Wealth Management Compliance Officer

First International Bank and Trust is a family-owned community bank and one of Prairie Business Magazine's 50 best places to work for 10 years running. We are currently seeking an experienced and detail-oriented Wealth Management Compliance Officer to join our team at First International Bank and Trust. This role is crucial to ensuring that our company...

Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together. Schwab's Wealth Advisory team embodies our firm's commitment to client-centric approach. Schwab Wealth Advisory is a premier, fee based and...

Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together. Schwab's Wealth Advisory team embodies our firm's commitment to client-centric approach. Schwab Wealth Advisory is a premier, fee based and...

Direct Hire / Permanent Position $80k Salary + Bonus + GREAT Benefits Hybrid Onsite Schedule in Phoenix, AZResponsibilities:Open new client accounts as custodians and act as a liaison with those custodians.Open new client accounts with third-party investment managers and serves as an operational liaison with those managers.Facilitate client wire requests,...

Direct Hire / Permanent Position $80k Salary + Bonus + GREAT Benefits Hybrid Onsite Schedule in Phoenix, AZResponsibilities:Open new client accounts as custodians and act as a liaison with those custodians.Open new client accounts with third-party investment managers and serves as an operational liaison with those managers.Facilitate client wire requests,...

Job DescriptionJob DescriptionJoin American Dental Companies as a Dental Compliance Manager!About ADC:American Dental Companies (ADC) is a rapidly expanding organization within the dental industry dedicated to providing high-quality dental care and services across the United States. As we grow and partner with new offices, we are committed to ensuring a...

Position Title : Senior Compliance Analyst Exempt Status : Non Exempt- Hourly Reports to : Chief Compliance Officer Location : Tyler Operations (In-Office) Summary of the Job : Assist Chief Compliance Officer with daily compliance duties and serve as back-up for other Compliance Department employees. The Compliance Department Analyst is responsible for...

Reference Number: HRJ7502 Location: Phoenix, Arizona Judson Group has partnered with a $8B+ AUM RIA with a national presence in the search for a Wealth Advisor . This individual will be taking over existing client referral channels, helping grow the firm, and will have a long-term leadership/opportunity. The ideal candidate will have experience handling...

INDUSTRIAL COMMISSION **COMPLIANCE SAFETY HEALTH OFFICER** Job Location: Address: Arizona Department of Occupational Safety & Health/Safety Compliance Section 800 W. Washington Street, Phoenix, 85007 **Salary**: $57,542.00 Grade: 20 Closing Date: April 23, 2024 Job Summary: Compliance Safety Health Officers will work under general supervision in...

**Position Summary**: IEM is looking for **Full Time - Grants Compliance Manager** to support IEMs State's Broadband Program funded by BEAD and other state and federal funds. We are seeking people experienced in Sub-Recipient Monitoring and Risk Assessment to oversee and ensure the effective and compliant management of federally funded grants and...

Position Type: RegularYour opportunityAt Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together. Schwab’s Wealth & Advice Solutions (WAS) organization offers industry-leading wealth management services. The...

West Coast Partitions is a leading commercial construction company specializing in interior and exterior drywall installations. We have established ourselves as a trusted name in the industry, delivering high-quality construction solutions to clients across the West Coast region. With a commitment to excellence and a focus on customer satisfaction, we...

Job DescriptionJob DescriptionDescription:The Office Manager will be responsible for managing office staff, coordinating administrative functions, and ensuring efficient and effective office operations. The ideal candidate will have strong leadership skills, excellent organizational abilities, and a background in healthcare...

Excellent client interaction role, Work life balance, Flexible working hours, Outstanding growth potential. Prefer hybrid work schedule. Must live in or quickly relocate to Phoenix. Progressive, highly profitable, well established CPA firm is currently looking to fill the position of Tax Manager. Title could be Tax Senior Manager for a stronger candidate....

**Profile**: Veterans, Reservists, Guardsmen and military family members are encouraged to apply!! We offer remote work opportunities (AK, AR, AZ, CA, *CO, FL, *HI, IA, ID, IL, KS, LA, MD, MN, MO, MT, NE, NV, NM, NC, ND, OK, OR, SC, SD, TX, UT, VA/DC, *WA, WI & WY only) **Job Summary** Responsible for overall corporate compliance with FAR and DFARS...

Job DescriptionJob DescriptionAbout Optima MedicalOptima Medical is an Arizona-based medical group consisting of 18 locations and over 90 medical providers, who care for more than 120,000 patients statewide. Our mission is to improve the quality of life throughout Arizona by helping communities “Live Better, Live Longer” through personalized healthcare,...

Job DescriptionJob DescriptionAbout Optima MedicalOptima Medical is an Arizona-based medical group consisting of several locations and over 90 medical providers, who care for more than 120,000 patients statewide. Our mission is to improve the quality of life throughout Arizona by helping communities “Live Better, Live Longer” through personalized...

Job Summary The Compliance Specialist is responsible for administrative support of the Compliance Department by completing Contractor Enrollment, personnel file maintenance, and document reviews. Duties & Responsibilities Manages enrollment process and assists with completion of electronic enrollment through WorkMarket software. Assists Contractors with...

Excellent client interaction role, Work life balance, Flexible working hours, Outstanding growth potential. Prefer hybrid work schedule. Must live in or quickly relocate to Phoenix. Progressive, highly profitable, well established CPA firm is currently looking to fill the position of Tax Manager. Title could be Tax Senior Manager for a stronger candidate....

**Job Overview**: As the Compliance Coordinator, you will be responsible for regularly touring theneighborhoodsstreet-by-street to inspect, document, photographand issue allviolations within the community. **Compensation**: $20 per hour **Your Responsibilities**: - Inspect and document exterior modification projects throughout the residential community...