We have other current jobs related to this field that you can find below


  • New Brunswick, New Jersey, United States Compliance Management International Full time

    Job OverviewCompany OverviewCompliance Management International (CMI) stands as a leading global provider of environmental, health, and safety (EHS) solutions, dedicated to serving a diverse clientele for over three decades. Our collaborative approach with organizations, including major corporations and governmental bodies, aims to elevate operational...


  • New York, New York, United States Next Capital Management LLC Full time

    About UsEstablished in 1999, Next Capital Management LLC is a distinguished, SEC Registered Investment Advisor dedicated to providing investment and advisory services tailored to high-net-worth individuals, families, trusts, and businesses through a multi-family office approach. Our mission is to create a personalized wealth management experience within a...


  • New York, New York, United States Next Capital Management LLC Full time

    About UsEstablished in 1999, Next Capital Management LLC is a distinguished, SEC Registered Investment Advisor dedicated to providing investment and advisory services tailored for high-net-worth individuals, families, trusts, and businesses through a multi-family office approach. Our mission is to create a personalized wealth management experience in a...


  • New York, United States ACG Resources Full time

    Job DescriptionJob DescriptionConsumer Regulatory Compliance Officer located onsite in Manhattan with a foreign bank Base salary $100-135K based on experience and skillsRequired Education and Experience: BA or BS required. A minimum of 5-7 years of experience in compliance management with a banking institution. 1. Knowledge of federal laws pertaining to...


  • New York, New York, United States CIFC Asset Management Full time

    CIFC ASSET MANAGEMENT OVERVIEWEstablished in 2005, CIFC Asset Management LLC (and its affiliates, collectively referred to as "CIFC") operates as a global credit management firm, specializing in various sectors including CLOs, structured credit, corporate credit, opportunistic credit, and direct lending. With a focus on serving institutional investors...


  • New York, New York, United States CIFC Asset Management Full time

    CIFC ASSET MANAGEMENT OVERVIEWEstablished in 2005, CIFC Asset Management LLC (and its affiliates, collectively referred to as "CIFC") operates as a global credit management firm specializing in various sectors including CLOs, structured credit, corporate credit, opportunistic credit, and direct lending. With a focus on serving institutional investors...


  • New York, New York, United States Sia Partners Full time

    Job DescriptionSia Partners, a leading management consulting firm, is seeking a seasoned Regulatory Compliance Specialist to join our Financial Services practice. As a key member of our team, you will play a critical role in supporting our clients with regulatory remediation initiatives.Key ResponsibilitiesDevelop and Execute Regulatory Remediation Plans:...


  • New York, New York, United States Quantbot Full time

    Job OverviewQuantbot, a leading firm in the finance sector, is in search of a diligent, proactive, and detail-oriented professional to enhance our compliance team. As a rapidly growing investment adviser, we pride ourselves on our commitment to maintaining the highest compliance standards.Key Responsibilities:The selected candidate will be tasked with...


  • New York, New York, United States Golden Platter Foods, Inc. Full time

    Company Overview:Golden Platter Foods, Inc. is a leader in the frozen food sector, merging traditional practices with modern innovations to produce beloved family meals. As a family-owned enterprise, we prioritize quality and adherence to regulations, ensuring our products consistently meet the highest standards. Join a vibrant team dedicated to excellence...


  • North Brunswick, United States USPL Nutritionals, LLC. Full time

    Job DescriptionJob DescriptionJob DescriptionDate08/2023Location1300 Airport Road, North Brunswick NJ TitleDirector, Regulatory Compliance for Dietary Supplements & VitaminsDepartmentResearch & DevelopmentReports toExecutive Vice PresidentFLSA (Exempt or Non-ExemptExemptRole OverviewUSPL Nutritionals is currently recruiting for Director, Regulatory...


  • New York, New York, United States The Ladders Full time

    Introduction Founded in 1912, Bank of China stands as one of the largest financial institutions globally, boasting over $3 trillion in assets and a presence across more than 60 countries and regions. Our enduring vision, institutional strength, and international reach make us a dependable financial partner for our clients, whether in Corporate or Personal...


  • New York, New York, United States Quantbot Technologies LP Full time

    Quantbot Technologies LP is in search of a diligent, detail-oriented, and proactive individual to become a vital part of our compliance division within our expanding investment advisory firm.Key Responsibilities:The selected candidate will be tasked with the preparation of regulatory submissions, collaborating with compliance personnel to support various...


  • New York, New York, United States Sumitomo Mitsui Financial Group, Inc. Full time

    Company OverviewSumitomo Mitsui Financial Group, Inc. (SMFG) is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, SMFG operates a diverse array of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a workforce of over 80,000 employees across nearly 40...

  • Compliance Officer

    10 hours ago


    New York, New York, United States ZARA USA Full time

    The Compliance Manager plays a pivotal role in ensuring Zara USA, Inc. and other brands of the Inditex Group portfolio in the USA and Puerto Rico adhere to legal standards and internal policies. This position is crucial for maintaining the company's legal and ethical standing, managing compliance-related projects, and fostering a culture of integrity and...


  • New York, New York, United States McCann & Braham Full time

    Company Overview:McCann & Braham is a leading global commodity trading firm, recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Summary:We are in search of a Compliance Associate with a strong background in compliance advisory and market regulation. This position will report directly to the...


  • New York, New York, United States McCann & Braham Full time

    Company Overview:McCann & Braham is a leading global commodity trading firm, recognized for its unwavering dedication to ethical practices, sustainability, and responsible operations.Position Summary:We are looking for a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market Conduct...


  • New York, New York, United States McCann & Braham Full time

    Company Overview:McCann & Braham is a leading global commodity trading firm recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Overview:We are in search of a Compliance Associate with a strong background in compliance advisory and market regulation. This position will report directly to the...


  • New York, New York, United States McCann & Braham Full time

    Company Overview:McCann & Braham is a leading global commodity trading firm recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Summary:We are in search of a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market Conduct...


  • New York, New York, United States McCann & Braham Full time

    Company Overview:McCann & Braham is a leading global commodity trading firm, recognized for its dedication to ethical practices, sustainability, and responsible business operations.Position Overview:We are looking for a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market Conduct...


  • New York, New York, United States McCann & Braham Full time

    Company Overview:McCann & Braham is a distinguished global commodity trading firm recognized for its unwavering dedication to ethical practices, sustainability, and responsible operations.Position Overview:We are in search of a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market...

Institutional Compliance Officer-Regulatory Specialist

2 months ago


New Brunswick, United States Rutgers The State University Full time

Institutional Compliance Officer-Regulatory Specialist

Position Summary:

Rutgers, The State University of New Jersey is seeking an Institutional Compliance Officer, Regulatory Specialist (RSCO) for University Ethics and Compliance. Reporting to the Director of Institutional Compliance, the RSCO will lead the institutional compliance programs across various critical university functions, including but not limited to Athletics, Financial Aid, Campus Safety, and Youth Protection. The RSCO will be responsible for implementing, administering, and daily monitoring of the Rutgers' institutional compliance program for these key areas. Key Responsibilities:

Provides support to existing compliance initiatives university-wide to ensure adherence to relevant laws, regulations, and standards. Evaluates the effectiveness of the University's compliance programs and institutes necessary changes to safeguard Rutgers' reputation, promote ethical conduct, enhance community awareness, and serve as a resource for addressing potential concerns within assigned departments. Collaborates closely with other departments to ensure the university's adherence to the Seven Elements of an Effective Compliance Program. Offers guidance on policy and procedure development, evaluating and mitigating risks, devising innovative risk mitigation solutions, assisting with compliance monitoring and auditing efforts. Develops customized training programs. Collaborates with management to integrate compliance measures seamlessly into operational systems and initiatives. Serves as a point of contact for students, faculty, or staff seeking guidance on compliance-related matters. Qualifications:

Bachelor's Degree preferably in higher education administration, or a related field. Five (5) years of experience in a Governance, Risk, and Compliance (GRC) role. Experience in monitoring, auditing, and compliance investigation. Experience conducting gap analyses, drafting policies and procedures, and creating risk assessments and work-programs. Experience researching laws, regulations, and standards. Experience utilizing benchmarking methodologies for self-evaluation. Excellent communication skills, both oral and written. Preferred Qualifications: Juris Doctor, Master's Degree in a relevant field, or significant experience in higher education compliance. Previous experience working closely with senior leadership. 5 years or more of experience working with students, faculty, and staff in a higher education institution. Experience in an athletics department at a higher education institution. Understanding of the Seven Elements of an Effective Compliance Program. Comfortable with cross-functional collaboration with other departments, including the Office of General Counsel, University Human Resources, and the Office of the President.

#J-18808-Ljbffr