowa City, United States MidWestOne Full time

    Overview: At MidWestOne, our people are number one in everything we do. We are a community bank with a culture based on integrity and customer care. The people on our team are the foundation of our success. If you're ready to work for an organization that values you, develops your talents and helps you grow personally and professionally, then look no...

  • Sr. SAS, Unix/Shell Developer

    2 weeks ago

    Jersey City, United States MUFG Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, were 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships,...

  • Financial Operations Analyst

    2 weeks ago

    Salt Lake City, United States Strategic Staffing Solutions Full time

    Job Title: Business Operations Analyst Location: Salt Lake City, UT Pay Rate: $23.00/HR Language Requirement: Fluent in Portuguese Business Operations Analyst - Client Onboarding Due Diligence Specialist About the Role: Our Client Onboarding Due Diligence team is seeking a dynamic professional with a passion for delivering top-notch client experiences. You...

  • Financial Operations Analyst

    2 weeks ago

    Salt Lake City, United States Strategic Staffing Solutions Full time

    Job Title: Business Operations Analyst Location: Salt Lake City, UTPay Rate: $23.00/HRLanguage Requirement: Fluent in PortugueseBusiness Operations Analyst - Client Onboarding Due Diligence SpecialistAbout the Role: Our Client Onboarding Due Diligence team is seeking a dynamic professional with a passion for delivering top-notch client experiences. You will...

  • Communications Analyst/ Communications Spec/ Communications Coordinator

    2 months ago

    Jersey City, United States Collabera Full time

    Job DescriptionJob DescriptionDaily Responsibilities: Monitor E-mail communications for possible regulatory risks.Review communication alerts and identify any risks they monitor.Participate in staff meetings to improve the lexicons used to generate alerts and consult with various stakeholders regarding possible alerts escalated.Qualifications: Compliance...

  • Business Analyst

    3 months ago

    California City, United States Wipro Limited Full time

    Top must-have skills / Candidate Requirements Technical background Agile is required Jira/Confluence is required Leadership skills is required (they will be the senior BSA on the team) Strong written and verbal communication skills SQL is a nice to have Tableau is a nice to have Banking is a nice to have BSA AML is a nice to have Hadoop is a nice to have...

  • Compliance Metrics Analyst

    2 weeks ago

    Jersey City, New Jersey, United States Saxon Global Full time

    Descripción del puesto: Experiencia en AML/Sanciones es un requisito indispensable. Este candidato revisará los Métricas provenientes de diversos interesados y evaluará la validez de los datos. El candidato realizará control de calidad sobre las métricas; aunque no será un rol exclusivo de control de calidad, será parte de sus responsabilidades. El...

  • C# .Net Developer

    7 days ago

    Jersey City, United States Genesis10 Full time

    Genesis10 is seeking a Sr. Developer for a 4 month contract position with a banking company. The expectation is for this role to sit in Jersey City, NJ and will be hybrid with 3 days in office. Summary: Seeking a C# .Net developer within our team supporting our new KYC implementation. Qualifications: 7 years of C#/.NET framework development...

  • Credit Analyst

    4 months ago

    Clara City, United States Citizens Alliance Bank Full time

    Job DescriptionJob DescriptionExcellent Opportunity! Position Summary:The Credit Analyst’s primary function will be to provide credit analysis assistance to the lenders. This position will monitor incoming financial statements for covenant requirements. The Credit Analyst will perform collateral audits, accounts receivable analysis, and borrowing base...