Supervisory Officer

3 weeks ago

Weehawken, United States UBS Full time

Your role

Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations?

We're looking for a supervisory officer to:

* drive initiatives related to sales supervision, compliance and business risk, including implementation and education
* manage review of various supervision processes
* support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits
* partner with Compliance, including providing input to policy and supporting communication of policies
* serve as a point of contact for issues that cannot be resolved, and escalate issues as required

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Your expertise

* ideally 5 years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution
* series 7, 8 (or 9/10), 66 (or 63/65); insurance and Series 3 a plus
* track record of leadership, mentoring and coaching success
* great communicator (and you know how to handle challenging situations)
* reliable when working independently, with sound judgment for when to escalate issues
* quickly adaptable to changing market situations, technology and business needs
* UBS-MOGUL
* EFC-DNI
* LI-UBS

About us

UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

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