Compliance Analyst

3 weeks ago


New York, United States Tikehau Capital Full time

**Role**:
Working closely with the CCO, this role will be responsible for:

- Reviewing and updating compliance policies and procedures;
- Executing periodic compliance controls over the activities in the Americas;
- Assisting with investment compliance;
- Reviewing and approving of marketing materials;
- Running conflict checks on investment opportunities;
- Administrating the Firm’s Code of Ethics;
- Coordinating and contributing to periodic compliance reporting.

**Profile**:

- Degree in Finance, Economics, Business or relevant courses of study
- 1-3 years of regulatory compliance experience with a US Registered Investment Adviser
- Working knowledge of relevant federal securities laws and associated rules and regulatory positions thereunder
- Ability to exercise discretion and make independent judgments on matters of significance
- Strong presentation skills
- Demonstrated professional integrity
- Ability to work well in a fast-paced, small-team environment
- Ability to work independently, multi-task, and prioritize effectively to hit deadlines


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