E-Communication Compliance Analyst

E-Communications Compliance Surveillance AnalystLegal & Compliance TeamMy client's Legal & Compliance Department safeguards the company's integrity, ensuring ethical conduct and fostering a compliance-focused culture.This Analyst role involves joining our electronic surveillance team in New York and Chicago. This team is responsible for developing and...

E-Communications Compliance Surveillance AnalystLegal & Compliance TeamMy client's Legal & Compliance Department safeguards the company's integrity, ensuring ethical conduct and fostering a compliance-focused culture.This Analyst role involves joining our electronic surveillance team in New York and Chicago. This team is responsible for developing and...

E-Communications Compliance Surveillance AnalystLegal & Compliance TeamMy client's Legal & Compliance Department safeguards the company's integrity, ensuring ethical conduct and fostering a compliance-focused culture.This Analyst role involves joining our electronic surveillance team in New York and Chicago. This team is responsible for developing and...

Our client is a globally beloved consumer brand renowned for its quality, innovation, and unforgettable experiences. With a rich history spanning decades, their brand has captured the hearts of millions worldwide, transcending borders to become an international sensation. From their iconic stores to their online presence, they inspire joy and connection at...

Our client is a globally beloved consumer brand renowned for its quality, innovation, and unforgettable experiences. With a rich history spanning decades, their brand has captured the hearts of millions worldwide, transcending borders to become an international sensation. From their iconic stores to their online presence, they inspire joy and connection at...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements. Responsibilities: The Compliance Analyst will: Preparing regulatory...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...

Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce creditor payments through lower interest rate solutions. Our experienced and trusted loan advisors tailor solutions to individual...

Company DescriptionNew Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce creditor payments through lower interest rate solutions. Our experienced and trusted loan advisors tailor solutions to individual customers'...

Company DescriptionNew Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce creditor payments through lower interest rate solutions. Our experienced and trusted loan advisors tailor solutions to individual customers'...

Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws, rules and regulatory requirements and Firm policies. We are seeking...

FINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. We have an exciting opportunity for a Senior Communications Compliance Analyst, Advertising...

Compliance Testing Analyst, New York Build Your Career | Love your Work | Make a Difference Payoneer's mission is to empower businesses to go beyond - beyond borders, limits and expectations. In today's digital world, Payoneer enables any business of any size from anywhere to access new economic opportunities by making it possible to transact as easily...

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

COMPLIANCE ANALYSTNew York, NYOur client, a NYC-based trading firm is looking for a Compliance Analyst.The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations.In this position, tasks will primarily include surveillance and monitoring of...

Role Stash Invest is in search of a Brokerage and Compliance Analyst to assist in the day to day Brokerage Operations of a rapidly growing investment advisor. Responsibilities Assist in the day to day brokerage operations, including account management, Clearance/Settlement and Regulatory Compliance Conduct daily Operational reviews of the Firm's accounts,...

Job Description: A property & casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form filings with all relevant insurance departments and bureaus. More specifically, this professional will prepare and develop filings for forms, rates and rules with carious state insurance departments, handle responses to objections...

Piper Companies is currently seeking a Compliance Analyst based in New Brunswick, New Jersey for work at a leading pharmaceutical company. The Compliance Analyst will be part of the global compliance group, ensuring health care compliance and managing related data. This role will work 3 days on-site in New Brunswick with 2 days of remote...