Compliance Officer

Your role Do you have experience in providing compliance or risk management support to advisory services or a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance with firm's policies and procedures? Are you confident when it comes to speaking up for what is right and challenging at all levels?We are...

Your role Do you have experience in providing compliance or risk management support to advisory services or a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance with firm's policies and procedures? Are you confident when it comes to speaking up for what is right and challenging at all levels?We are looking...

Your role Do you have experience in providing compliance or risk management support to advisory services or a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance with firm's policies and procedures? Are you confident when it comes to speaking up for what is right and challenging at all levels?We are looking...

Your role Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations? We're looking for a supervisory officer to: * drive initiatives related to sales supervision, compliance and business risk, including implementation and education * manage review of various supervision processes * support branches in the...

Your role Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations? We're looking for a supervisory officer to: * drive initiatives related to sales supervision, compliance and business risk, including implementation and education * manage review of various supervision processes * support branches in the...

Your role The Central Supervision Analyst is a key member of a small team that supports Branch activities in accordance with policies and procedures related to Specialized Businesses for the firm. The Analyst will assist Branch Management with their supervisory responsibilities and serve as a resource to fortify oversight. We're looking for someone with a...

Program Coordinator/Administration Analyst Weehawken, NJ - 4 days/week – Monday, Tuesday, Wednesday, Thursday Friday – can be remote or in office 12 month+ with position conversion Pay rate: $27.75/hr W2 Job Description: **Candidate should have a college degree, preferable a BA or BS. Should have strong business analytics and Excel skills, Data...

Your role Do you like to work with multiple, complex technologies? Are you a customer-focused team player, who would like to become part of a large global organization? At UBS, we re-imagine the way we work, the way we connect with each other - our colleagues, clients, and partners - and the way we deliver value. Being agile will make us more responsive,...

Your role Do you want to design and build a system that caters to leading Investments Banks compliance team? Do you want to play a key role in transforming our firm into an agile organization? At UBS, we re-imagine the way we work, the way we connect with each other - our colleagues, clients and partners - and the way we deliver value. Being agile will make...

Job DescriptionJob DescriptionJob Title: Assistant ManagerJob Summary: We are seeking a dynamic and motivated Assistant Manager to join our team. The Assistant Manager will support the day-to-day operations of the organization, assist in managing staff, and contribute to achieving business objectives. The ideal candidate will have strong leadership skills,...

United States - New Jersey Information Technology (IT) Group Functions Job Reference # 286347BR City Weehawken Job Type Full Time Your role Do you want to drive the next level of application architecture in the Compliance IT space? How about shaping the future of Compliance technology together with a fun-loving cross-functional team? Are you an experienced...

Primary Skills: Reporting experience in Advance MS Excel & Advance PowerPoint (MS Office) We're looking for a Tech support analyst to: · support the Team Lead & Product Manager across several domains · ensure workflows and processes are of the highest quality standard · define workarounds for known errors and initiate process improvements ·...

Title PMO (Coordinator) Buy Rate - $29/hr on W2 Location Weehawken, NJ (Strictly Day1 Onsite) Number of positions -2 Primary Skills: Reporting experience in Advance MS Excel & Advance PowerPoint (MS Office) Were Looking For a Tech Support Analyst To support the Team Lead & Product Manager across several domains ensure workflows and processes are of the...

United States - New Jersey - Compliance, Risk - Group Functions **Job Reference #** - 297004BR **City** - Weehawken **Job Type** - Full Time **Your role** - We're looking for a BUSA AML Officer to: - Business Advisory: - Support the Chief AML Officer in serving as a principal FCP advisor to BUSA staff (operations, product, tech teams), BUSA Management,...

United States - New Jersey - Information Technology (IT) - Group Functions **Job Reference #** - 294509BR **City** - Weehawken **Job Type** - Full Time **Your role** - Do you have an entrepreneurial mindset and are you eager to understand and fulfill our clients’ needs? Do you want to play a key role in transforming our firm into an agile...

United States - New Jersey - Business management, administration and support - Global Wealth Management **Job Reference #** - 294763BR **City** - Weehawken **Job Type** - Full Time **Your role** - Are you a strong communicator with Branch and/or regulatory background? Do you have your Series 9/10 license? - Do you see opportunity when faced with a...

Your role Are you an experienced Know Your Customer (KYC) operational professional who enjoys working in a diverse environment? Do you have the proven ability to manage large teams to drive quality execution of AML/KYC processes? We're looking for an experienced KYC Quality Assurance Lead within the US Wealth Management's Business AML Organization to: •...

Your role Are you a strong communicator with Branch and/or regulatory background? Do you have your Series 9/10 license? Do you see opportunity when faced with a challenging problem and are willing to deep dive and deliver results? The Business AML Organization Centralization 9/10 team is looking for a team members to help support the WMA account opening...

We areAt Synechron, we believe in the power of digital to transform businesses for the better. Our global consulting firm combines creativity and innovative technology to deliver industry-leading digital solutions. Synechron's progressive technologies and optimization strategies span end-to-end Artificial Intelligence, Consulting, Digital, Cloud & DevOps,...

Your role Does planning for the unexpected excite you? Are you comfortable operating in a regulatory environment that expects high standards for business continuity, operational resilience and resolution planning? We're looking for a subject matter expert to join UBS Bank USA and drive our efforts to ensure our business continuity, operational resilience and...