Compliance Analyst

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements. Responsibilities: The Compliance Analyst will: Preparing regulatory...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...

Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws, rules and regulatory requirements and Firm policies. We are seeking...

WHO WE ARE: AMAZING INDIVIDUALS WORKING FOR POSITIVE PEOPLE at AIDS Healthcare Foundation! Does the idea of doing something that really makes a difference in people’s lives while being well-compensated intrigue you? Are you looking to work for an organization that encourages growth and success from each and every one of its employees? If so, AIDS...

Role Stash Invest is in search of a Brokerage and Compliance Analyst to assist in the day to day Brokerage Operations of a rapidly growing investment advisor. Responsibilities Assist in the day to day brokerage operations, including account management, Clearance/Settlement and Regulatory Compliance Conduct daily Operational reviews of the Firm's accounts,...

Job Description: A property & casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form filings with all relevant insurance departments and bureaus. More specifically, this professional will prepare and develop filings for forms, rates and rules with carious state insurance departments, handle responses to objections...

Job Description: A property & casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form filings with all relevant insurance departments and bureaus. More specifically, this professional will prepare and develop filings for forms, rates and rules with carious state insurance departments, handle responses to objections...

Job Description:A property & casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form filings with all relevant insurance departments and bureaus. More specifically, this professional will prepare and develop filings for forms, rates and rules with carious state insurance departments, handle responses to objections...

Job Description:A property & casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form filings with all relevant insurance departments and bureaus. More specifically, this professional will prepare and develop filings for forms, rates and rules with carious state insurance departments, handle responses to objections...

Job Description:A property & casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form filings with all relevant insurance departments and bureaus. More specifically, this professional will prepare and develop filings for forms, rates and rules with carious state insurance departments, handle responses to objections...

Optima Partners is looking for graduates or recent graduates to join our New York office as Compliance Analysts, supporting our Senior Compliance Consultants in developing, implementing and maintaining compliance programs for a variety of registered investment management firms. The Analyst program consists of 2-year hands-on training program. All Analyst...

E-Communications Compliance Surveillance AnalystLegal & Compliance TeamMy client's Legal & Compliance Department safeguards the company's integrity, ensuring ethical conduct and fostering a compliance-focused culture.This Analyst role involves joining our electronic surveillance team in New York and Chicago. This team is responsible for developing and...

E-Communications Compliance Surveillance AnalystLegal & Compliance TeamMy client's Legal & Compliance Department safeguards the company's integrity, ensuring ethical conduct and fostering a compliance-focused culture.This Analyst role involves joining our electronic surveillance team in New York and Chicago. This team is responsible for developing and...

Job Description KYC/AML Compliance Analyst This is a contract opportunity. This is a remote opportunity.   About this position As a KYC and AML Compliance Analyst, you will play a pivotal role in ensuring compliance with KYC (Know Your Customer) and AML (Anti-Money Laundering) regulations, as well as conducting Enhanced Due Diligence (EDD) on bank...

COMPLIANCE ANALYSTNew York, NYOur client, a NYC-based trading firm is looking for a Compliance Analyst.The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations.In this position, tasks will primarily include surveillance and monitoring of...

About Us Rothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets. Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and...

Trade Compliance Analyst in Newport Beach, CA This is an ideal opportunity for individuals interested in pursuing a career in a fast paced, dynamic, and challenging workplace with highly motivated and intelligent professionals. In this role, you will learn about trades, trade strategies, the impact of trades to client portfolios, and the implementation of...

Piper Companies is currently seeking a Health Care Compliance Analyst for a hybrid opportunity New Brunswick, New Jersey (NJ) to join a global pharmaceutical company. Responsibilities of the Health Care Compliance AnalystProvide HCC System support and compliance program assistanceAssist in monitoring activities and create monitoring plansDevelop Tableau...

Are you prepared to join the X team and help build the ultimate real-time information-sharing app, revolutionizing how people connect? At X, we're on a mission to become a trusted global digital public square, committed to minimal censorship within legal boundaries. Our goal is to empower every user to freely create and share ideas, fostering open public...