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Senior Auditor

2 months ago

Minneapolis, United States Ameriprise Financial Full time

Ameriprise Financial

Senior Auditor

Minneapolis ,

Minnesota

Apply Now

"Ameriprise Financial is looking to add a Senior Auditor to the team In this role, you will plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.Key ResponsibilitiesPlan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.Gather information and provide input into risk assessments in conformance with department standards, generally in less complex areas.Monitor and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiencies have been addressed.Coordinate with appropriate control groups in planning and executing assigned work. Complete work within established timelines. Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines.

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