We have other current jobs related to this field that you can find below
-
Compliance Associate
2 months ago
Boston, United States Fanning Personnel Full timeCompliance Associate opening located at a wealth management firm in BostonI’m a Senior Recruiter at Fanning- Masis. Since 1968, we have been assisting our client companies, investment firms in and around Boston, with their candidate recruitment process. This scenario has enabled us to serve as a valuable resource to an individual who may be actively or...
-
Compliance Associate
1 month ago
Boston, United States Fanning Personnel Full timeCompliance Associate opening located at a wealth management firm in BostonI’m a Senior Recruiter at Fanning- Masis. Since 1968, we have been assisting our client companies, investment firms in and around Boston, with their candidate recruitment process. This scenario has enabled us to serve as a valuable resource to an individual who may be actively or...
-
Compliance Associate
2 months ago
Boston, Massachusetts, United States Cambridge Associates Full timeCAREERS THAT CHANGE THE WORLDOUR CULTURECambridge Associates believes culture is central to your success and ours.We believe in a vibrant, values-driven culture that is supportive, inclusive, and diverse. Here, we celebrate the individual while we support global connectivity. At CA, collaboration wins, kindness matters, and your success is our priority. o We...
-
Compliance Associate
2 months ago
Boston, United States Cardea Group Full timeCompliance Associate (Boston, MA): Our client, a forward-thinking hedge and venture capital fund with over $10B in AUM, is seeking a proactive and motivated individual to support the firm's compliance program in a newly created position. Reporting into the Chief Compliance Officer, this new hire will gain exposure and access to all members of the team and...
-
Compliance Associate
2 weeks ago
Boston, United States Cardea Group Full timeCompliance Associate (Boston, MA): Our client, a forward-thinking hedge and venture capital fund with over $10B in AUM, is seeking a proactive and motivated individual to support the firm's compliance program in a newly created position. Reporting into the Chief Compliance Officer, this new hire will gain exposure and access to all members of the team and...
-
Compliance Associate
2 months ago
Boston, United States Cardea Group Full timeCompliance Associate (Boston, MA): Our client, a forward-thinking hedge and venture capital fund with over $10B in AUM, is seeking a proactive and motivated individual to support the firm's compliance program in a newly created position. Reporting into the Chief Compliance Officer, this new hire will gain exposure and access to all members of the team and...
-
Compliance Associate
2 weeks ago
Boston, United States Cardea Group Full timeCompliance Associate (Boston, MA): Our client, a forward-thinking hedge and venture capital fund with over $10B in AUM, is seeking a proactive and motivated individual to support the firm's compliance program in a newly created position. Reporting into the Chief Compliance Officer, this new hire will gain exposure and access to all members of the team and...
-
Compliance Associate
2 months ago
Boston, United States Deerpath Capital Full timeCompany DescriptionDeerpath Capital is a leading direct lending firm specializing in providing first lien senior debt financing to middle market companies. Deerpath is focused on providing debt capital for acquisitions, refinancings, ownership transitions and growth capital to companies in the U.S. lower middle market. Deerpath has investment offices in New...
-
Senior Manager, Tax Compliance
1 day ago
Boston, Massachusetts, United States KPMG-UnitedStates Full timeSenior Manager, Tax Compliance at KPMGAre you interested in advancing your career with a prestigious firm like KPMG, recognized for its outstanding workplace culture and opportunities for professional growth?We are in search of a Senior Manager to join our Finance and Accounting team. This position entails supervising individual income tax compliance,...
-
Senior Manager, Tax Compliance
14 hours ago
Boston, Massachusetts, United States KPMG-UnitedStates Full timeSenior Manager, Tax Compliance at KPMGAre you interested in becoming part of a prestigious organization like KPMG, recognized for its outstanding workplace culture and opportunities for professional advancement?We are currently in search of a Senior Manager to join our Finance and Accounting team. This position entails overseeing individual income tax...
-
Senior Manager, Tax Compliance
1 day ago
Boston, Massachusetts, United States KPMG-UnitedStates Full timeSenior Manager, Tax Compliance at KPMGAre you interested in advancing your career with a prestigious firm like KPMG, recognized for its outstanding workplace culture and opportunities for professional growth?We are in search of a Senior Manager to join our Finance and Accounting team. This position entails supervising individual income tax compliance,...
-
Senior Manager, Tax Compliance
14 hours ago
Boston, Massachusetts, United States KPMG-UnitedStates Full timeSenior Manager, Tax Compliance at KPMGAre you interested in advancing your career with a prestigious firm like KPMG, recognized for its outstanding workplace culture and opportunities for professional growth?We are in search of a Senior Manager to join our Finance and Accounting team. This position entails supervising individual income tax compliance,...
-
Compliance Associate
2 months ago
Boston, United States Cambridge Associates LLC Full timeTHE OPPORTUNITY Under the guidance of the Chief Compliance Officer and Compliance Director, the Compliance Associate is responsible for the coordination, ongoing development and administration of employee reporting, web-based compliance training, and anti-money laundering (AML) and customer due-diligence programs. The Compliance...
-
Senior Compliance Officer
6 days ago
Boston, Massachusetts, United States Isle of Man Government Full timeJob Advert About the Role The Isle of Man Government is looking for a dedicated and proactive individual to join our Indirect Tax Compliance Team as a Senior Compliance Officer. In this pivotal role, you will contribute significantly to ensuring adherence to VAT regulations among registered traders in the Isle of Man. Your key responsibilities will...
-
Compliance Operations Coordinator
6 days ago
Boston, Massachusetts, United States Cambridge Associates LLC Full timeJoin Our Team:Cambridge Associates LLC is seeking a dedicated Compliance Associate to enhance our compliance initiatives under the leadership of our Chief Compliance Officer and Compliance Director. The ideal candidate will be instrumental in managing employee compliance reporting, facilitating online training programs, and overseeing anti-money laundering...
-
Regulatory Compliance Specialist
6 days ago
Boston, Massachusetts, United States Cambridge Associates LLC Full timeCareer Opportunity:Cambridge Associates LLC is seeking a dedicated Compliance Associate to become an integral part of our team, working closely with our Chief Compliance Officer and Compliance Director. The ideal candidate will be instrumental in overseeing employee reporting, facilitating online compliance training, and managing anti-money laundering...
-
Boston, Massachusetts, United States Commonwealth of Virginia Full timeTitle: Senior Export Control Analyst Agency: Commonwealth of Virginia Location: Not Specified FLSA: Exempt Hiring Range: Not Specified Employment Type: Not Specified Job Overview: The Senior Export Control Analyst plays a crucial role in managing and overseeing the export control compliance program within the Commonwealth of Virginia....
-
Senior Associate
2 months ago
Boston, United States LVI Associates Full timeTitle: Senior AssociateLocation: Boston, MAPosition Overview:We are seeking a highly motivated and detail-oriented Project Finance Senior Associate to join our client, a utility-scale IPP. The Project Finance Senior Associate will play a key role in supporting the financial analysis, structuring, and execution of renewable energy...
-
Senior Housing Compliance Manager
2 months ago
Boston, United States Pine Street Inn Full timeJob DescriptionJob DescriptionDescription:SCHEDULE: 40 hours, Monday – Friday, 8:30am – 5:00pm (or equivalent)Pays $42.50 per hour DOELOCATION: 82 Green Street, Jamaica Plain, MASUMMARY OF POSITION:The Senior Housing Compliance Manager for Pine Street Inn, Inc. provides oversight of Subsidy Compliance ensuring accurate and timely completion of annual,...
-
Regulatory Compliance Specialist
6 days ago
Boston, Massachusetts, United States Deerpath Capital Full timeAbout Deerpath CapitalDeerpath Capital is a leading direct lending firm that focuses on providing senior debt solutions to middle market enterprises across the United States. With a global presence, Deerpath oversees a substantial portfolio of investments.Position SummaryThe Compliance Associate at Deerpath will collaborate closely with the Compliance...
Senior Compliance Associate
2 months ago
Senior Compliance Associate
– The Senior Compliance Associate will work with the Compliance team to implement the firm’s compliance program. The Senior Associate will be a key member of the Compliance team with opportunities for advancement within Compliance subject to meeting agreed upon growth goals. The Associate must interact with employees at all levels of the firm (C-Suite and below) and with all departments (Investments, Trading, Marketing, Operations). At Westfield, we value collaboration and encourage team members to be active participants and take on new responsibilities when ready.
Hours
Westfield Capital’s office hours are 8:30 a.m. to 5:00 p.m.; however extra hours are required during quarter end and reporting periods. Will be required to stay until the Trading desk has completed end of day each night which on occasion will be after 5:00 p.m.
Reporting to
Deputy Chief Compliance Officer
Compensation
Westfield offers a competitive base salary and participation in the Westfield Capital staff bonus pool and the Westfield 401k Plan with employer matching. Westfield Capital also provides comprehensive health, vision and dental coverage and assistance with tuition for business related education.
Requirements
Candidates must have strong organizational and time management skills, with the ability to prioritize in a fast-paced and constantly changing environment. Exceptional attention to detail, strong communication and interpersonal skills, and the ability to work independently and as part of a team are essential. Knowledge of regulatory requirements and compliance best practices is required. Candidates should have four to six years of compliance experience, with experience in the mutual fund industry being essential. Strong analytical thinking and problem-solving skills, as well as proficiency in compliance software and Microsoft Office, are also necessary.
Responsibilities
The position will encompass the following responsibilities:
Respond to client reporting requests. Working with the Marketing, Operations, and Trading teams, the Senior Associate will be responsible for coordinating and fulfilling client requests and client reports
Implement and monitor pre- and post-trade portfolio investment guideline compliance and reporting. In addition will be responsible for reviewing, maintaining, and updating client restrictions within Westfield’s portfolio compliance system
The Senior Associate will assist with client meeting prep and will participate in client meetings as needed
Regulatory Filings: Ensure required regulatory filings are made in a timely manner by preparing and submitting them to the appropriate regulatory entity.
Maintain the personal trading system on a daily basis including maintaining and manage restricted and watch lists
Review personal trading and gift and entertainment requests
Policies/Procedures: The Senior Associate will assist with the review and testing of the Firm’s policies and procedures
Keeping abreast of regulatory developments which may impact the Firm and our clients
Maintain compliance calendar and address current regulatory changes as applicable
Other Projects/Assignments: The Associate will be responsible for completing any other projects as assigned
Professional Development: Attend industry conferences or webinars on regulatory compliance matters, with opportunities for further certifications and growth within the company
QUALIFICATIONS
Bachelor’s Degree from four-year college or university
Experience in the mutual fund industry is preferred
Interest in legal and/or compliance matters affecting investment advisers
Previous compliance and/or audit experience
#J-18808-Ljbffr