Compliance Analyst

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements. Responsibilities: The Compliance Analyst will: Preparing regulatory...

Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce creditor payments through lower interest rate solutions. Our experienced and trusted loan advisors tailor solutions to individual...

Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce creditor payments through lower interest rate solutions. Our experienced and trusted loan advisors tailor solutions to individual...

A prestigious global law firm is looking for a Conflicts Analyst to join their team, based in New York. This opportunity is perfect for someone with a mindset built for finding solutions to complex challenges. The ideal candidate is someone with 2+ years of experience working within a law firm in a legal risk or compliance role. During this time, they will...

A prestigious global law firm is looking for a Conflicts Analyst to join their team, based in New York. This opportunity is perfect for someone with a mindset built for finding solutions to complex challenges.The ideal candidate is someone with 2+ years of experience working within a law firm in a legal risk or compliance role. During this time, they will...

As a Compliance Analyst You Will: Have a strong background in governance, risk and compliance to enhance and continue to build out our compliance program and ensure our operations meet industry standards, regulations while exceeding customer expectations. You will be part of a ground floor opportunity to help shape and build the future of compliance within...

Position Overview Apollo is seeking a Compliance Analyst to join its growing global team of professionals who are focused on operationalizing Apollo's strategic compliance program. The Compliance Analyst will be a part of the investment compliance team and will primarily focus on compliance with the Investment Company Act of 1940 ("'40 Act") and the...

Title: Compliance Testing Analyst Duration: 6-12 month contract + extensions Location: Onsite 5 days – NYC Pay Rate: $35-37.50/hrVisa: USC/GC Compensation:$35/hr to $37.50/hrExact compensation may vary based on several factors, including skills, experience, and education.Benefit packages for this role will start on the 31st day of employment and include...

Title: Compliance Testing Analyst Duration: 6-12 month contract + extensions Location: Onsite 5 days – NYC Pay Rate: $35-37.50/hrVisa: USC/GC Compensation:$35/hr to $37.50/hrExact compensation may vary based on several factors, including skills, experience, and education.Benefit packages for this role will start on the 31st day of employment and include...

Title: Compliance Testing Analyst Duration: 6-12 month contract + extensions Location: Onsite 5 days – NYC Pay Rate: $35-37.50/hrVisa: USC/GC Compensation:$35/hr to $37.50/hrExact compensation may vary based on several factors, including skills, experience, and education.Benefit packages for this role will start on the 31st day of employment and include...

Required Skills & Experience· Bachelors Degree· 1-2 years of industry experience· Broad knowledge of financial products, markets, and laws and regulations such as FINRA and SEC rules, and the Investment Company Act of 1940· Strong interview, presentation, written and verbal communications, time management and analytical skills· Self-starter,...

Required Skills & Experience· Bachelors Degree· 1-2 years of industry experience· Broad knowledge of financial products, markets, and laws and regulations such as FINRA and SEC rules, and the Investment Company Act of 1940· Strong interview, presentation, written and verbal communications, time management and analytical skills· Self-starter,...

**Contracts and Compliance Analyst**: - Apply**Contracts and Compliance Analyst**: - Agency: DEPARTMENT OF SANITATION - Posted on: 05/18/2024- Job type: Full-time Location NYC-ALL BOROS - Title Classification: Exam may be required Department Division of Commercial Waste - Salary range: $65,574.00 - $80,000.00- The New York City Department of Sanitation...

COMPLIANCE ANALYSTNew York, NYOur client, a NYC-based trading firm is looking for a Compliance Analyst.The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations.In this position, tasks will primarily include surveillance and monitoring of...

Role Stash Invest is in search of a Brokerage and Compliance Analyst to assist in the day to day Brokerage Operations of a rapidly growing investment advisor. Responsibilities Assist in the day to day brokerage operations, including account management, Clearance/Settlement and Regulatory Compliance Conduct daily Operational reviews of the Firm's accounts,...

Blackstone is the worlds largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people Compliance, Marketing, Legal, Distribution, Analyst, Business, Business Services

Title: Regulatory Compliance Analyst Work Location: Southfield, MI 48075 Duration: 6 Months Job Type: Contract Work Type: Onsite Pay Rate: $52- $52/hr Job Description Dept: SHS Communications Over Engagement Description: The qualified candidate will be able to research government regulations for the Medicare Advantage program. The candidate will apply their...