Vendor Compliance Analyst

2 weeks ago


New York, United States Brown Brothers Harriman Full time

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your applicationWhat You Can Expect At BBH:If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself-without leaving the firm. We encourage a culture of inclusion that values each employee's unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.Join us as a Vendor Compliance AnalystBrown Brothers Harriman is currently recruiting Vendor Compliance Analyst to join our Core Compliance Team. In this role you will collaborate with BBH personnel in a variety of roles and responsibilities to ensure that the Firm's vendor relationships are reviewed and monitored in accordance with the Program requirements. The role will assist BBH personnel who wish to engage third party service providers and advise on the various reviews and other processes required by the Program, including the preparation of Vendor Service Requests, the proper conduct of due diligence reviews and the appropriate level of ongoing monitoring of the vendor relationship.Some of your key responsibilities include: Review all incoming Vendor Service Requests to ensure that the engagement has been described properly and provides sufficient information to allow the Vendor Management Committee (VMC) to assess the engagement and assign an appropriate risk rating.Ensure that all new engagement and ongoing monitoring requests are subject to the appropriate due diligence review process commensurate with the nature of the products/services, the scope and extent of risks.Monitor the reviews of in-process requests to address any process delays and other issues beyond the Vendor Service Request reviews.Respond to inquiries from BBH personnel regarding the status of their requests and the requirements for successful completion of the requests.Review and disposition weekly OFAC & Negative News screening.Prepare weekly meeting materials for Vendor Management Committee as well as other communications to firm wide risk management committees, as applicable.Assist in the implementation of enhanced vendor risk management system, including training and communication to participants and other program stakeholders.Assist the Head of Vendor Risk Management in the ongoing development and enhancement of the ProgramContribute to the ongoing enhancement of reports and metrics to allow senior management to assess the risks in the Firm's vendor portfolio.Qualifications:Bachelor's degree required5+ years compliance or risk experienceMS Office SuiteGRC systems experienceCertified Third Party Risk Professional is preferred but not requiredThis role is based in our New York City location and is a hybrid role, with three days per week in office.We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, age, genetic information, creed, marital status, sexual orientation, gender identity, disability status, protected veteran status, or any other protected status under federal, state or local law.Salary Range$75k - $85k base salary + annual bonusBBH's compensation program includes base salary, discretionary bonuses, and profit-sharing. The anticipated base salary range(s) shown above are only for the indicated location(s) and may differ in other locations due to cost of living and labor considerations. Base salaries may vary based on factors such as skill, experience and qualification for the role. BBH's total rewards package recognizes your contributions with more than just a paycheck-providing you with benefits that enhance your experience at BBH from long-term savings, healthcare, and income protection to professional development opportunities and time off, our programs support your overall well-being.


  • Compliance Analyst

    4 weeks ago


    New York, United States Tandym Group Full time

    A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements. Responsibilities: The Compliance Analyst will: Preparing regulatory...

  • Compliance Analyst

    1 month ago


    New York, United States Tandym Group Full time

    A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...

  • Compliance Analyst

    2 weeks ago


    New York, United States Tandym Group Full time

    A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...

  • Compliance Analyst

    1 month ago


    New York, United States Tandym Group Full time

    A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...

  • Compliance Analyst

    2 weeks ago


    New York, United States New Start Capital Full time

    Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce creditor payments through lower interest rate solutions. Our experienced and trusted loan advisors tailor solutions to individual...

  • Compliance Analyst

    7 days ago


    New York, United States New Start Capital Full time

    Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce creditor payments through lower interest rate solutions. Our experienced and trusted loan advisors tailor solutions to individual...

  • Compliance Analyst

    2 weeks ago


    New York, United States New Start Capital Full time

    Company DescriptionNew Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce creditor payments through lower interest rate solutions. Our experienced and trusted loan advisors tailor solutions to individual customers'...

  • Compliance Analyst

    2 weeks ago


    New York, United States New Start Capital Full time

    Company DescriptionNew Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce creditor payments through lower interest rate solutions. Our experienced and trusted loan advisors tailor solutions to individual customers'...


  • New York, United States World Wide Technology Full time

    Position: Technology Sourcing & Vendor Management AnalystWork Location: Hearst Tower, New York, NY 10019Number of days in the office: Two Tuesdays and any other work day of choice Join our dynamic and collaborative team where professionalism meets a friendly and inclusive work environment! At Hearst Technology Services, we pride ourselves on fostering a...


  • New York, United States NYC Careers Full time

    **Contracts and Compliance Analyst**: - Apply**Contracts and Compliance Analyst**: - Agency: DEPARTMENT OF SANITATION - Posted on: 05/18/2024- Job type: Full-time Location NYC-ALL BOROS - Title Classification: Exam may be required Department Division of Commercial Waste - Salary range: $65,574.00 - $80,000.00- The New York City Department of Sanitation...

  • Conflicts Analyst

    1 week ago


    New York, United States AJ FOX COMPLIANCE Full time

    A prestigious global law firm is looking for a Conflicts Analyst to join their team, based in New York. This opportunity is perfect for someone with a mindset built for finding solutions to complex challenges. The ideal candidate is someone with 2+ years of experience working within a law firm in a legal risk or compliance role. During this time, they will...

  • Conflicts Analyst

    2 days ago


    New York, United States AJ FOX COMPLIANCE Full time

    A prestigious global law firm is looking for a Conflicts Analyst to join their team, based in New York. This opportunity is perfect for someone with a mindset built for finding solutions to complex challenges.The ideal candidate is someone with 2+ years of experience working within a law firm in a legal risk or compliance role. During this time, they will...

  • Compliance Analyst

    14 hours ago


    New York, United States Mantl Full time

    As a Compliance Analyst You Will: Have a strong background in governance, risk and compliance to enhance and continue to build out our compliance program and ensure our operations meet industry standards, regulations while exceeding customer expectations. You will be part of a ground floor opportunity to help shape and build the future of compliance within...

  • Compliance Analyst

    3 days ago


    New York, United States Apollo Inc Full time

    Position Overview Apollo is seeking a Compliance Analyst to join its growing global team of professionals who are focused on operationalizing Apollo's strategic compliance program. The Compliance Analyst will be a part of the investment compliance team and will primarily focus on compliance with the Investment Company Act of 1940 ("'40 Act") and the...

  • Compliance Analyst

    5 days ago


    New York, United States Insight Global Full time

    Title: Compliance Testing Analyst Duration: 6-12 month contract + extensions Location: Onsite 5 days – NYC Pay Rate: $35-37.50/hrVisa: USC/GC Compensation:$35/hr to $37.50/hrExact compensation may vary based on several factors, including skills, experience, and education.Benefit packages for this role will start on the 31st day of employment and include...

  • Compliance Analyst

    5 days ago


    New York, United States Insight Global Full time

    Title: Compliance Testing Analyst Duration: 6-12 month contract + extensions Location: Onsite 5 days – NYC Pay Rate: $35-37.50/hrVisa: USC/GC Compensation:$35/hr to $37.50/hrExact compensation may vary based on several factors, including skills, experience, and education.Benefit packages for this role will start on the 31st day of employment and include...

  • Compliance Analyst

    5 days ago


    New York, United States Insight Global Full time

    Title: Compliance Testing Analyst Duration: 6-12 month contract + extensions Location: Onsite 5 days – NYC Pay Rate: $35-37.50/hrVisa: USC/GC Compensation:$35/hr to $37.50/hrExact compensation may vary based on several factors, including skills, experience, and education.Benefit packages for this role will start on the 31st day of employment and include...

  • Compliance Analyst

    19 hours ago


    New York, United States Insight Global Full time

    Required Skills & Experience· Bachelors Degree· 1-2 years of industry experience· Broad knowledge of financial products, markets, and laws and regulations such as FINRA and SEC rules, and the Investment Company Act of 1940· Strong interview, presentation, written and verbal communications, time management and analytical skills· Self-starter,...

  • Compliance Analyst

    2 days ago


    New York, United States Insight Global Full time

    Required Skills & Experience· Bachelors Degree· 1-2 years of industry experience· Broad knowledge of financial products, markets, and laws and regulations such as FINRA and SEC rules, and the Investment Company Act of 1940· Strong interview, presentation, written and verbal communications, time management and analytical skills· Self-starter,...

  • Compliance Analyst

    1 month ago


    New York, United States East End Resources Full time

    COMPLIANCE ANALYSTNew York, NYOur client, a NYC-based trading firm is looking for a Compliance Analyst.The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations.In this position, tasks will primarily include surveillance and monitoring of...