Current jobs related to Compliance Analyst - Boston - Natixis Global Asset Management

  • Compliance Analyst

    3 weeks ago

    Boston, United States Yoh, A Day & Zimmermann Company Full time

    Long term contract Compliance Analyst role with an Investment Management firm in Boston.The Analyst will be responsible for monitoring compliance with the firm’s Policy and Procedures.Supporting process, system and data dependent elements of the Code of Ethics program. Respond to regulatory inquiries or examinations in these areas, as appropriate.Serve as...

  • Compliance Analyst

    3 weeks ago

    boston, United States Yoh, A Day & Zimmermann Company Full time

    Long term contract Compliance Analyst role with an Investment Management firm in Boston.The Analyst will be responsible for monitoring compliance with the firm’s Policy and Procedures.Supporting process, system and data dependent elements of the Code of Ethics program. Respond to regulatory inquiries or examinations in these areas, as appropriate.Serve as...

  • Compliance Analyst/Manager

    4 weeks ago

    Boston, United States Venture Search Full time

    A US-based investment firm, managing approximately $10 billion in assets, is seeking a Compliance Analyst/Manager with 2-5 years of experience in finance compliance to join their team in Boston. Founded in 2004, the firm serves institutional investors, including sovereign wealth funds and endowments, with a focus on alternative investment strategies. The...

  • Investment Compliance Analyst

    3 weeks ago

    Boston, United States Yoh, A Day & Zimmermann Company Full time

    Long term contract for an Investment Compliance Analyst role with an Investment Management firm in Boston.The Investment Compliance Analyst will be responsible for monitoring compliance with the firm’s Policy and Procedures.Supporting process, system and data dependent elements of the Code of Ethics program. Respond to regulatory inquiries or examinations...

  • Investment Compliance Analyst

    3 weeks ago

    boston, United States Yoh, A Day & Zimmermann Company Full time

    Long term contract for an Investment Compliance Analyst role with an Investment Management firm in Boston.The Investment Compliance Analyst will be responsible for monitoring compliance with the firm’s Policy and Procedures.Supporting process, system and data dependent elements of the Code of Ethics program. Respond to regulatory inquiries or examinations...

  • Investment Compliance Analyst

    3 weeks ago

    Boston, United States Yoh, A Day & Zimmermann Company Full time

    Long term contract for an Investment Compliance Analyst role with an Investment Management firm in Boston.The Investment Compliance Analyst will be responsible for monitoring compliance with the firm’s Policy and Procedures.Supporting process, system and data dependent elements of the Code of Ethics program. Respond to regulatory inquiries or examinations...

  • Compliance Analyst/Manager

    3 weeks ago

    Boston, United States Venture Search Full time

    Venture Search is working with a top Investment Manager, who covers both public and private strategies. As part of their continued growth, they are looking for a Compliance Analyst/Manager to join their team, based in Boston.Responsibilities:Collaborate with the IR team to review and improve marketing materials.Help to develop new policies, procedures and...

  • Compliance Analyst/Manager

    3 weeks ago

    boston, United States Venture Search Full time

    Venture Search is working with a top Investment Manager, who covers both public and private strategies. As part of their continued growth, they are looking for a Compliance Analyst/Manager to join their team, based in Boston.Responsibilities:Collaborate with the IR team to review and improve marketing materials.Help to develop new policies, procedures and...

  • Compliance Analyst/Manager

    3 weeks ago

    Boston, United States Venture Search Full time

    Venture Search is working with a top Investment Manager, who covers both public and private strategies. As part of their continued growth, they are looking for a Compliance Analyst/Manager to join their team, based in Boston.Responsibilities:Collaborate with the IR team to review and improve marketing materials.Help to develop new policies, procedures and...

  • Compliance Analyst

    10 hours ago

    Boston, United States Search BizAthletes Full time

    Compliance Analyst - Investment Management FirmCOMPENSATION/PERKS:$100k - $130k Salary$10k - $30k in Company Bonus3 Hours of Flextime Per WeekPrivate Gym in OfficePrivate Trainer in Office - Company PaidPrivate Massage Therapist in Office - Company PaidHybrid work - Monday - Thursday In-Office & Friday Fully RemoteBenefits: Medical/ Vision/ Dental - 100%...

  • Compliance Analyst

    1 month ago

    Boston, United States Courier Network Inc. Full time

    Job DescriptionJob DescriptionThe Compliance Analyst supports customer compliance with an emphasis on internal and external reporting and operational auditing. This position is responsible for performing operational compliance audits of all shipments ensuring quality and consistency of adherence to all procedures and policies. Will be responsible for...

  • Lead Export Compliance Analyst

    4 weeks ago

    Boston, Massachusetts, United States Commonwealth of Virginia Full time

    Title: Senior Export Control Analyst Agency: Commonwealth of Virginia Location: Suffolk, VA FLSA: Exempt Hiring Range: Full Time or Part Time: Job Overview: The Senior Export Control Analyst plays a crucial role in managing and overseeing the export control compliance program within the Commonwealth of Virginia. This position involves...

  • Ethics & Compliance Data Analyst

    3 weeks ago

    boston, United States Hire Counsel Full time

    We are working with a Fortune 500 Energy Company seeking an Ethics & Compliance Data Analyst. The Ethics & Compliance Data Analyst plays a crucial role at the intersection of law, data analysis, and communications. The role supports the company’s Ethics & Compliance team by providing data-derived insights, managing communication strategies, and ensuring...

  • Ethics & Compliance Data Analyst

    3 weeks ago

    boston, United States Hire Counsel Full time

    We are working with a Fortune 500 Energy Company seeking an Ethics & Compliance Data Analyst. The Ethics & Compliance Data Analyst plays a crucial role at the intersection of law, data analysis, and communications. The role supports the company’s Ethics & Compliance team by providing data-derived insights, managing communication strategies, and ensuring...

  • Ethics & Compliance Data Analyst

    3 weeks ago

    boston, United States Hire Counsel Full time

    We are working with a Fortune 500 Energy Company seeking an Ethics & Compliance Data Analyst. The Ethics & Compliance Data Analyst plays a crucial role at the intersection of law, data analysis, and communications. The role supports the company’s Ethics & Compliance team by providing data-derived insights, managing communication strategies, and ensuring...

  • Ethics & Compliance Data Analyst

    3 weeks ago

    boston, United States Hire Counsel Full time

    We are working with a Fortune 500 Energy Company seeking an Ethics & Compliance Data Analyst. The Ethics & Compliance Data Analyst plays a crucial role at the intersection of law, data analysis, and communications. The role supports the company’s Ethics & Compliance team by providing data-derived insights, managing communication strategies, and ensuring...

  • Regulatory Compliance Analyst

    3 weeks ago

    Boston, Massachusetts, United States Commonwealth of Virginia Full time

    Job Summary:The Commonwealth of Virginia seeks a highly skilled Senior Export Control Analyst to provide management and operational oversight for the export control compliance program. This role requires a strong understanding of US export control requirements, policies, and federal regulations.Key Responsibilities:Develop, test, maintain, and update...

  • Compliance Analyst, Officer

    1 month ago

    Boston, United States State Street Corporation Full time

    Who we are looking for SSGA's Advisory Compliance team works to ensure that SSGA meets all regulatory requirements globally and is a trusted partner for clients on regulatory and compliance issues. The Analyst will be responsible for providing assistance in the execution and oversight of SSGA's regulatory compliance activities. The role will be performed...

  • Senior Compliance Analyst

    2 weeks ago

    Boston, Massachusetts, United States Toast Full time

    About the RoleWe are seeking a seasoned and passionate Regulatory & Compliance Senior Analyst to support our Team Suite business unit at Toast.The ideal candidate will have multi-state payroll and HR technology compliance experience and will collaborate with various teams throughout Toast, including Legal, Engineering, and IT, contributing to the overall...

  • Ethics & Compliance Data Analyst

    3 weeks ago

    Boston, United States Hire Counsel Full time

    We are working with a Fortune 500 Energy Company seeking an Ethics & Compliance Data Analyst. The Ethics & Compliance Data Analyst plays a crucial role at the intersection of law, data analysis, and communications. The role supports the company’s Ethics & Compliance team by providing data-derived insights, managing communication strategies, and ensuring...

Compliance Analyst

3 months ago

Boston, United States Natixis Global Asset Management Full time
Description

Overview

Are you looking to build foundational skills and knowledge in financial compliance? We are seeking a Compliance Analyst with a focus on the compliance review of sales and marketing communications. The Compliance Analyst will ensure that communications satisfy regulatory requirements, lead department projects, and provide compliance oversight to business partners relating to advertising rules and regulations. This is a hybrid position located in Boston, MA.

What you will do:

•Review investment advisor and certain institutional investor broker dealer marketing communications to ensure compliance with applicable FINRA and SEC regulations.

•Collaborate with internal clients and provide guidance in the development of marketing communications. This includes new product development, global marketing campaigns, web design, and social media.

•Test for adherence with various Compliance guidelines for the Broker-Dealer and Registered Investment Advisor.

•Keep abreast of regulatory developments and the impact to sales and marketing collateral.

•Maintain and amend applicable policies and procedures and draft new ones, as needed.

•Provide supplemental/backup assistance to other Compliance areas.

What you will bring:

•Associates or Bachelor's Degree, or comparable business experience. 1 year compliance, financial services, or legal experience preferred.

•License Certifications: Current Series 7 and 24 licenses viewed favorably.

•Excellent communication skills and an effective writer.

•Organized and able to prioritize and implement multiple responsibilities.

•Strong interpersonal skills to collaborate with individuals from all levels of the organization and the ability to influence and get resolutions.

•Ability to work independently and analytically to solve problems concurrently to support team objectives.

•Flexibility and enthusiasm to assist all areas of Legal & Compliance.

Who we are:

We put the best interests of our clients, employees, communities, and environment first in everything we do. We're dedicated to fostering a culture of collaboration, diversity, and inclusion that supports employee growth. We believe this creates equal opportunities for our employees - and better outcomes for our clients and communities. We offer a robust benefits package designed to integrate life and work and to support our employees. Benefits include, but are not limited to; comprehensive medical, dental and vision insurance, paid time off, 401k plan, tuition reimbursement, student loan repayment program, wellness benefits and volunteer programs*.

#NatixisIMCulture

Natixis Investment Managers is an equal opportunity employer and does not discriminate in recruiting, hiring, training, promotion or other terms, conditions and privileges of employment on the basis of race, color, age, national origin, ancestry, religion, sex (including pregnancy), sexual orientation, gender identity, genetic information, military or veteran status, physical or mental disability, or any other status protected by law.

*Benefits eligibility is for permanent employees of Natixis Investment Managers. Interns, contractors and temporary workers are not eligible for benefits.