We have other current jobs related to this field that you can find below

  • Compliance Specialist

    4 weeks ago

    Los Angeles, United States Larson Maddox Full time

    A growing registered investment advisor is adding to their legal and compliance team and is looking for you to be the firms next Compliance Specialist! This is an incredibly exciting time to join the firm - offering an opportunity to be a founding member of the office. The Compliance Specialist will be responsible for a variety of compliance related matters,...

  • Financial Regulatory Compliance Specialist

    5 days ago

    Los Angeles, California, United States augmentjobs Full time

    Job OverviewPosition Title: Financial Compliance AnalystPosition Summary: We are in search of a diligent and detail-focused Financial Compliance Analyst to become a vital part of our compliance division. In this role, you will be tasked with ensuring compliance with regulatory standards, internal policies, and procedures within our organization. Your...

  • Financial Compliance Analyst

    2 months ago

    Los Angeles, United States augmentjobs Full time

    Job DescriptionJob DescriptionJob Title: Financial Compliance AnalystJob Summary: We are seeking a meticulous and detail-oriented Financial Compliance Analyst to join our compliance team. As a Financial Compliance Analyst, you will be responsible for ensuring adherence to regulatory standards, policies, and procedures within our organization. Your role will...

  • Financial Regulatory Specialist

    1 month ago

    Los Angeles, United States augmentjobs Full time

    Job DescriptionJob DescriptionJob Description: As a Financial Regulatory Specialist, you will be responsible for analyzing, interpreting, and applying financial regulations to ensure the company's compliance with local, state, and federal regulations. You will work closely with various departments to provide guidance on regulatory matters and help...

  • Compliance Analyst for Financial Operations

    5 days ago

    Los Angeles, California, United States augmentjobs Full time

    Job OverviewPosition Title: Financial Compliance AnalystPosition Summary: We are looking for a diligent and detail-focused Financial Compliance Analyst to become a part of our compliance division. In this role, you will be tasked with ensuring that our organization adheres to regulatory standards, policies, and procedures. Your responsibilities will include...

  • Financial Compliance Supervisor

    40 minutes ago

    Los Angeles, California, United States Insight Global Full time

    An organization is seeking a hybrid Accounting Compliance Manager to assist in accounting research and enhance business controls. This role involves spearheading the development of improved policies, procedures, and business controls, which includes monitoring and analyzing accounting for labor and non-labor expenditures related to civic, political, and...

  • Regulatory Compliance Financial Analyst

    5 days ago

    Los Angeles, California, United States augmentjobs Full time

    Job OverviewPosition Title: Financial Compliance AnalystPosition Summary: We are looking for a detail-oriented and diligent Financial Compliance Analyst to become a vital part of our compliance division. In this role, you will play a crucial part in ensuring that our organization adheres to all relevant regulatory standards, policies, and procedures. Your...

  • Compliance Specialist

    2 days ago

    Los Angeles, United States Bell Properties Inc. Full time

    About Bell Properties, Inc.: Bell Properties, Inc. is a leading property management firm with a legacy of over 12 years in serving commercial and residential properties throughout Los Angeles and California. We are committed to delivering exceptional service and value to our clients and tenants, and we pride ourselves on our dedication to professionalism...

  • Financial Grants Specialist

    6 days ago

    Los Angeles, California, United States Jobot Full time

    Company Overview:Join a leading non-profit organization dedicated to enhancing community health through a network of clinics. Our mission is to provide comprehensive care to underserved populations.Position Summary:The Financial Grants Specialist is responsible for managing and overseeing all aspects of grants accounting from the moment a grant is awarded...

  • Financial Controller

    6 days ago

    Los Angeles, United States Vast.ai Full time

    Job DescriptionJob DescriptionAbout UsAt Vast.ai, we value creativity, energy, drive and teamwork. We are looking for talented people who share these values to join as we grow our team. Our vision is to widely distribute AI computing to reshape our future for the good of humanity. Come join us. If witnessing the birth of AGI excites you, we can't wait to...

  • Financial Controller

    2 weeks ago

    Los Angeles, United States Vast.ai Full time

    Job DescriptionJob DescriptionAbout UsAt Vast.ai, we value creativity, energy, drive and teamwork. We are looking for talented people who share these values to join as we grow our team. Our vision is to widely distribute AI computing to reshape our future for the good of humanity. Come join us. If witnessing the birth of AGI excites you, we can't wait to...

  • Financial Operations Specialist

    2 hours ago

    Los Angeles, California, United States Social and Public Art Resource Center Full time

    Job OverviewPosition: Financial Operations SpecialistOrganization: Social and Public Art Resource Center (SPARC)Summary: SPARC is on the lookout for a skilled in-house Financial Operations Specialist to oversee financial management and accounting processes within a non-profit framework. This role will involve close collaboration with the Operations Director,...

  • Financial Control Specialist

    5 days ago

    Los Angeles, California, United States State of California Full time

    Financial Control SpecialistUnder the supervision of the Financial Accountant II, the Financial Control Specialist applies expertise in California's fiscal laws, accounting regulations, and guidelines outlined in the State Administrative Manual and Uniform Codes Manual. This role is essential for ensuring adherence to governmental accounting principles as...

  • Real Estate Financial Specialist

    6 days ago

    Los Angeles, California, United States Jobot Full time

    Join our dynamic team at Jobot as a Real Estate Financial Specialist!About Us:We are a leading electronics distributor seeking a skilled professional to enhance our finance department with expertise in real estate accounting.Why Work With Us? Competitive compensation and benefits Emphasis on work/life balance Supportive team environmentPosition Overview:As a...

  • Financial Advisor

    6 days ago

    Los Angeles, United States Thrivent Financial Full time

    *Meaningful work. Rewarding career.* Make an impact providing holistic purpose-based financial advice to clients, helping them achieve their goals. Youll enjoy the satisfaction of making a difference in the lives of the people you serve while also having control over the income you earn, as youll be paid through commissions and incentives based on your...

  • Accounts Receivable Specialist

    23 hours ago

    Los Angeles, California, United States AppleOne Full time

    Job DescriptionWe are seeking an experienced Accounts Receivable Specialist to join our team at AppleOne. As a key member of our financial operations, you will be responsible for managing and facilitating invoice payments, processing monthly billings, and resolving payment issues.Key Responsibilities:Invoice Management: Manage and facilitate invoice payments...

  • Financial Compliance Auditor

    5 days ago

    Los Angeles, California, United States Consultative Search Group Full time

    A rapidly expanding organization in the medical device sector is seeking a Internal Auditor to enhance their operational efficiency. This position offers a unique opportunity to collaborate with a vibrant business operations team, leveraging your financial expertise to strengthen internal control mechanisms and optimize daily processes. Initially, this role...

  • Non-Profit Financial Compliance Analyst

    3 hours ago

    Los Angeles, California, United States JEWISH FAMILY SERVICE OF LOS ANGELES Full time

    Position OverviewThe Financial Compliance Analyst plays a crucial role in overseeing the financial operations related to government and foundation grants. This position ensures adherence to contract stipulations and compliance with fiscal regulations while delivering insightful reports that enhance organizational efficiency.About UsJewish Family Service of...

  • Financial Specialist

    5 days ago

    Los Angeles, California, United States Project 79, Inc. Full time

    Position OverviewWe are seeking a dedicated Accountant to manage financial records for a dynamic wholesale clothing company. This role is essential in ensuring accurate financial reporting and compliance with industry standards.Key ResponsibilitiesMaintain and oversee financial transactions and records.Prepare detailed financial reports and statements.Ensure...

  • Talent Acquisition Specialist

    5 days ago

    Los Angeles, California, United States augmentjobs Full time

    Job OverviewPosition Summary: The Talent Acquisition Specialist for Financial Services is tasked with identifying, engaging, and securing exceptional candidates for various positions within the financial sector. This role demands a comprehensive understanding of financial job functions, industry standards, and current market dynamics. The Specialist...

Financial Compliance Specialist

2 months ago

Los Angeles, United States augmentjobs Full time

Job Description

Job Description

Job Title: Financial Compliance Specialist Job Description: As a Financial Compliance Specialist, you will play a critical role in ensuring that our organization adheres to regulatory requirements, industry standards, and internal policies related to financial operations. You will collaborate with various departments to develop and implement compliance programs, monitor activities for adherence to guidelines, and provide guidance on compliance matters. Your expertise in financial regulations and risk management will be essential in safeguarding our organization's integrity and maintaining a strong compliance culture. Roles and Responsibilities: Regulatory Compliance: Stay abreast of financial regulations, laws, and industry standards applicable to our organization (e.g., SEC, FINRA, FCPA). Interpret and communicate regulatory requirements to stakeholders and ensure compliance across all business activities. Assist in the development, implementation, and review of compliance policies, procedures, and controls.

Monitoring and Auditing: Conduct periodic reviews and audits to assess compliance with regulatory requirements and internal policies. Analyze data and financial transactions to detect potential compliance issues or irregularities. Prepare reports and documentation for regulatory filings, audits, and examinations.

Risk Management: Identify potential compliance risks and recommend measures to mitigate risks effectively. Monitor changes in regulatory requirements and industry trends to assess their impact on compliance programs. Collaborate with risk management teams to integrate compliance considerations into risk assessments and mitigation strategies.

Training and Education: Develop and deliver training programs on compliance policies, regulations, and ethical standards for employees. Provide guidance and support to staff regarding compliance-related inquiries and issues. Promote awareness of compliance responsibilities and foster a culture of compliance within the organization.

Reporting and Documentation: Maintain accurate records of compliance activities, issues identified, and corrective actions taken. Prepare and submit regulatory reports and filings in a timely and accurate manner. Support external audits and regulatory inspections by providing requested documentation and information.

Skills Required: Bachelor's degree in Finance, Business Administration, Accounting, Law, or related field (Master's degree and/or relevant certifications such as CRCM, CAMS, CFE preferred). Proven experience as a Compliance Specialist, Compliance Officer, or similar role in financial services or a regulated industry. In-depth knowledge of financial regulations, compliance frameworks, and best practices (e.g., AML/KYC, Dodd-Frank, GDPR). Strong analytical skills with the ability to interpret complex regulations and apply them to practical situations. Excellent communication and interpersonal skills, with the ability to collaborate effectively with cross-functional teams. Detail-oriented and organized, with the ability to manage multiple priorities and deadlines. Proficiency in compliance management software, MS Office Suite, and regulatory reporting tools. Compensation: The compensation package for this role will be competitive and commensurate with experience and qualifications. Benefits such as health insurance, retirement plans, and professional development opportunities may be included.

#J-18808-Ljbffr