Compliance Analyst

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements. Responsibilities: The Compliance Analyst will: Preparing regulatory...

Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce creditor payments through lower interest rate solutions. Our experienced and trusted loan advisors tailor solutions to individual...

Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce creditor payments through lower interest rate solutions. Our experienced and trusted loan advisors tailor solutions to individual...

Company DescriptionNew Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce creditor payments through lower interest rate solutions. Our experienced and trusted loan advisors tailor solutions to individual customers'...

Company DescriptionNew Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce creditor payments through lower interest rate solutions. Our experienced and trusted loan advisors tailor solutions to individual customers'...

A prestigious global law firm is looking for a Conflicts Analyst to join their team, based in New York. This opportunity is perfect for someone with a mindset built for finding solutions to complex challenges. The ideal candidate is someone with 2+ years of experience working within a law firm in a legal risk or compliance role. During this time, they will...

A prestigious global law firm is looking for a Conflicts Analyst to join their team, based in New York. This opportunity is perfect for someone with a mindset built for finding solutions to complex challenges.The ideal candidate is someone with 2+ years of experience working within a law firm in a legal risk or compliance role. During this time, they will...

A prestigious global law firm is looking for a Conflicts Analyst to join their team, based in New York. This opportunity is perfect for someone with a mindset built for finding solutions to complex challenges.The ideal candidate is someone with 2+ years of experience working within a law firm in a legal risk or compliance role. During this time, they will...

Reporting directly to the SVP, Deputy Chief Compliance Officer, the Compliance Analyst will assist with the design and daily responsibilities of the compliance program for Capital Partners, managing a range of legal, regulatory and compliance risks associated with third-party capital management in a SOX environment Maintain and update controls designed to...

Reporting directly to the SVP, Deputy Chief Compliance Officer, the Compliance Analyst will assist with the design and daily responsibilities of the compliance program for Capital Partners, managing a range of legal, regulatory and compliance risks associated with third-party capital management in a SOX environment Maintain and update controls designed to...

As a Compliance Analyst You Will: Have a strong background in governance, risk and compliance to enhance and continue to build out our compliance program and ensure our operations meet industry standards, regulations while exceeding customer expectations. You will be part of a ground floor opportunity to help shape and build the future of compliance within...

Position Overview Apollo is seeking a Compliance Analyst to join its growing global team of professionals who are focused on operationalizing Apollo's strategic compliance program. The Compliance Analyst will be a part of the investment compliance team and will primarily focus on compliance with the Investment Company Act of 1940 ("'40 Act") and the...

Title: Compliance Testing Analyst Duration: 6-12 month contract + extensions Location: Onsite 5 days – NYC Pay Rate: $35-37.50/hrVisa: USC/GC Compensation:$35/hr to $37.50/hrExact compensation may vary based on several factors, including skills, experience, and education.Benefit packages for this role will start on the 31st day of employment and include...

Title: Compliance Testing Analyst Duration: 6-12 month contract + extensions Location: Onsite 5 days – NYC Pay Rate: $35-37.50/hrVisa: USC/GC Compensation:$35/hr to $37.50/hrExact compensation may vary based on several factors, including skills, experience, and education.Benefit packages for this role will start on the 31st day of employment and include...

Title: Compliance Testing Analyst Duration: 6-12 month contract + extensions Location: Onsite 5 days – NYC Pay Rate: $35-37.50/hrVisa: USC/GC Compensation:$35/hr to $37.50/hrExact compensation may vary based on several factors, including skills, experience, and education.Benefit packages for this role will start on the 31st day of employment and include...

Position Overview The Compliance Analyst will join Apollo’s Financial Crimes Compliance (FCC) Team, whose mission is to prevent, detect, and address illicit financial activities from occurring at Apollo. They will work closely with junior and senior members of Apollo’s Compliance team and with business stakeholders with a focus on compliance with...

**You Lead the Way. We’ve Got Your Back.** With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you’ll learn and grow as we help you create...

Required Skills & Experience Bachelors Degree 1-2 years of industry experience Broad knowledge of financial products, markets, and laws and regulations such as FINRA and SEC rules, and the Investment Company Act of 1940 Strong interview, presentation, written and verbal communications, time management and analytical skills Self-starter, enthusiastic,...

Job DescriptionJob DescriptionSalary: SUMMARYThe role is responsible for ensuring that all corporate processes and procedures comply with the law. He/She will be responsible for developing, reviewing, and updating compliance policies and procedures in line with ever-evolving regulations and industry best practices. He/She will also be responsible for...