Compliance/Regulatory Consultant
2 months ago
Position: Compliance/Regulatory Consultant - Financial Services Industry
Location: United States
Overview: Globant, a leading consulting company, seeks a Compliance/Regulatory Consultant focused on the Financial Services Industry (FSI). This individual will ensure digital transformation projects comply with all relevant regulations and standards, providing expert compliance guidance while acting as a bridge between IT and business teams.
Key Responsibilities:
Regulatory Compliance Guidance:
Develop an understanding of U.S. regulatory requirements, including:
Dodd-Frank Act
Sarbanes-Oxley Act (SOX)
Gramm-Leach-Bliley Act (GLBA)
Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations
Consumer Financial Protection Bureau (CFPB) regulations
USA Patriot Act
Provide strategic compliance guidance for digital transformation projects.
Act as a bridge between IT and business teams to integrate compliance considerations into project planning.
Risk Assessment & Mitigation:
Assess regulatory risks specific to the FSI and recommend mitigation strategies.
Collaborate with product development teams to ensure technology offerings meet compliance needs.
Monitor regulatory changes affecting financial institutions and advise clients on adaptations.
Client Support & Training:
Act as a subject matter expert on compliance and regulatory matters for clients.
Provide guidance to clients on compliance while using the company's technology solutions.
Develop and deliver training programs on compliance best practices.
Sales Support & Relationship Building:
Showcase expertise during client interactions to support sales efforts.
Assist sales teams in developing proposals and presentations demonstrating regulatory best practices.
Build and maintain relationships with regulatory bodies and industry associations.
Required Qualifications:
Bachelor's degree in Law, Business, Finance, or related field; advanced degree preferred.
Minimum of 8 years of experience in compliance or regulatory roles within the FSI.
Strong knowledge of U.S. regulatory requirements (Dodd-Frank, SOX, GLBA, BSA, CFPB).
Analytical skills to interpret complex regulatory documents.
Excellent communication and presentation skills.
Proven strategic compliance guidance for FSI clients.
Ability to work independently and collaboratively.
Preferred Qualifications:
Experience working with Big4 firms or similar organizations.
Familiarity with agile methodologies and project management frameworks.
Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS) certification.
Proficiency in Microsoft Office and compliance software.
Experience with financial services technology solutions.
Established network within regulatory bodies and industry associations.
Ideal Candidate Attributes:
Deep understanding of the complex U.S. regulatory landscape.
Strategic thinker with problem-solving skills.
Proactive and detail-oriented, able to manage multiple priorities.
Passionate about helping financial institutions leverage technology to drive innovation while ensuring compliance.
Globant is an EOE M/F/D/V. For many positions, relocation is available if needed. Globant does not accept unsolicited third party resumes.
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