Compliance Associate

2 days ago

Boston, United States Fanning Personnel Full time

Compliance Associate opening located at a wealth management firm in Boston


I’m a Senior Recruiter at Fanning- Masis. Since 1968, we have been assisting our client companies, investment firms in and around Boston, with their candidate recruitment process. This scenario has enabled us to serve as a valuable resource to an individual who may be actively or passively interested in pursuing a new position in the financial services industry to serve as a catalyst for continued career growth and development.


I’m writing to inform you that one of my client companies, a wealth management firm in Boston, is seeking a Compliance Associate. This is an impactful, multi- discipline role which will enable the selected individual to work closely on all aspects of the firm's compliance program with the CCO. The selected individual will also have the opportunity to perform a wider array of duties including client/ performance reporting, preparing client materials for meetings/ portfolio reviews, performing ongoing portfolio administration, addressing client/ portfolio inquires, etc.


In summary, this role is a FANTASTIC opportunity for a candidate who offers 3+ years of experience in the Compliance function who is seeking to bolster knowledge in this space, as well as performing tasks outside the Compliance function to enhance his/her overall knowledge of business operations.


Compensation includes a base salary in the $85K- $130K range, depending on experience, plus bonus and a full suite of benefits


If you are qualified and interested in pursuing this role, please send your updated resume to adamc@fanning-boston.com


Adam Cordeiro

Senior Recruiter

Fanning, a division of Masis Staffing Solutions, LLC

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