Compliance Analyst/Manager

A US-based investment firm, managing approximately $10 billion in assets, is seeking a Compliance Analyst/Manager with 2-5 years of experience in finance compliance to join their team in Boston. Founded in 2004, the firm serves institutional investors, including sovereign wealth funds and endowments, with a focus on alternative investment strategies. The...

Venture Search is working with a top Investment Manager, who covers both public and private strategies. As part of their continued growth, they are looking for a Compliance Analyst/Manager to join their team, based in Boston.Responsibilities:Collaborate with the IR team to review and improve marketing materials.Help to develop new policies, procedures and...

Venture Search is working with a top Investment Manager, who covers both public and private strategies. As part of their continued growth, they are looking for a Compliance Analyst/Manager to join their team, based in Boston.Responsibilities:Collaborate with the IR team to review and improve marketing materials.Help to develop new policies, procedures and...

Firm Description Founded in 2002, Boston-based SCS Financial Services is an investment and wealth management firm serving families, family offices, and institutional investors. We manage approximately $30 billion in assets across public and private markets. Our firm prides itself on our team-based approach, excellent investment performance, a powerful...

Long term contract Compliance Analyst role with an Investment Management firm in Boston.The Analyst will be responsible for monitoring compliance with the firm’s Policy and Procedures.Supporting process, system and data dependent elements of the Code of Ethics program. Respond to regulatory inquiries or examinations in these areas, as appropriate.Serve as...

Long term contract Compliance Analyst role with an Investment Management firm in Boston.The Analyst will be responsible for monitoring compliance with the firm’s Policy and Procedures.Supporting process, system and data dependent elements of the Code of Ethics program. Respond to regulatory inquiries or examinations in these areas, as appropriate.Serve as...

Compliance AnalystPosition Overview:BlueHub Capital is seeking a Compliance Analyst to help BlueHub remain in good stead with community development finance institution (CDFI) compliance requirements for federal funding, NMTC (New Market Tax Credits) allocations, as well as investor and donor requirements. This person will support the data entry, analysis,...

Long term contract for an Investment Compliance Analyst role with an Investment Management firm in Boston.The Investment Compliance Analyst will be responsible for monitoring compliance with the firm’s Policy and Procedures.Supporting process, system and data dependent elements of the Code of Ethics program. Respond to regulatory inquiries or examinations...

Long term contract for an Investment Compliance Analyst role with an Investment Management firm in Boston.The Investment Compliance Analyst will be responsible for monitoring compliance with the firm’s Policy and Procedures.Supporting process, system and data dependent elements of the Code of Ethics program. Respond to regulatory inquiries or examinations...

Long term contract for an Investment Compliance Analyst role with an Investment Management firm in Boston.The Investment Compliance Analyst will be responsible for monitoring compliance with the firm’s Policy and Procedures.Supporting process, system and data dependent elements of the Code of Ethics program. Respond to regulatory inquiries or examinations...

Description Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and...

Elevate Your CareerWork where your ideas have impact COMPANYAllspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and positive outcomes....

Job DescriptionJob DescriptionThe Compliance Analyst supports customer compliance with an emphasis on internal and external reporting and operational auditing. This position is responsible for performing operational compliance audits of all shipments ensuring quality and consistency of adherence to all procedures and policies. Will be responsible for...

We are working with a Fortune 500 Energy Company seeking an Ethics & Compliance Data Analyst. The Ethics & Compliance Data Analyst plays a crucial role at the intersection of law, data analysis, and communications. The role supports the company’s Ethics & Compliance team by providing data-derived insights, managing communication strategies, and ensuring...

We are working with a Fortune 500 Energy Company seeking an Ethics & Compliance Data Analyst. The Ethics & Compliance Data Analyst plays a crucial role at the intersection of law, data analysis, and communications. The role supports the company’s Ethics & Compliance team by providing data-derived insights, managing communication strategies, and ensuring...

We are working with a Fortune 500 Energy Company seeking an Ethics & Compliance Data Analyst. The Ethics & Compliance Data Analyst plays a crucial role at the intersection of law, data analysis, and communications. The role supports the company’s Ethics & Compliance team by providing data-derived insights, managing communication strategies, and ensuring...

We are working with a Fortune 500 Energy Company seeking an Ethics & Compliance Data Analyst. The Ethics & Compliance Data Analyst plays a crucial role at the intersection of law, data analysis, and communications. The role supports the company’s Ethics & Compliance team by providing data-derived insights, managing communication strategies, and ensuring...

We are working with a Fortune 500 Energy Company seeking an Ethics & Compliance Data Analyst. The Ethics & Compliance Data Analyst plays a crucial role at the intersection of law, data analysis, and communications. The role supports the company’s Ethics & Compliance team by providing data-derived insights, managing communication strategies, and ensuring...

We are working with a Fortune 500 Energy Company seeking an Ethics & Compliance Data Analyst. The Ethics & Compliance Data Analyst plays a crucial role at the intersection of law, data analysis, and communications. The role supports the company’s Ethics & Compliance team by providing data-derived insights, managing communication strategies, and ensuring...

Who we are looking for SSGA's Advisory Compliance team works to ensure that SSGA meets all regulatory requirements globally and is a trusted partner for clients on regulatory and compliance issues. The Analyst will be responsible for providing assistance in the execution and oversight of SSGA's regulatory compliance activities. The role will be performed...