Financial Advisor Branch Manager

3 months ago

Lexington, United States Wells Fargo Full time

**Financial Advisor Branch Manager**

Location: Lexington-Fayette, Kentucky **Job ID** R-120202 At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

**About this role:**

Wells Fargo is seeking a Financial Advisory Branch Manager, Producing (LO) in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career areas and lines of business at .

**In this role you will:**

* Manage and develop a team of associates in a Private Client Group branch, and manage the daily administration, operations, and compliance functions

* Identify and recommend opportunities for growth of the designated branch and provide financial advice to the clients based on the required needs and financial circumstances

* Make decisions and resolve issues regarding compliance, regulation, and administration to meet business objectives

* Interpret and develop policies, procedures and compliance, or regulatory requirements for the designated branch

* Provide leadership to expand revenue and client relationships

* Collaborate and consult with peers, colleagues, and multiple level managers

* Interact directly with external clients to assess the financial needs

* Manage allocation of people and financial resources for a designated branch

* Supervise transactional activities within the branch

* Responsible for promoting the firm's brand within the community

* Mentor and guide talent development of direct reports and assist in hiring talent

* This LO position has customer contact and job duties which may include needs assessing and referring those customers interested in a dwelling secured product to a SAFE team member

* This position includes assisting customers without taking an application and without offering or negotiating terms of a dwelling secured transaction

* Individuals in a LO position also must meet the Loan Originator requirements under Regulation Z (LO) outlined in the job expectations below

**Required Qualifications:**

* 4+ years of Banking and Financial Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, and/or education

* 2+ years of leadership experience

* Successfully completed FINRA Series 9/10 exams to qualify for immediate registration (or FINRA recognized equivalents)

* Successfully completed FINRA Series 7 and 63 (or 66) exams to qualify for immediate registration (or FINRA recognized equivalents)

**Desired Qualifications:**

* Ability to interact with all levels of an organization

* Good verbal, written, and interpersonal communication skills

* Leadership and management experience

* Life & Health Insurance licenses

**Job Expectations:**

* Individuals in Loan Originator (LO) positions must meet the Consumer Financial Protection Bureau qualification requirements and comply with related Wells Fargo policies

* The LO qualification requirements include meeting applicable financial responsibility, character, general financial fitness and criminal background standards

* A current credit report will be used to assess your financial responsibility and credit fitness, however, a credit score is not included as part of the evaluation

* Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary

* For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required?

* Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. In addition to state registration, specific product licenses or SAFE licensing may apply. Wells Fargo will initiate financial and criminal background review process at the time of offer acceptance.

* Registration for FINRA Series 66 (or 63 and 65) must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be communicated at time of offer acceptance.

* Designated insurance license requirements must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire. Compliance with state law requirements is required.

* Position location 333 E Main St, Lexington, KY

**We Value Diversity**

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business units risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, or national origin.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

LocationEducation Level

  • Branch Manager for Financial Advisory Services

    2 weeks ago

    Lexington, Kentucky, United States Wells Fargo Full time

    Financial Advisor Branch ManagerWells Fargo is in search of a dedicated Financial Advisory Branch Manager to lead our Wealth and Investment Management team. We prioritize placing our clients at the forefront of our operations, fostering an environment that values diversity, equity, and inclusion.Key Responsibilities:Oversee and nurture a team of...

  • Branch Office Administrator

    2 days ago

    Lexington, United States Edward Jones Full time

    Would you call yourself a relationship builder, a problem solver or a critical thinker? If you answered yes, we need you on our team.At Edward Jones, we are very intentional in calling our field associates branch teams. Most of our teams are two or three people, and in a Branch Office Support Professional role, you are a critical member of that team along...

  • Branch Office Administrator

    2 months ago

    Lexington, United States Edward Jones Full time

    Would you call yourself a relationship builder, a problem solver or a critical thinker? If you answered yes, we need you on our team.At Edward Jones, we are very intentional in calling our field associates branch teams. Most of our teams are two or three people, and in a Branch Office Support Professional role, you are a critical member of that team along...

  • Financial Services Advisor

    1 week ago

    Lexington, Kentucky, United States BMO Full time

    Position Overview: As a pivotal member of the BMO team, you will provide outstanding service to our clients while identifying their financial needs. Your role involves offering tailored financial solutions that align with our customers' best interests. Key Responsibilities: Proactively engage with clients to conduct needs assessments, fostering loyalty and...

  • Associate Financial Advisor-Analyst

    1 month ago

    Lexington, United States Lexington Wealth Management Full time

    We are looking for a highly experienced and knowledgeable Financial Advisor to join our team. The ideal candidate will have at least three years of experience working with clients in the wealth management space. Responsibilities:- Provide financial planning and investment advice to clients- Develop and implement financial strategies to help clients meet...

  • Wealth Management Branch Leader

    2 weeks ago

    Lexington, Kentucky, United States Wells Fargo Full time

    Branch Manager for Financial Advisory ServicesAt Wells Fargo, we are dedicated to placing our clients at the forefront of our operations. We are in search of exceptional individuals who value diversity, equity, and inclusion within a workplace that fosters respect and inspiration.About the Position:Wells Fargo is looking for a Financial Advisory Branch...

  • Financial Services Team Leader

    2 weeks ago

    Lexington, Kentucky, United States Wells Fargo Full time

    Financial Advisor Branch ManagerWells Fargo is on the lookout for skilled professionals who prioritize customer satisfaction in their work. We value candidates who support diversity, equity, and inclusion, fostering an environment where everyone feels appreciated and motivated.About the Position:We are seeking a Financial Advisory Branch Manager within our...

  • Financial Aid Advisor

    2 weeks ago

    Lexington, South Carolina, United States Suffolk University Full time

    Position Overview:Suffolk University is seeking qualified candidates for the role of Financial Aid Advisor. This position is part of the Office of Student Financial Services and reports directly to the Assistant VP/Director of Student Financial Services.Key Responsibilities:Graduate Student Support: Act as the primary financial aid advisor for a significant...

  • Financial Operations Assistant

    6 days ago

    Lexington, Kentucky, United States Cetera Financial Group Full time

    About the RoleWe are seeking a highly organized and detail-oriented individual to join our team as a Client Services Representative. As a key member of our support team, you will play a critical role in ensuring the smooth operation of our financial services.Key ResponsibilitiesClient Support: Provide exceptional customer service to our clients, responding...

  • Financial Advisor

    3 months ago

    Lexington, United States PNC Bank Corp. Full time

    Licensing requirements: FINRA Series 7/66 (63/65). Life & Health Insurance required. Consults on investment and insurance strategies, as well as the development of financial plans for clients. Grows and retains an investment and insurance book of bus Financial Advisor, Investment, Financial, Client Relations, Sales Associate, Customer Experience, Banking

  • Senior Trust Advisor

    2 weeks ago

    Lexington, Kentucky, United States PNC Financial Services Group Full time

    Job OverviewPosition SummaryAt PNC Financial Services Group, we recognize that our employees are our most valuable asset and key to our success in the financial sector. We are committed to providing an exceptional experience for our clients while fostering a workplace culture that values inclusivity and respect. As a Senior Trust Advisor, you will play a...

  • Financial Aid Advisor I

    3 weeks ago

    Lexington, United States Kentucky Community and Technical College System Full time

    Financial Aid Advisor I Job no: 494730 Work type: Full-time Location: Lexington, KY Categories: Staff Title: Financial Aid Advisor I Salary Range: $2,640 - $3,449 per month Contract Term Length: 12 Months Standard Hours: 37.5 Work Location: On-Site FLSA Status: Non-Exempt College: Bluegrass Community & Technical College Campus Location: Bluegrass C&TC -...

  • Financial Aid Advisor III

    3 weeks ago

    Lexington, United States Kentucky Community and Technical College System Full time

    Financial Aid Advisor III (Financial Aid Specialist for Enrollment) Job no: 494574 Work type: Full-time Location: Lexington, KY Categories: Staff Title: Financial Aid Advisor III (Financial Aid Specialist for Enrollment) Salary Range: $3,490 - $4,363 per month Contract Term Length: 12 Months Standard Hours: 37.5 Work Location: On-Site FLSA Status: Non-Exempt...

  • Junior Financial Consultant

    1 week ago

    Lexington, Kentucky, United States Stone Press Financial Group Full time

    Position OverviewAre you driven by an entrepreneurial mindset?At Stone Press Financial Group, we prioritize meaningful work within a culture that values individuals. Become part of a thriving organization where your career trajectory is in your hands, and your contributions matter every day. We believe that success is not solely about metrics; it’s about...

  • Junior Financial Consultant

    2 weeks ago

    Lexington, Kentucky, United States Stone Press Financial Group Full time

    Position OverviewAre you driven by an entrepreneurial mindset?At Stone Press Financial Group, we are dedicated to making a difference in a workplace that values individuals. Become part of a thriving organization where your career progression is in your hands, and your contributions matter daily. We believe that true growth transcends mere numbers; it...

  • Client Relations Specialist

    2 weeks ago

    Lexington, Kentucky, United States Truist Financial Corporation Full time

    Wealth Support Specialist IPosition Overview:The Wealth Support Specialist I plays a crucial role in delivering exceptional support to both clients and advisors within the Wealth Management sector. This position involves managing a diverse portfolio of high net-worth clients, ensuring their needs and objectives are met with precision.Key...

  • Branch Operations Manager

    2 months ago

    Lexington, United States Santander Full time

    Branch Operations Manager , Lexington , MA Country: United States of America USA Job Family Description: Responsible for the day-to-day operations of the company's business units. Aims to deliver superior service to clients by driving and optimizing the effectiveness and efficiency of people, processes and technology thereby enhancing financial performance,...

  • Branch Operations Leader

    2 weeks ago

    Lexington, Kentucky, United States United Rentals Full time

    Become a vital part of a dynamic team dedicated to excellence and growth.About the Role and the Organization:If you aspire to make a meaningful difference at a premier global provider of equipment rentals, consider advancing your career with United Rentals.Position Overview:As the Branch Operations Leader at United Rentals, you will leverage your leadership...

  • Branch Operations Leader

    2 weeks ago

    Lexington, Kentucky, United States United Rentals Full time

    Join a dynamic organization with exceptional individuals and remarkable opportunities for advancement.About the Role and the Organization:If you seek a chance to make a substantial difference at the foremost equipment rental service provider worldwide, embark on a promising career with United Rentals.Position Overview:As the Branch Operations Leader at...

  • Client Services Representative

    24 hours ago

    Lexington, Kentucky, United States Cetera Financial Group Full time

    About the RoleCetera Financial Group is seeking a highly skilled Client Services Representative to join our team. As a Client Services Representative, you will play a critical role in supporting our Financial Advisors with their day-to-day operations, enhancing the customer service level and experience.Key ResponsibilitiesAct as a liaison between Financial...